Vice President

0001535929-16-000069.txt : 20160516 0001535929-16-000069.hdr.sgml : 20160516 20160516102359 ACCESSION NUMBER: 0001535929-16-000069 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial Advisors, Inc. CENTRAL INDEX KEY: 0001424367 IRS NUMBER: 000000000 STATE OF INCORPORATION: MN FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16913 FILM NUMBER: 161651349 BUSINESS ADDRESS: STREET 1: 909 LOCUST STREET CITY: DES MOINES STATE: IA ZIP: 50309-2899 BUSINESS PHONE: 800-356-2906 MAIL ADDRESS: STREET 1: 909 LOCUST STREET CITY: DES MOINES STATE: IA ZIP: 50309-2899 FORMER COMPANY: FORMER CONFORMED NAME: ING FINANCIAL PARTNERS INC DATE OF NAME CHANGE: 20080117 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001424367 XXXXXXXX 03-31-2016 03-31-2016 Voya Financial Advisors, Inc.

909 Locust Street Des Moines IA 50309-2899

13F HOLDINGS REPORT 028-16913 N Ross Abbott Vice President 800-356-2906 Ross Abbott, Vice President Windsor CT 05-16-2016 1 381 717630 false 5 028-16916 Voya Financial, Inc INFORMATION TABLE 2 form13fInfoTable.xml GENERATED FOR VOYA FINANCIAL ADVISORS, INC. AS OF 03-31-2016 AFLAC INC COM 001055102 501 7867 SH DFND 5 0 7867 0 AGL RES INC COM 001204106 701 10796 SH DFND 5 0 10796 0 AT&T INC COM 00206R102 8014 203556 SH DFND 5 0 203556 0 ABBOTT LABS COM 002824100 1528 36697 SH DFND 5 0 36697 0 ABBVIE INC COM 00287Y109 1827 32048 SH DFND 5 0 32048 0 AETNA INC NEW COM 00817Y108 609 5334 SH DFND 5 0 5334 0 ALCOA INC COM 013817101 225 23261 SH DFND 5 0 23261 0 ALLSTATE CORP COM 020002101 217 3205 SH DFND 5 0 3205 0 ALPHABET INC CAP STK CL C 02079K107 913 1217 SH DFND 5 0 1217 0 ALPHABET INC CAP STK CL A 02079K305 1088 1416 SH DFND 5 0 1416 0 ALTRIA GROUP INC COM 02209S103 3256 52033 SH DFND 5 0 52033 0 AMAZON COM INC COM 023135106 1789 2989 SH DFND 5 0 2989 0 AMERICAN ELEC PWR INC COM 025537101 293 4440 SH DFND 5 0 4440 0 AMERICAN EXPRESS CO COM 025816109 359 5949 SH DFND 5 0 5949 0 AMERISOURCEBERGEN CORP COM 03073E105 484 5554 SH DFND 5 0 5554 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 205 4783 SH DFND 5 0 4783 0 AMGEN INC COM 031162100 1905 12745 SH DFND 5 0 12745 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 220 1753 SH DFND 5 0 1753 0 ANNALY CAP MGMT INC COM 035710409 207 20301 SH DFND 5 0 20301 0 ANTHEM INC COM 036752103 222 1586 SH DFND 5 0 1586 0 APPLE INC COM 037833100 10780 98392 SH DFND 5 0 98392 0 APPLIED MATLS INC COM 038222105 243 11553 SH DFND 5 0 11553 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1081 12126 SH DFND 5 0 12126 0 BB&T CORP COM 054937107 397 11826 SH DFND 5 0 11826 0 BP PLC SPONSORED ADR 055622104 766 24755 SH DFND 5 0 24755 0 BAIDU INC SPON ADR REP A 056752108 264 1389 SH DFND 5 0 1389 0 BANK AMER CORP COM 060505104 681 50523 SH DFND 5 0 50523 0 BANK NEW YORK MELLON CORP COM 064058100 334 8984 SH DFND 5 0 8984 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 86 16821 SH DFND 5 0 16821 0 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 1391 53684 SH DFND 5 0 53684 0 BAXALTA INC COM 07177M103 258 6418 SH DFND 5 0 6418 0 BAXTER INTL INC COM 071813109 445 10773 SH DFND 5 0 10773 0 BECTON DICKINSON & CO COM 075887109 1056 6925 SH DFND 5 0 6925 0 BED BATH & BEYOND INC COM 075896100 237 4780 SH DFND 5 0 4780 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3585 25163 SH DFND 5 0 25163 0 BLACKROCK INC COM 09247X101 