Chief Operating Officer

0001424367-15-000022.txt : 20151116 0001424367-15-000022.hdr.sgml : 20151116 20151116121043 ACCESSION NUMBER: 0001424367-15-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial Advisors, Inc. CENTRAL INDEX KEY: 0001424367 IRS NUMBER: 000000000 STATE OF INCORPORATION: MN FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16913 FILM NUMBER: 151232830 BUSINESS ADDRESS: STREET 1: 909 LOCUST STREET CITY: DES MOINES STATE: IA ZIP: 50309-2899 BUSINESS PHONE: 800-356-2906 MAIL ADDRESS: STREET 1: 909 LOCUST STREET CITY: DES MOINES STATE: IA ZIP: 50309-2899 FORMER COMPANY: FORMER CONFORMED NAME: ING FINANCIAL PARTNERS INC DATE OF NAME CHANGE: 20080117 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001424367 XXXXXXXX 09-30-2015 09-30-2015 Voya Financial Advisors, Inc.

909 Locust Street Des Moines IA 50309-2899

13F HOLDINGS REPORT 028-16913 N Angela Kahrmann Chief Operating Officer 800-356-2906 Angela Kahrmann, Chief Operating Officer Windsor CT 11-16-2015 0 329 565219 false INFORMATION TABLE 2 form13fInfoTable.xml GENERATED FOR VOYA FINANCIAL ADVISORS, INC AS OF 09-30-2015 AFLAC INC COM 001055102 345 5984 SH DFND 0 5984 0 AGL RES INC COM 001204106 385 6360 SH DFND 0 6360 0 AT&T INC COM 00206R102 5134 160073 SH DFND 0 160073 0 ABBOTT LABS COM 002824100 1393 35266 SH DFND 0 35266 0 ABBVIE INC COM 00287Y109 1025 19415 SH DFND 0 19415 0 AETNA INC NEW COM 00817Y108 554 5208 SH DFND 0 5208 0 AIR PRODS & CHEMS INC COM 009158106 259 2055 SH DFND 0 2055 0 ALCOA INC COM 013817101 204 21638 SH DFND 0 21638 0 ALLEGHANY CORP DEL COM 017175100 202 435 SH DFND 0 435 0 ALTRIA GROUP INC COM 02209S103 2212 40790 SH DFND 0 40790 0 AMAZON COM INC COM 023135106 585 1179 SH DFND 0 1179 0 AMERICAN EXPRESS CO COM 025816109 279 3823 SH DFND 0 3823 0 AMERICAN TOWER CORP NEW COM 03027X100 222 2548 SH DFND 0 2548 0 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HANESBRANDS INC COM 410345102 437 15596 SH DFND 0 15596 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 276 11287 SH DFND 0 11287 0 HERSHEY CO COM 427866108 223 2416 SH DFND 0 2416 0 HOME DEPOT INC COM 437076102 2247 19904 SH DFND 0 19904 0 HUNTINGTON INGALLS INDS INC COM 446413106 291 2763 SH DFND 0 2763 0 ILLINOIS TOOL WKS INC COM 452308109 358 4398 SH DFND 0 4398 0 INTEL CORP COM 458140100 1897 64867 SH DFND 0 64867 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1669 11715 SH DFND 0 11715 0 ISHARES GOLD TRUST ISHARES 464285105 192 17636 SH DFND 0 17636 0 ISHARES TR MRNGSTR LG-CP ET 464287127 1311 11884 SH DFND 0 11884 0 ISHARES TR SELECT DIVID ETF 464287168 619 8650 SH DFND 0 8650 0 ISHARES TR TIPS BD ETF 464287176 1507 13645 SH DFND 0 13645 0 ISHARES TR CORE S&P500 ETF 464287200 13032 68936 SH DFND 0 68936 0 ISHARES TR CORE US AGGBD ET 464287226 2265 20677 SH DFND 0 20677 0 ISHARES TR MSCI EMG MKT ETF 464287234 12136 380931 SH DFND 0 380931 0 ISHARES TR IBOXX INV CP ETF 464287242 14360 123680 SH DFND 0 123680 0 ISHARES TR S&P 500 GRWT ETF 464287309 800 7575 SH DFND 0 7575 0 ISHARES TR GLOB HLTHCRE ETF 464287325 277 2872 SH DFND 0 2872 0 ISHARES TR 20+ YR TR BD ETF 464287432 15084 121676 SH DFND 0 121676 0 ISHARES TR 7-10 Y