0001424447-11-000002.txt : 20110511 0001424447-11-000002.hdr.sgml : 20110511 20110511161627 ACCESSION NUMBER: 0001424447-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110511 DATE AS OF CHANGE: 20110511 EFFECTIVENESS DATE: 20110511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WealthTrust-Arizona, LLC CENTRAL INDEX KEY: 0001424447 IRS NUMBER: 205496505 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12709 FILM NUMBER: 11832131 BUSINESS ADDRESS: STREET 1: 8434 EAST SHEA BOULEVARD CITY: SCOTTSDALE STATE: AZ ZIP: 85260 BUSINESS PHONE: 800-694-5994 MAIL ADDRESS: STREET 1: 8434 EAST SHEA BOULEVARD CITY: SCOTTSDALE STATE: AZ ZIP: 85260 13F-HR 1 inftable.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WealthTrust Arizona Address: 8434 E. Shea Boulevard Scottsdale, AZ 85260 Form 13F File Number: 028-12709 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Lisa S. Valentine Title: Portfolio Operations Manager Phone: 615-297-9608 Signature, Place, and Date of Signing: /s/ Lisa S. Valentine Nashville, TN 5/11/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 100 Form 13F Information Table Value Total: $ 105450 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AE Biofuels Inc COM 00101P102 4 42000 SH Sole 42000 AT&T Incorporated COM 00206R102 325 10637 SH Sole 10637 American Tower Corporation COM 029912201 494 9545 SH Sole 9545 Apple Inc. COM 037833100 532 1529 SH Sole 1529 BHP Billiton Plc ADR COM 05545E209 278 3504 SH Sole 3504 Baidu Com Inc Spon ADR Rep A COM 056752108 255 1851 SH Sole 1851 Berkshire Hathaway Inc. Class COM 084670702 296 3543 SH Sole 3543 Blackrock 2001 Term Trust COM 09247X101 369 1839 SH Sole 1839 Boeing Company COM 097023105 950 12850 SH Sole 12850 BorgWarner Inc. COM 099724106 257 3236 SH Sole 3236 Capstone Turbine Corp COM 14067D102 27 15000 SH Sole 15000 Caterpillar Inc. COM 149123101 1688 15164 SH Sole 15164 Chevron Corporation COM 166764100 1812 16858 SH Sole 16858 Citigroup, Inc. COM 172967101 57 12998 SH Sole 12998 Coca-Cola Company COM 191216100 464 7000 SH Sole 7000 ConocoPhillips COM 20825C104 519 6506 SH Sole 6506 Cummins Inc. COM 231021106 279 2549 SH Sole 2549 Deere & Company COM 244199105 459 4746 SH Sole 4746 Discovery Communications, Inc. COM 25470F302 226 6438 SH Sole 6438 EOG Resources, Inc. COM 26875P101 226 1915 SH Sole 1915 Eastbridge Invt Gp COM 276050101 1958 17026535 SH Sole 17026535 Exxon Mobil Corporation COM 30231G102 1609 19135 SH Sole 19135 First Trust BICK Index COM 3373H1073 365 10878 SH Sole 10878 General Electric Company COM 369604103 253 12634 SH Sole 12634 Goldman Sachs Group, Inc. COM 38141G104 399 2521 SH Sole 2521 Halliburton Company COM 406216101 461 9259 SH Sole 9259 Hewlett-Packard Company COM 428236103 509 12443 SH Sole 12443 Home Depot, Inc. COM 437076102 389 10500 SH Sole 10500 Honeywell International Incorp COM 438516106 1387 23242 SH Sole 23242 ITC Hldgs Corp Com COM 465685105 200 2871 SH Sole 2871 Intel Corporation COM 458140100 539 26736 SH Sole 26736 International Business Machine COM 459200101 1113 6827 SH Sole 6827 International Flavors & Fragra COM 459506101 216 3478 SH Sole 3478 Ishares Inc Msci S Korea COM 464286772 588 9151 SH Sole 9151 J.B. Hunt Transport Services, COM 445658107 364 8034 SH Sole 8034 JPMorgan Chase & Co. COM 46625H100 754 16372 SH Sole 16372 Johnson & Johnson COM 478160104 602 10174 SH Sole 10174 MSCI Inc. COM 55354G100 255 6934 SH Sole 6934 McDonald's Corporation COM 580135101 552 7257 SH Sole 7257 McKesson Corporation COM 58155Q103 474 6007 SH Sole 6007 Melco Pbl Entmnt Ltd ADR COM 585464100 76 10000 SH Sole 10000 Merck & Company Inc. COM 