375 1098 SH DFND 5 0 1098 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1001 35842 SH DFND 5 0 35842 0 BOEING CO COM 097023105 1115 8668 SH DFND 5 0 8668 0 BRISTOL MYERS SQUIBB CO COM 110122108 1027 16186 SH DFND 5 0 16186 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 218 6242 SH DFND 5 0 6242 0 CMS ENERGY CORP COM 125896100 324 7678 SH DFND 5 0 7678 0 CSX CORP COM 126408103 285 10831 SH DFND 5 0 10831 0 CVS HEALTH CORP COM 126650100 2692 25875 SH DFND 5 0 25875 0 CANADIAN NATL RY CO COM 136375102 269 4285 SH DFND 5 0 4285 0 CAPITAL ONE FINL CORP COM 14040H105 344 4977 SH DFND 5 0 4977 0 CARDINAL HEALTH INC COM 14149Y108 339 4147 SH DFND 5 0 4147 0 CASS INFORMATION SYS INC COM 14808P109 287 5374 SH DFND 5 0 5374 0 CATERPILLAR INC DEL COM 149123101 816 10666 SH DFND 5 0 10666 0 CELGENE CORP COM 151020104 626 6334 SH DFND 5 0 6334 0 CENTURYLINK INC COM 156700106 255 7994 SH DFND 5 0 7994 0 CERNER CORP COM 156782104 200 3795 SH DFND 5 0 3795 0 CHEVRON CORP NEW COM 166764100 3655 38373 SH DFND 5 0 38373 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 232 6240 SH DFND 5 0 6240 0 CIMAREX ENERGY CO COM 171798101 320 3316 SH DFND 5 0 3316 0 CINCINNATI FINL CORP COM 172062101 244 3710 SH DFND 5 0 3710 0 CISCO SYS INC COM 17275R102 1444 50730 SH DFND 5 0 50730 0 CLOROX CO DEL COM 189054109 317 2480 SH DFND 5 0 2480 0 COCA COLA CO COM 191216100 2340 50248 SH DFND 5 0 50248 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 307 4922 SH DFND 5 0 4922 0 COLGATE PALMOLIVE CO COM 194162103 704 9955 SH DFND 5 0 9955 0 COLUMBIA PPTY TR INC COM NEW 198287203 208 9642 SH DFND 5 0 9642 0 COMCAST CORP NEW CL A 20030N101 618 10166 SH DFND 5 0 10166 0 CONAGRA FOODS INC COM 205887102 256 5689 SH DFND 5 0 5689 0 CONOCOPHILLIPS COM 20825C104 1000 24951 SH DFND 5 0 24951 0 CONSOLIDATED EDISON INC COM 209115104 611 7988 SH DFND 5 0 7988 0 CORNING INC COM 219350105 374 17966 SH DFND 5 0 17966 0 COSTCO WHSL CORP NEW COM 22160K105 453 2875 SH DFND 5 0 2875 0 CULLEN FROST BANKERS INC COM 229899109 251 4503 SH DFND 5 0 4503 0 CUMMINS INC COM 231021106 277 2532 SH DFND 5 0 2532 0 DEERE & CO COM 244199105 323 4026 SH DFND 5 0 4026 0 DELTA AIR LINES INC DEL COM NEW 247361702 329 6677 SH DFND 5 0 6677 0 DIAGEO P L C SPON ADR NEW 25243Q205 483 4447 SH DFND 5 0 4447 0 DISNEY WALT CO COM DISNEY 254687106 2747 27775 SH DFND 5 0 27775 0 DISCOVER FINL SVCS COM 254709108 425 8451 SH DFND 5 0 8451 0 DOLLAR GEN CORP NEW COM 256677105 291 3378 SH DFND 5 0 3378 0 DOMINION RES INC VA NEW COM 25746U109 1090 14580 SH DFND 5 0 14580 0 DOW CHEM CO COM 260543103 705 13697 SH DFND 5 0 13697 0 DU PONT E I DE NEMOURS & CO COM 263534109 830 12938 SH DFND 5 0 12938 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1648 20515 SH DFND 5 0 20515 0 ECA MARCELLUS TR I COM UNIT 26827L109 68 47000 SH DFND 5 0 47000 0 E M C CORP MASS COM 268648102 341 12772 SH DFND 5 0 12772 0 EASTMAN CHEM CO COM 277432100 341 4655 SH DFND 5 0 4655 0 ECOLAB INC COM 278865100 632 5625 SH DFND 5 0 5625 0 EDISON INTL COM 281020107 202 2828 SH DFND 5 0 2828 0 EDWARDS LIFESCIENCES CORP COM 28176E108 562 6328 SH DFND 5 0 6328 0 EMERSON ELEC CO COM 291011104 1562 28620 SH DFND 5 0 28620 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1327 54413 SH DFND 5 0 54413 0 EURONET WORLDWIDE INC COM 298736109 208 2820 SH DFND 5 0 2820 0 EVERSOURCE ENERGY COM 30040W108 