-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SnAaNN9gb90wXOO2mt/tUoFOa6pFD+n/2RM2S/rSGHQ3OQmr/D1Dludz+Ns4JoKp bm78e9aowvNEaz33DeWp3w== 0001424447-10-000003.txt : 20100512 0001424447-10-000003.hdr.sgml : 20100512 20100512155941 ACCESSION NUMBER: 0001424447-10-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100512 DATE AS OF CHANGE: 20100512 EFFECTIVENESS DATE: 20100512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WealthTrust-Arizona, LLC CENTRAL INDEX KEY: 0001424447 IRS NUMBER: 205496505 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12709 FILM NUMBER: 10824471 BUSINESS ADDRESS: STREET 1: 8434 EAST SHEA BOULEVARD CITY: SCOTTSDALE STATE: AZ ZIP: 85260 BUSINESS PHONE: 800-694-5994 MAIL ADDRESS: STREET 1: 8434 EAST SHEA BOULEVARD CITY: SCOTTSDALE STATE: AZ ZIP: 85260 13F-HR 1 inftable.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WealthTrust Arizona Address: 8434 E. Shea Boulevard Scottsdale, AZ 85260 Form 13F File Number: 028-12709 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Lisa S. Valentine Title: Portfolio Operations Manager Phone: 615-297-9608 Signature, Place, and Date of Signing: /s/ Lisa S. Valentine Nashville, TN 2/11/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 70 Form 13F Information Table Value Total: $ 67094 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AE Biofuels Inc COM 00101P102 8 42000 SH Sole 42000 AT&T Incorporated COM 00206R102 231 8928 SH Sole 8928 American Tower Corporation COM 029912201 1895 44475 SH Sole 44475 Apple Inc. COM 037833100 296 1260 SH Sole 1260 BHP Billiton Plc ADR COM 05545E209 1361 19886 SH Sole 19886 Banco Santander Brasil Ads Rep COM 05967A107 1197 96331 SH Sole 96331 Baxter International Inc. COM 071813109 1345 23107 SH Sole 23107 Berkshire Hathaway Inc. Class COM 084670702 270 3328 SH Sole 3328 Boeing Company COM 097023105 691 9514 SH Sole 9514 C.H. Robinson Worldwide, Inc. COM 12541W209 1235 22112 SH Sole 22112 Canadian Nat Res Ltd COM 136385101 905 12224 SH Sole 12224 Capstone Turbine Corp COM 14067D102 13 10000 SH Sole 10000 Caterpillar Inc. COM 149123101 2416 38439 SH Sole 38439 Chevron Corporation COM 166764100 1247 16438 SH Sole 16438 Cisco Systems, Inc. COM 17275R102 204 7851 SH Sole 7851 Coca-Cola Company COM 191216100 385 7000 SH Sole 7000 ConocoPhillips COM 20825C104 349 6815 SH Sole 6815 E*Trade Finl Corp COM 269246104 18 11000 SH Sole 11000 Eastbridge Invt Gp COM 276050101 2227 19194014 SH Sole 19194014 Exxon Mobil Corporation COM 30231G102 1733 25879 SH Sole 25879 FPL Group, Inc. COM 302571104 975 20176 SH Sole 20176 General Electric Company COM 369604103 312 17155 SH Sole 17155 Goldman Sachs Group, Inc. COM 38141G104 844 4945 SH Sole 4945 Halliburton Company COM 406216101 311 10329 SH Sole 10329 Home Depot, Inc. COM 437076102 340 10517 SH Sole 10517 Honeywell International Incorp COM 438516106 1046 23108 SH Sole 23108 ITC Hldgs Corp Com COM 465685105 1009 18347 SH Sole 18347 Intel Corporation COM 458140100 568 25488 SH Sole 25488 International Business Machine COM 459200101 1994 15548 SH Sole 15548 JPMorgan Chase & Co. COM 46625H100 2089 46693 SH Sole 46693 Johnson & Johnson COM 478160104 610 9354 SH Sole 9354 L-1 Identity Solutions Inc COM 50212A106 201 22500 SH Sole 22500 McDonald's Corporation COM 580135101 536 8038 SH Sole 8038 McKesson Corporation COM 58155Q103 394 6000 SH Sole 6000 Mead Johnson Nutri Co Com COM 582839106 748 14377 SH Sole 14377 Medco Health Solutions, Inc. COM 58405U102 1285 19907 SH Sole 19907 Merck & Company Inc New Com COM 58933y105 307 8221 SH Sole 8221 Microsoft Corporation COM 594918104 1602 54696 SH Sole 54696 Motorola, Inc. COM 620076109 357 50895 SH Sole 50895 NIKE, Inc. Class B COM 654106103 322 4376 SH Sole 4376 Norfolk Southern Corporation COM 655844108 855 15289 SH Sole 15289 Occidental Petroleum Corporati COM 674599105 653 7726 SH Sole 7726 Oracle Corporation COM 68389X105 464 18045 SH Sole 18045 PartnerRe Ltd. COM G6852T105 1017 12753 SH Sole 12753 PepsiCo COM 713448108 366 5531 SH Sole 5531 Pfizer Inc. COM 717081103 262 15298 SH Sole 15298 Philip Morris International In COM 718172109 1527 29272 SH Sole 29272 Praxair, Inc. COM 74005P104 573 6901 SH Sole 6901 Procter & Gamble Company COM 742718109 1190 18804 SH Sole 18804 Range Res Corp COM 75281A109 1042 22231 SH Sole 22231 Raytheon Company COM 755111507 205 3594 SH Sole 3594 Schlumberger Limited COM 806857108 444 6993 SH Sole 6993 Seaco Ltd. Ord. F COM g79441104 2 10130 SH Sole 10130 Sirius XM Radio Inc. COM 82967N108 16 18125 SH Sole 18125 Suncor Energy Inc. COM 867229106 586 18010 SH Sole 18010 Teekay Shipping Marshall Isl COM Y8564W103 641 28174 SH Sole 28174 Trueblue Inc. COM 89785X101 237 15318 SH Sole 15318 Verisk Analytics Inc. Cl A COM 92345Y106 1248 44255 SH Sole 44255 Visa Inc. COM 92826C839 358 3934 SH Sole 3934 Wal-Mart De Mexico SA De Cv Cl COM P98180105 172 33566 SH Sole 33566 Walgreen Company COM 931422109 360 9705 SH Sole 9705 Artisan Mid Cap Value Fund COM 04314H709 8960 483033 SH Sole 483033 Stadion Invt Tr Stdn Mng Ptf A COM 85235B103 2240 233525 SH Sole 233525 iShares Russell 1000 Growth In COM 464287614 2362 45469 SH Sole 45469 iShares Russell 1000 Value Ind COM 464287598 1551 25403 SH Sole 25403 iShares Russell 2000 Index COM 464287655 528 7785 SH Sole 7785 iShares S&P 500 Index COM 464287200 795 6776 SH Sole 6776 iShares S&P MidCap 400 Index COM 464287507 505 6414 SH Sole 6414 Vanguard Intl Eqty Idx Allwrld COM 922042775 3824 86041 SH Sole 86041 iShares MSCI AC Asia Ex Japan COM 464288182 235 4149 SH Sole 4149
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