-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HyBxsRWYC6o2hmV8HXzj2+Zmpf49yvgon/UluBbuk/PZDT9MzFP5wpkRzCJYHPQP OAoqo5qLDuJon37C/zXF6A== 0001424447-10-000002.txt : 20100211 0001424447-10-000002.hdr.sgml : 20100211 20100211091922 ACCESSION NUMBER: 0001424447-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100211 DATE AS OF CHANGE: 20100211 EFFECTIVENESS DATE: 20100211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WealthTrust-Arizona, LLC CENTRAL INDEX KEY: 0001424447 IRS NUMBER: 205496505 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12709 FILM NUMBER: 10589789 BUSINESS ADDRESS: STREET 1: 8434 EAST SHEA BOULEVARD CITY: SCOTTSDALE STATE: AZ ZIP: 85260 BUSINESS PHONE: 800-694-5994 MAIL ADDRESS: STREET 1: 8434 EAST SHEA BOULEVARD CITY: SCOTTSDALE STATE: AZ ZIP: 85260 13F-HR 1 inftable.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WealthTrust Arizona Address: 8434 E. Shea Boulevard Scottsdale, AZ 85260 Form 13F File Number: 028-12709 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Lisa S. Valentine Title: Portfolio Operations Manager Phone: 615-297-9608 Signature, Place, and Date of Signing: /s/ Lisa S. Valentine Nashville, TN 2/11/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 73 Form 13F Information Table Value Total: $ 65235 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AE Biofuels Inc COM 00101P102 8 42000 SH Sole 42000 AT&T Incorporated COM 00206R102 251 8963 SH Sole 8963 American Tower Corporation COM 029912201 2068 47853 SH Sole 47853 Apple Inc. COM 037833100 244 1157 SH Sole 1157 BHP Billiton Plc ADR COM 05545E209 1106 17322 SH Sole 17322 Banco Santander Brasil Ads Rep COM 05967A107 1081 77532 SH Sole 77532 Baxter International Inc. COM 071813109 1439 24521 SH Sole 24521 Berkshire Hathaway Inc. Class COM 084670702 214 65 SH Sole 65 Boeing Company COM 097023105 523 9660 SH Sole 9660 C.H. Robinson Worldwide, Inc. COM 12541W209 1381 23507 SH Sole 23507 Canadian Nat Res Ltd COM 136385101 1008 14007 SH Sole 14007 Capstone Turbine Corp COM 14067D102 13 10000 SH Sole 10000 Caterpillar Inc. COM 149123101 2104 36919 SH Sole 36919 Charles Schwab Corporation COM 808513105 1052 55908 SH Sole 55908 Chevron Corporation COM 166764100 717 9310 SH Sole 9310 Coca-Cola Company COM 191216100 399 7000 SH Sole 7000 ConocoPhillips COM 20825C104 315 6176 SH Sole 6176 E*Trade Finl Corp COM 269246104 19 11000 SH Sole 11000 Eastbridge Invt Gp COM 276050101 712 17789014 SH Sole 17789014 Enbridge Inc COM 29250N105 997 21563 SH Sole 21563 Expeditors Int'l of Washington COM 302130109 526 15122 SH Sole 15122 Exxon Mobil Corporation COM 30231G102 1455 21344 SH Sole 21344 FPL Group, Inc. COM 302571104 1124 21274 SH Sole 21274 General Electric Company COM 369604103 266 17562 SH Sole 17562 Goldman Sachs Group, Inc. COM 38141G104 876 5187 SH Sole 5187 HSBC Holdings Plc Sponsored AD COM 404280406 1230 21550 SH Sole 21550 Halliburton Company COM 406216101 282 9365 SH Sole 9365 Home Depot, Inc. COM 437076102 304 10517 SH Sole 10517 Honeywell International Incorp COM 438516106 906 23108 SH Sole 23108 ITC Hldgs Corp Com COM 465685105 1029 19757 SH Sole 19757 Intel Corporation COM 458140100 529 25908 SH Sole 25908 International Business Machine COM 459200101 2142 16360 SH Sole 16360 JPMorgan Chase & Co. COM 46625H100 1628 39077 SH Sole 39077 Johnson & Johnson COM 478160104 591 9178 SH Sole 9178 L-1 Identity Solutions Inc COM 50212A106 169 22500 SH Sole 22500 McDonald's Corporation COM 580135101 456 7295 SH Sole 7295 McKesson Corporation COM 58155Q103 375 6000 SH Sole 6000 Medco Health Solutions, Inc. COM 58405U102 1348 21085 SH Sole 21085 Merck & Company Inc New Com COM 58933y105 294 8048 SH Sole 8048 Microsoft Corporation COM 594918104 675 22159 SH Sole 22159 Motorola, Inc. COM 620076109 397 51195 SH Sole 51195 NIKE, Inc. Class B COM 654106103 288 4355 SH Sole 4355 Norfolk Southern Corporation COM 655844108 926 17669 SH Sole 17669 Oracle Corporation COM 68389X105 479 19545 SH Sole 19545 PartnerRe Ltd. COM G6852T105 1012 13556 SH Sole 13556 PepsiCo COM 713448108 315 5187 SH Sole 5187 Pfizer Inc. COM 717081103 273 15002 SH Sole 15002 Philip Morris International In COM 718172109 1480 30707 SH Sole 30707 Praxair, Inc. COM 74005P104 1058 13174 SH Sole 13174 Procter & Gamble Company COM 742718109 1200 19791 SH Sole 19791 Range Res Corp COM 75281A109 1177 23620 SH Sole 23620 Raser Technologies Inc Com COM 754055101 12 10000 SH Sole 10000 Raytheon Company COM 755111507 251 4874 SH Sole 4874 Schlumberger Limited COM 806857108 322 4942 SH Sole 4942 Seaco Ltd. Ord. F COM g79441104 2 10130 SH Sole 10130 Sirius XM Radio Inc. COM 82967N108 11 18125 SH Sole 18125 Southwest Airlines Co. COM 844741108 128 11221 SH Sole 11221 Suncor Energy Inc. COM 867229106 1051 29766 SH Sole 29766 TASER International, Inc. COM 87651B104 92 21000 SH Sole 21000 Teekay Shipping Marshall Isl COM Y8564W103 701 30194 SH Sole 30194 Trueblue Inc. COM 89785X101 227 15318 SH Sole 15318 Verisk Analytics Inc. Cl A COM 92345Y106 892 29442 SH Sole 29442 Vornado Realty Trust COM 929042109 691 9878 SH Sole 9878 Wal-Mart De Mexico SA De Cv Cl COM P98180105 151 33566 SH Sole 33566 Walgreen Company COM 931422109 356 9705 SH Sole 9705 Artisan Mid Cap Value Fund COM 04314H709 8705 484170 SH Sole 484170 Stadion Invt Tr Stdn Mng Ptf A COM 85235B103 1711 182034 SH Sole 182034 iShares Russell 1000 Growth In COM 464287614 2055 41229 SH Sole 41229 iShares Russell 1000 Value Ind COM 464287598 1197 20859 SH Sole 20859 iShares Russell 2000 Index COM 464287655 477 7640 SH Sole 7640 iShares S&P 500 Index COM 464287200 1435 12831 SH Sole 12831 iShares S&P MidCap 400 Index COM 464287507 435 6005 SH Sole 6005 Vanguard Intl Eqty Idx Allwrld COM 922042775 3872 88793 SH Sole 88793
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