230 3940 SH DFND 5 0 3940 0 EXELON CORP COM 30161N101 460 12996 SH DFND 5 0 12996 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1244 18010 SH DFND 5 0 18010 0 EXXON MOBIL CORP COM 30231G102 5565 65841 SH DFND 5 0 65841 0 FS INVT CORP COM 302635107 5469 597692 SH DFND 5 0 597692 0 FACEBOOK INC CL A 30303M102 1549 13508 SH DFND 5 0 13508 0 FASTENAL CO COM 311900104 628 12843 SH DFND 5 0 12843 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 227 1454 SH DFND 5 0 1454 0 FEDEX CORP COM 31428X106 375 2318 SH DFND 5 0 2318 0 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 643 7568 SH DFND 5 0 7568 0 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 610 8926 SH DFND 5 0 8926 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1507 58397 SH DFND 5 0 58397 0 FIRST TR ISE REVERE NAT GAS COM 33734J102 93 22722 SH DFND 5 0 22722 0 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 5095 114203 SH DFND 5 0 114203 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 588 16731 SH DFND 5 0 16731 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 641 13842 SH DFND 5 0 13842 0 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 505 36173 SH DFND 5 0 36173 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 451 8136 SH DFND 5 0 8136 0 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 545 21091 SH DFND 5 0 21091 0 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 785 15864 SH DFND 5 0 15864 0 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 6411 157918 SH DFND 5 0 157918 0 FISERV INC COM 337738108 293 2874 SH DFND 5 0 2874 0 FLUOR CORP NEW COM 343412102 265 4880 SH DFND 5 0 4880 0 FORD MTR CO DEL COM PAR $0.01 345370860 1035 77553 SH DFND 5 0 77553 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 283 50235 SH DFND 5 0 50235 0 GENERAL DYNAMICS CORP COM 369550108 408 3098 SH DFND 5 0 3098 0 GENERAL ELECTRIC CO COM 369604103 7115 223514 SH DFND 5 0 223514 0 GENERAL MLS INC COM 370334104 888 14027 SH DFND 5 0 14027 0 GENERAL MTRS CO COM 37045V100 238 7688 SH DFND 5 0 7688 0 GENTEX CORP COM 371901109 176 11167 SH DFND 5 0 11167 0 GENUINE PARTS CO COM 372460105 269 2711 SH DFND 5 0 2711 0 GILEAD SCIENCES INC COM 375558103 2886 31378 SH DFND 5 0 31378 0 GOLDMAN SACHS GROUP INC COM 38141G104 302 1931 SH DFND 5 0 1931 0 GRAINGER W W INC COM 384802104 318 1360 SH DFND 5 0 1360 0 HCP INC COM 40414L109 475 14657 SH DFND 5 0 14657 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 458 17874 SH DFND 5 0 17874 0 HALLIBURTON CO COM 406216101 333 9232 SH DFND 5 0 9232 0 HANESBRANDS INC COM 410345102 392 13742 SH DFND 5 0 13742 0 HARLEY DAVIDSON INC COM 412822108 234 4734 SH DFND 5 0 4734 0 HARMAN INTL INDS INC COM 413086109 204 2344 SH DFND 5 0 2344 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 370 12790 SH DFND 5 0 12790 0 HOME DEPOT INC COM 437076102 2176 16309 SH DFND 5 0 16309 0 HUNTINGTON INGALLS INDS INC COM 446413106 388 2803 SH DFND 5 0 2803 0 HUTTIG BLDG PRODS INC COM 448451104 40 10675 SH DFND 5 0 10675 0 ILLINOIS TOOL WKS INC COM 452308109 545 5307 SH DFND 5 0 5307 0 INTEL CORP COM 458140100 2383 72846 SH DFND 5 0 72846 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1937 13054 SH DFND 5 0 13054 0 IONIS PHARMACEUTICALS INC COM 462222100 285 7365 SH DFND 5 0 7365 0 ISHARES GOLD TRUST ISHARES 464285105 1677 141786 SH DFND 5 0 141786 0 ISHARES TR MRNGSTR LG-CP ET 