58933y105 218 6615 SH Sole 6615 Microsoft Corporation COM 594918104 626 24690 SH Sole 24690 Monsanto Company COM 61166W101 349 4843 SH Sole 4843 Motorola Solutions COM 620076307 326 7307 SH Sole 7307 NIKE, Inc. Class B COM 654106103 320 4240 SH Sole 4240 NextEra Energy, Inc COM 65339F101 250 4549 SH Sole 4549 Oracle Corporation COM 68389X105 650 19464 SH Sole 19464 PIMCO 15+ Year US TIPS Index E COM 72201R103 437 8047 SH Sole 8047 Pall Corporation COM 696429307 275 4789 SH Sole 4789 PepsiCo COM 713448108 348 5411 SH Sole 5411 Pfizer Inc. COM 717081103 276 13601 SH Sole 13601 Philip Morris International In COM 718172109 220 3365 SH Sole 3365 PowerShares Db Cmdty Unit Ben COM 73935S105 451 14800 SH Sole 14800 Praxair, Inc. COM 74005P104 316 3116 SH Sole 3116 Raytheon Company COM 755111507 247 4874 SH Sole 4874 SPDR S&P Emerging Markets Smal COM 78463X756 263 4884 SH Sole 4884 Schlumberger Limited COM 806857108 661 7091 SH Sole 7091 Sirius XM Radio Inc. COM 82967N108 62 38125 SH Sole 38125 Southwest Airlines Co. COM 844741108 141 11221 SH Sole 11221 Spdr Gold Trust Gold Shs COM 78463V107 661 4730 SH Sole 4730 Suncor Energy Inc. COM 867229106 268 5984 SH Sole 5984 Teekay Shipping Marshall Isl COM Y8564W103 328 8907 SH Sole 8907 Texas Instruments Incorporated COM 882508104 208 6040 SH Sole 6040 Trueblue Inc. COM 89785X101 254 15187 SH Sole 15187 United Parcel Service Incorpor COM 911312106 545 7343 SH Sole 7343 Vanguard REIT ETF COM 922908553 1188 20323 SH Sole 20323 Vanguard Total Stock Market VI COM 922908769 2094 30488 SH Sole 30488 Verisk Analytics Inc. Cl A COM 92345Y106 244 7469 SH Sole 7469 Wal-Mart De Mexico SA De Cv Cl COM P98180105 123 41132 SH Sole 41132 Walgreen Company COM 931422109 389 9705 SH Sole 9705 Walt Disney Company COM 254687106 235 5474 SH Sole 5474 eBay Inc. COM 278642103 271 8741 SH Sole 8741 iShares COMEX Gold Trust COM 464285105 473 33801 SH Sole 33801 Artisan Mid Cap Value Fund COM 04314H709 11850 535236 SH Sole 535236 Eaton Vance Large Cap Value Fu COM 277905808 393 20990 SH Sole 20990 Fairholme Fund COM 304871106 11295 324957 SH Sole 324957 Powershares Qqq Trust, Series COM 73935A104 954 16612 SH Sole 16612 SPDR S&P 500 COM 78462F103 544 4106 SH Sole 4106 SPDR S&P Dividend ETF COM 78464A763 1219 22526 SH Sole 22526 Stadion Invt Tr Stdn Mng Ptf A COM 85235B103 1226 115833 SH Sole 115833 Vanguard Specialized Div App E COM 921908844 879 15839 SH Sole 15839 Yacktman Fund COM 984281105 9333 533370 SH Sole 533370 iShares Russell 1000 Growth In COM 464287614 2149 35550 SH Sole 35550 iShares Russell 1000 Value Ind COM 464287598 1190 17334 SH Sole 17334 iShares Russell 2000 Index COM 464287655 651 7737 SH Sole 7737 iShares S&P 500 Index COM 464287200 901 6776 SH Sole 6776 iShares S&P MidCap 400 Index COM 464287507 627 6352 SH Sole 6352 Blackrock Glb Allo Fd Instl Cl COM 09251T509 6928 343156 SH Sole 343156 Blackrock Global Allocation Cl COM 09251T103 4192 208673 SH Sole 208673 Columbia Acorn International F COM 197199813 4215 101708 SH Sole 101708 MSCI Pacific ex-Japan Index Fu COM 464286665 876 18133 SH Sole 18133 Vanguard Intl Eqty Idx Allwrld COM 922042775 5010 101599 SH Sole 101599 Vanguard Intl Eqty Idx Ftse Sm COM 922042718 1405 13793 SH Sole 13793 iShares MSCI AC Asia Ex Japan COM 464288182 865 13743 SH Sole 13743 iShares MSCI Emerging Markets COM 464287234 1124 23110 SH Sole 23110 iShares MSCI German Index Fund COM 464286806 332 12817 SH Sole 12817 iShares MSCI Hong Kong Index F COM 464286871 534 28210 SH Sole 28210 Nuveen Qty Pfd Inc Fd2 PFD 67072C105 135 16351 SH Sole 16351 Allied Capital Corporation COM 01903Q108 326 6396 SH Sole 6396