-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JHGcTmw6FF8xNTg6QFCd0e5MkAiMhFBuTG0jEmqU1BAtSAGVacsL+/yUR74G6Bqq V8VO7pqd53CqTn7bZWRfqw== 0001127602-09-024245.txt : 20091203 0001127602-09-024245.hdr.sgml : 20091203 20091203171914 ACCESSION NUMBER: 0001127602-09-024245 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091201 FILED AS OF DATE: 20091203 DATE AS OF CHANGE: 20091203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gaffney John T CENTRAL INDEX KEY: 0001424440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33156 FILM NUMBER: 091220891 MAIL ADDRESS: STREET 1: C/O FIRST SOLAR, INC. STREET 2: 350 WEST WASHINGTON STREET, SUITE 600 CITY: TEMPE STATE: AZ ZIP: 85281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST SOLAR, INC. CENTRAL INDEX KEY: 0001274494 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204623678 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 WEST WASHINGTON STREET STREET 2: SUITE 600 CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: (602) 414-9300 MAIL ADDRESS: STREET 1: 350 WEST WASHINGTON STREET STREET 2: SUITE 600 CITY: TEMPE STATE: AZ ZIP: 85281 FORMER COMPANY: FORMER CONFORMED NAME: FIRST SOLAR HOLDINGS LLC DATE OF NAME CHANGE: 20031229 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-12-01 1 0001274494 FIRST SOLAR, INC. FSLR 0001424440 Gaffney John T C/O FIRST SOLAR, INC. 350 WEST WASHINGTON STREET SUITE 600 TEMPE AZ 85281-1244 1 Executive VP Common Stock 2009-12-01 4 M 0 17032 0 A 26304 D Common Stock 2009-12-01 4 F 0 8244 122.02 D 18060 D Common Stock 2009-12-01 4 M 0 1282 0 A 19342 D Common Stock 2009-12-01 4 F 0 620 122.02 D 18722 D Restricted Stock Units 2009-12-01 4 M 0 17032 0 D Common Stock 17032 0 D Restricted Stock Units 2009-12-01 4 M 0 1282 0 D Common Stock 1282 0 D Represents shares of common stock issued upon accelerated vesting of the restricted stock units granted on December 31, 2007 pursuant to the terms of the Reporting Person's Employment Agreement. Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of the restricted stock units. Represents shares of common stock issued upon accelerated vesting of the restricted stock units granted on April 27, 2009 pursuant to the terms of the Reporting Person's Employment Agreement. Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's Amended and Restated 2006 Omnibus Incentive Plan. The restricted stock units were granted on December 31, 2007. The units were scheduled to vest quarterly at a rate of approximately 1,310 shares each quarter until December 31, 2012. All unvested shares became fully vested as of December 1, 2009, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement. The restricted stock units were granted on April 27, 2009 as part of the Issuer's annual equity grant to executive officers. The units were scheduled to vest annually at a rate of 20% on each of the first three anniversaries of the grant date, and 40% on the fourth anniversary of the grant date. Twelve months of vesting occurred on December 1, 2009, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement. /s/ Peter C. Bartolino, Attorney-in-fact 2009-12-03 -----END PRIVACY-ENHANCED MESSAGE-----