464287127 980 8207 SH DFND 5 0 8207 0 ISHARES TR SELECT DIVID ETF 464287168 711 8724 SH DFND 5 0 8724 0 ISHARES TR TIPS BD ETF 464287176 1681 14677 SH DFND 5 0 14677 0 ISHARES TR CORE S&P500 ETF 464287200 13019 62855 SH DFND 5 0 62855 0 ISHARES TR CORE US AGGBD ET 464287226 14136 127949 SH DFND 5 0 127949 0 ISHARES TR MSCI EMG MKT ETF 464287234 8748 255193 SH DFND 5 0 255193 0 ISHARES TR IBOXX INV CP ETF 464287242 27635 233506 SH DFND 5 0 233506 0 ISHARES TR S&P 500 GRWT ETF 464287309 1809 15566 SH DFND 5 0 15566 0 ISHARES TR GLOB HLTHCRE ETF 464287325 304 3150 SH DFND 5 0 3150 0 ISHARES TR S&P 500 VAL ETF 464287408 1012 11232 SH DFND 5 0 11232 0 ISHARES TR 20 YR TR BD ETF 464287432 28157 217112 SH DFND 5 0 217112 0 ISHARES TR 7-10 Y TR BD ETF 464287440 1727 15710 SH DFND 5 0 15710 0 ISHARES TR 1-3 YR TR BD ETF 464287457 14870 174964 SH DFND 5 0 174964 0 ISHARES TR MSCI EAFE ETF 464287465 13762 238380 SH DFND 5 0 238380 0 ISHARES TR RUS MID-CAP ETF 464287499 763 4688 SH DFND 5 0 4688 0 ISHARES TR CORE S&P MCP ETF 464287507 1488 10329 SH DFND 5 0 10329 0 ISHARES TR NASDQ BIOTEC ETF 464287556 15139 59382 SH DFND 5 0 59382 0 ISHARES TR COHEN&STEER REIT 464287564 265 2589 SH DFND 5 0 2589 0 ISHARES TR RUS 1000 VAL ETF 464287598 1377 13909 SH DFND 5 0 13909 0 ISHARES TR S&P MC 400GR ETF 464287606 601 3701 SH DFND 5 0 3701 0 ISHARES TR RUS 1000 GRW ETF 464287614 1656 16560 SH DFND 5 0 16560 0 ISHARES TR RUSSELL 2000 ETF 464287655 571 5174 SH DFND 5 0 5174 0 ISHARES TR S&P MC 400VL ETF 464287705 336 2713 SH DFND 5 0 2713 0 ISHARES TR U.S. REAL ES ETF 464287739 612 7911 SH DFND 5 0 7911 0 ISHARES TR U.S. FINLS ETF 464287788 669 7895 SH DFND 5 0 7895 0 ISHARES TR CORE S&P SCP ETF 464287804 10787 95929 SH DFND 5 0 95929 0 ISHARES TR SP SMCP600VL ETF 464287879 382 3375 SH DFND 5 0 3375 0 ISHARES TR SP SMCP600GR ETF 464287887 8050 64882 SH DFND 5 0 64882 0 ISHARES TR MRGSTR MD CP ETF 464288208 2041 14055 SH DFND 5 0 14055 0 ISHARES TR JP MOR EM MK ETF 464288281 1454 13204 SH DFND 5 0 13204 0 ISHARES TR NATIONAL MUN ETF 464288414 729 6541 SH DFND 5 0 6541 0 ISHARES TR INTL SEL DIV ETF 464288448 292 10007 SH DFND 5 0 10007 0 ISHARES TR MRGSTR SM CP ETF 464288505 947 7114 SH DFND 5 0 7114 0 ISHARES TR IBOXX HI YD ETF 464288513 17884 219222 SH DFND 5 0 219222 0 ISHARES TR RESID RL EST CAP 464288562 273 4169 SH DFND 5 0 4169 0 ISHARES TR MBS ETF 464288588 9363 85648 SH DFND 5 0 85648 0 ISHARES TR INTERM CR BD ETF 464288638 1920 17543 SH DFND 5 0 17543 0 ISHARES TR 1-3 YR CR BD ETF 464288646 981 9313 SH DFND 5 0 9313 0 ISHARES TR 3-7 YR TR BD ETF 464288661 2470 19652 SH DFND 5 0 19652 0 ISHARES TR SHRT TRS BD ETF 464288679 4750 43029 SH DFND 5 0 43029 0 ISHARES TR U.S. PFD STK ETF 464288687 2388 61246 SH DFND 5 0 61246 0 ISHARES TR U.S. AER&DEF ETF 464288760 1194 10150 SH DFND 5 0 10150 0 ISHARES TR EAFE VALUE ETF 464288877 334 7382 SH DFND 5 0 7382 0 ISHARES 10+ YR CR BD ETF 464289511 1574 26725 SH DFND 5 0 26725 0 ISHARES AGGRES ALLOC ETF 464289859 230 5059 SH DFND 5 0 5059 0 ISHARES SILVER TRUST ISHARES 46428Q109 2359 162782 SH DFND 5 0 162782 0 ITC HLDGS CORP COM 465685105 590 13604 SH DFND 5 0 13604 0 JPMORGAN CHASE & CO COM 46625H100 1470 24626 SH DFND 5 0 24626 0 JOHNSON & JOHNSON COM 478160104 4669 42840 SH DFND 5 0 42840 0 JOHNSON CTLS INC COM 478366107 641 16486 SH DFND 5 0 16486 0 KKR & CO L P DEL COM UNITS 48248M102 480 33125 SH DFND 5 0 33125 0 KIMBERLY CLARK CORP COM 494368103 967 7122 SH DFND 5 0 7122 0 KINDER MORGAN INC DEL COM 49456B101 504 28242 SH DFND 5 0 28242 0 KRAFT HEINZ CO COM 500754106 270 3427 SH DFND 5 0 3427 0 KROGER CO COM 501044101 236 6192 SH DFND 5 0 6192 0 LEAR CORP COM NEW 521865204 219 1964 SH DFND 5 0 1964 0 LEUCADIA NATL CORP COM 527288104 178 11186 SH DFND 5 0 11186 0 LILLY ELI & CO COM 532457108 340 4740 SH DFND 5 0 4740 0 LINNCO LLC COM SHS LTD INT 535782106 8 21271 SH DFND 5 0 21271 0 LOCKHEED MARTIN CORP COM 539830109 1834 8215 SH DFND 5 0 8215 0 LOWES COS INC COM 548661107 1051 13821 SH DFND 5 0 13821 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 603 8819 SH DFND 5 0 8819 0 MAIN STREET CAPITAL CORP COM 56035L104 282 8968 SH DFND 5 0 8968 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 451 22310 SH DFND 5 0 22310 0 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 439 14031 SH DFND 5 0 14031 0 MARSH & MCLENNAN COS INC COM 571748102 215 3541 SH DFND 5 0 3541 0 MARRIOTT INTL INC NEW CL A 571903202 290 4049 SH DFND 5 0 4049 0 MASTERCARD INC CL A 57636Q104 604 6434 SH DFND 5 0 6434 0 MCCORMICK & CO INC COM NON VTG 579780206 280 2812 SH DFND 5 0 2812 0 MCDONALDS CORP COM 580135101 2122 16865 SH DFND 5 0 16865 0 MEDALLION FINL CORP COM 583928106 102 10880 SH DFND 5 0 10880 0 MEDLEY CAP CORP COM 58503F106 74 11346 SH DFND 5 0 11346 0 MERCK & CO INC NEW COM 58933Y105 1411 26519 SH DFND 5 0 26519 0 MICROSOFT CORP COM 594918104 3400 61755 SH DFND 5 0 61755 0 MICROCHIP TECHNOLOGY INC COM 595017104 615 12597 SH DFND 5 0 12597 0 MONDELEZ INTL INC CL A 609207105 240 5933 SH DFND 5 0 5933 0 MONSANTO CO NEW COM 61166W101 338 3708 SH DFND 5 0 3708 0 NATIONAL CINEMEDIA INC COM 635309107 200 13210 SH DFND 5 0 13210 0 NATIONAL GRID PLC SPON ADR NEW 636274300 360 5005 SH DFND 5 0 5005 0 NATIONAL HEALTH INVS INC COM 63633D104 221 3377 SH DFND 5 0 3377 0 NETFLIX INC COM 64110L106 408 3990 SH DFND 5 0 3990 0 NEXTERA ENERGY INC COM 65339F101 359 3030 SH DFND 5 0 3030 0 NIKE INC CL B 654106103 757 12203 SH DFND 5 0 12203 0 NORFOLK SOUTHERN CORP COM 655844108 386 4553 SH DFND 5 0 4553 0 NOVARTIS A G SPONSORED ADR 66987V109 889 12259 SH DFND 5 0 12259 0 NOVO-NORDISK A S ADR 670100205 444 8190 SH DFND 5 0 8190 0 OCCIDENTAL PETE CORP DEL COM 674599105 542 7909 SH DFND 5 0 7909 0 OMNICOM GROUP INC COM 681919106 411 4934 SH DFND 5 0 4934 0 OMEGA HEALTHCARE INVS INC COM 681936100 275 7914 SH DFND 5 0 7914 0 ORACLE CORP COM 68389X105 965 23561 SH DFND 5 0 23561 0 PPG INDS INC COM 693506107 239 2137 SH DFND 5 0 2137 0 PPL CORP COM 69351T106 243 6454 SH DFND 5 0 6454 0 PAYCHEX INC COM 704326107 305 5730 SH DFND 5 0 5730 0 PAYPAL HLDGS INC COM 70450Y103 259 6628 SH DFND 5 0 6628 0 PEPSICO INC COM 713448108 2485 24203 SH DFND 5 0 24203 0 PFIZER INC COM 717081103 1543 51315 SH DFND 5 0 51315 0 PHILIP MORRIS INTL INC COM 718172109 2116 21445 SH DFND 5 0 21445 0 PHILLIPS 66 COM 718546104 1046 11941 SH DFND 5 0 11941 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 208 3975 SH DFND 5 0 3975 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 28268 258479 SH DFND 5 0 258479 0 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 1776 43494 SH DFND 5 0 43494 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 305 16245 SH DFND 5 0 16245 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 208 2213 SH DFND 5 0 2213 0 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 5462 176191 SH DFND 5 0 176191 0 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 877 29110 SH DFND 5 0 29110 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 3149 52503 SH DFND 5 0 52503 0 POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 73936Q108 217 9369 SH DFND 5 0 9369 0 POWERSHARES ETF TRUST II DWA EMKT MOM PTF 73936Q207 224 14548 SH DFND 5 0 14548 0 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 3465 232419 SH DFND 5 0 232419 0 PRICE T ROWE GROUP INC COM 74144T108 214 2892 SH DFND 5 0 2892 0 PRICELINE GRP INC COM NEW 741503403 284 216 SH DFND 5 0 216 0 PRINCIPAL FINL GROUP INC COM 74251V102 340 8547 SH DFND 5 0 8547 0 PROCTER & GAMBLE CO COM 742718109 5046 61033 SH DFND 5 0 61033 0 PROSPECT CAPITAL CORPORATION COM 74348T102 130 18362 SH DFND 5 0 18362 0 PRUDENTIAL FINL INC COM 744320102 221 3024 SH DFND 5 0 3024 0 QUALCOMM INC COM 747525103 698 13690 SH DFND 5 0 13690 0 RAYTHEON CO COM NEW 755111507 390 3152 SH DFND 5 0 3152 0 REALTY INCOME CORP COM 756109104 1459 23450 SH DFND 5 0 23450 0 REPUBLIC SVCS INC COM 760759100 225 4650 SH DFND 5 0 4650 0 REYNOLDS AMERICAN INC COM 761713106 1041 20618 SH DFND 5 0 20618 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 651 13098 SH DFND 5 0 13098 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 613 12479 SH DFND 5 0 12479 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 1080 13749 SH DFND 5 0 13749 0 RYDEX ETF TRUST GUG S&P500 EWCON 78355W874 1122 9173 SH DFND 5 0 9173 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 14108 68479 SH DFND 5 0 68479 0 SPDR GOLD TRUST GOLD SHS 78463V107 1867 15941 SH DFND 5 0 15941 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 291 8661 SH DFND 5 0 8661 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 12523 256302 SH DFND 5 0 256302 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 3192 103031 SH DFND 5 0 103031 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 220 7651 SH DFND 5 0 7651 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 274 1590 SH DFND 5 0 1590 0 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 1001 22207 SH DFND 5 0 22207 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 869 8912 SH DFND 5 0 8912 0 SPDR SERIES TRUST INTR TRM CORP BD 78464A375 1062 31004 SH DFND 5 0 31004 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 40125 1173256 SH DFND 5 0 1173256 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 28593 515005 SH DFND 5 0 515005 0 SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 1061 14171 SH DFND 5 0 14171 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 243 6390 SH DFND 5 0 6390 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1177 14687 SH DFND 5 0 14687 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 1068 9031 SH DFND 5 0 9031 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 885 10987 SH DFND 5 0 10987 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 2166 12246 SH DFND 5 0 12246 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 13090 49849 SH DFND 5 0 49849 0 SALESFORCE COM INC COM 79466L302 227 3058 SH DFND 5 0 3058 0 SANDERSON FARMS INC COM 800013104 321 3550 SH DFND 5 0 3550 0 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 80 31200 SH DFND 5 0 31200 0 SANOFI SPONSORED ADR 80105N105 322 7907 SH DFND 5 0 7907 0 SCANA CORP NEW COM 80589M102 346 4984 SH DFND 5 0 4984 0 SCHLUMBERGER LTD COM 806857108 911 12237 SH DFND 5 0 12237 0 SCHWAB CHARLES CORP NEW COM 808513105 336 11930 SH DFND 5 0 11930 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 5409 103085 SH DFND 5 0 103085 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 496 7289 SH DFND 5 0 7289 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 349 6541 SH DFND 5 0 6541 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 3179 51348 SH DFND 5 0 51348 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 416 18450 SH DFND 5 0 18450 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 351 6320 SH DFND 5 0 6320 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 860 19356 SH DFND 5 0 19356 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 450 9120 SH DFND 5 0 9120 0 SELECT INCOME REIT COM SH BEN INT 81618T100 220 9638 SH DFND 5 0 9638 0 SKYWORKS SOLUTIONS INC COM 83088M102 409 5254 SH DFND 5 0 5254 0 SMUCKER J M CO COM NEW 832696405 215 1651 SH DFND 5 0 1651 0 SOUTHERN CO COM 842587107 2014 39322 SH DFND 5 0 39322 0 SOUTHWEST AIRLS CO COM 844741108 255 5662 SH DFND 5 0 5662 0 SPECTRA ENERGY CORP COM 847560109 453 14831 SH DFND 5 0 14831 0 SPIRIT RLTY CAP INC NEW COM 84860W102 151 13614 SH DFND 5 0 13614 0 STANLEY BLACK & DECKER INC COM 854502101 241 2292 SH DFND 5 0 2292 0 STARBUCKS CORP COM 855244109 1588 26448 SH DFND 5 0 26448 0 STATE STR CORP COM 857477103 277 4741 SH DFND 5 0 4741 0 STERICYCLE INC COM 858912108 258 2054 SH DFND 5 0 2054 0 STRYKER CORP COM 863667101 380 3547 SH DFND 5 0 3547 0 STUDENT TRANSN INC COM 86388A108 81 15760 SH DFND 5 0 15760 0 SUFFOLK BANCORP COM 864739107 225 8850 SH DFND 5 0 8850 0 SUN CMNTYS INC COM 866674104 215 3025 SH DFND 5 0 3025 0 SUNCOR ENERGY INC NEW COM 867224107 239 8671 SH DFND 5 0 8671 0 SYSCO CORP COM 871829107 724 15522 SH DFND 5 0 15522 0 TJX COS INC NEW COM 872540109 310 3941 SH DFND 5 0 3941 0 TARGET CORP COM 87612E106 516 6173 SH DFND 5 0 6173 0 TEXAS INSTRS INC COM 882508104 283 4856 SH DFND 5 0 4856 0 TEXAS ROADHOUSE INC COM 882681109 662 15041 SH DFND 5 0 15041 0 THERMO FISHER SCIENTIFIC INC COM 883556102 248 1763 SH DFND 5 0 1763 0 3M CO COM 88579Y101 2313 13869 SH DFND 5 0 13869 0 TIME WARNER INC COM NEW 887317303 268 3711 SH DFND 5 0 3711 0 TORONTO DOMINION BK ONT COM NEW 891160509 588 13536 SH DFND 5 0 13536 0 TOTAL S A SPONSORED ADR 89151E109 604 13044 SH DFND 5 0 13044 0 TRAVELERS COMPANIES INC COM 89417E109 327 2782 SH DFND 5 0 2782 0 22ND CENTY GROUP INC COM 90137F103 8 10000 SH DFND 5 0 10000 0 US BANCORP DEL COM NEW 902973304 527 12856 SH DFND 5 0 12856 0 UNDER ARMOUR INC CL A 904311107 609 7113 SH DFND 5 0 7113 0 UNILEVER PLC SPON ADR NEW 904767704 506 11058 SH DFND 5 0 11058 0 UNION PAC CORP COM 907818108 777 9651 SH DFND 5 0 9651 0 UNITED PARCEL SERVICE INC CL B 911312106 894 8453 SH DFND 5 0 8453 0 UNITED TECHNOLOGIES CORP COM 913017109 973 9711 SH DFND 5 0 9711 0 UNITEDHEALTH GROUP INC COM 91324P102 1582 12199 SH DFND 5 0 12199 0 V F CORP COM 918204108 860 13187 SH DFND 5 0 13187 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1050 12880 SH DFND 5 0 12880 0 VANGUARD WORLD FD EXTENDED DUR 921910709 311 2471 SH DFND 5 0 2471 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 513 6155 SH DFND 5 0 6155 0 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 754 12631 SH DFND 5 0 12631 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2198 27292 SH DFND 5 0 27292 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 16804 203300 SH DFND 5 0 203300 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2220 61313 SH DFND 5 0 61313 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1438 20778 SH DFND 5 0 20778 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 474 5047 SH DFND 5 0 5047 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2535 58279 SH DFND 5 0 58279 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5155 148906 SH DFND 5 0 148906 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1366 27936 SH DFND 5 0 27936 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 666 7772 SH DFND 5 0 7772 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 204 1652 SH DFND 5 0 1652 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 283 2648 SH DFND 5 0 2648 0 VANGUARD WORLD FDS TELCOMM ETF 92204A884 250 2691 SH DFND 5 0 2691 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1640 20528 SH DFND 5 0 20528 0 VENTAS INC COM 92276F100 373 5922 SH DFND 5 0 5922 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2982 34252 SH DFND 5 0 34252 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 703 7048 SH DFND 5 0 7048 0 VANGUARD INDEX FDS REIT ETF 922908553 1874 22500 SH DFND 5 0 22500 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1022 8635 SH DFND 5 0 8635 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2469 24266 SH DFND 5 0 24266 0 VANGUARD INDEX FDS MID CAP ETF 922908629 828 6851 SH DFND 5 0 6851 0 VANGUARD INDEX FDS GROWTH ETF 922908736 5840 54803 SH DFND 5 0 54803 0 VANGUARD INDEX FDS VALUE ETF 922908744 8745 105964 SH DFND 5 0 105964 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 3478 31276 SH DFND 5 0 31276 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 9349 89089 SH DFND 5 0 89089 0 VERIZON COMMUNICATIONS INC COM 92343V104 4348 80464 SH DFND 5 0 80464 0 VISA INC COM CL A 92826C839 6557 85403 SH DFND 5 0 85403 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 239 7433 SH DFND 5 0 7433 0 W P CAREY INC COM 92936U109 249 4056 SH DFND 5 0 4056 0 WAL-MART STORES INC COM 931142103 1331 19344 SH DFND 5 0 19344 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 538 6428 SH DFND 5 0 6428 0 WASTE MGMT INC DEL COM 94106L109 565 9478 SH DFND 5 0 9478 0 WELLS FARGO & CO NEW COM 949746101 1213 24926 SH DFND 5 0 24926 0 WESTERN UN CO COM 959802109 314 16226 SH DFND 5 0 16226 0 WISDOMTREE INVTS INC COM 97717P104 122 10606 SH DFND 5 0 10606 0 WISDOMTREE TR MIDCAP DIVI FD 97717W505 371 4313 SH DFND 5 0 4313 0 WISDOMTREE TR MDCP EARN FUND 97717W570 561 6232 SH DFND 5 0 6232 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 473 8278 SH DFND 5 0 8278 0 WOLVERINE WORLD WIDE INC COM 978097103 209 11454 SH DFND 5 0 11454 0 ALLERGAN PLC SHS G0177J108 246 895 SH DFND 5 0 895 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 406 3522 SH DFND 5 0 3522 0 MEDTRONIC PLC SHS G5960L103 304 4025 SH DFND 5 0 4025 0 SEADRILL LIMITED SHS G7945E105 49 14883 SH DFND 5 0 14883 0 PERRIGO CO PLC SHS G97822103 245 1889 SH DFND 5 0 1889 0 CHUBB LIMITED COM H1467J104 743 6208 SH DFND 5 0 6208 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 328 3818 SH DFND 5 0 3818 0 BROADCOM LTD SHS Y09827109 489 3114 SH DFND 5 0 3114 0