TR BD ETF 464287440 19769 183302 SH DFND 0 183302 0 ISHARES TR 1-3 YR TR BD ETF 464287457 7071 83213 SH DFND 0 83213 0 ISHARES TR MSCI EAFE ETF 464287465 17562 312209 SH DFND 0 312209 0 ISHARES TR RUS MD CP GR ETF 464287481 264 3034 SH DFND 0 3034 0 ISHARES TR CORE S&P MCP ETF 464287507 973 7216 SH DFND 0 7216 0 ISHARES TR NASDQ BIOTEC ETF 464287556 16669 57583 SH DFND 0 57583 0 ISHARES TR RUS 1000 VAL ETF 464287598 1308 14275 SH DFND 0 14275 0 ISHARES TR S&P MC 400GR ETF 464287606 617 3976 SH DFND 0 3976 0 ISHARES TR RUS 1000 GRW ETF 464287614 1393 15255 SH DFND 0 15255 0 ISHARES TR RUS 2000 GRW ETF 464287648 219 1667 SH DFND 0 1667 0 ISHARES TR RUSSELL 2000 ETF 464287655 1551 14424 SH DFND 0 14424 0 ISHARES TR U.S. REAL ES ETF 464287739 265 3779 SH DFND 0 3779 0 ISHARES TR U.S. FINLS ETF 464287788 679 8165 SH DFND 0 8165 0 ISHARES TR CORE S&P SCP ETF 464287804 19014 180640 SH DFND 0 180640 0 ISHARES TR SP SMCP600GR ETF 464287887 7312 61744 SH DFND 0 61744 0 ISHARES TR MRGSTR MD CP ETF 464288208 1631 12068 SH DFND 0 12068 0 ISHARES TR JP MOR EM MK ETF 464288281 1011 9574 SH DFND 0 9574 0 ISHARES TR INTL SEL DIV ETF 464288448 1176 42436 SH DFND 0 42436 0 ISHARES TR MRGSTR SM CP ETF 464288505 865 6942 SH DFND 0 6942 0 ISHARES TR IBOXX HI YD ETF 464288513 2024 24455 SH DFND 0 24455 0 ISHARES TR MBS ETF 464288588 5316 48494 SH DFND 0 48494 0 ISHARES TR INTERM CR BD ETF 464288638 578 5329 SH DFND 0 5329 0 ISHARES TR 1-3 YR CR BD ETF 464288646 1559 14834 SH DFND 0 14834 0 ISHARES TR 3-7 YR TR BD ETF 464288661 9379 75298 SH DFND 0 75298 0 ISHARES TR U.S. PFD STK ETF 464288687 4694 122019 SH DFND 0 122019 0 ISHARES 10+ YR CR BD ETF 464289511 731 12864 SH DFND 0 12864 0 ISHARES SILVER TRUST ISHARES 46428Q109 2281 163290 SH DFND 0 163290 0 ISIS PHARMACEUTICALS INC COM 464330109 273 7180 SH DFND 0 7180 0 ITC HLDGS CORP COM 465685105 481 14458 SH DFND 0 14458 0 JPMORGAN CHASE & CO COM 46625H100 1944 32479 SH DFND 0 32479 0 JACK IN THE BOX INC COM 466367109 607 7747 SH DFND 0 7747 0 JETBLUE AIRWAYS CORP COM 477143101 869 34480 SH DFND 0 34480 0 JOHNSON & JOHNSON COM 478160104 3460 37188 SH DFND 0 37188 0 JOHNSON CTLS INC COM 478366107 650 16325 SH DFND 0 16325 0 KKR & CO L P DEL COM UNITS 48248M102 421 26100 SH DFND 0 26100 0 KIMBERLY CLARK CORP COM 494368103 539 5007 SH DFND 0 5007 0 KINDER MORGAN INC DEL COM 49456B101 492 18825 SH DFND 0 18825 0 KROGER CO COM 501044101 245 6878 SH DFND 0 6878 0 LILLY ELI & CO COM 532457108 300 3731 SH DFND 0 3731 0 LOCKHEED MARTIN CORP COM 539830109 980 4843 SH DFND 0 4843 0 LOWES COS INC COM 548661107 676 10126 SH DFND 0 10126 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 342 6213 SH DFND 0 6213 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 309 23018 SH DFND 0 23018 0 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 525 17144 SH DFND 0 17144 0 MARRIOTT INTL INC NEW CL A 571903202 229 3505 SH DFND 0 3505 0 MASTERCARD INC CL A 57636Q104 282 3178 SH DFND 0 3178 0 MCCORMICK & CO INC COM NON VTG 579780206 205 2527 SH DFND 0 2527 0 MCDONALDS CORP COM 580135101 1680 17233 SH DFND 0 17233 0 MEDALLION FINL CORP COM 583928106 96 12911 SH DFND 0 12911 0 MEDLEY CAP CORP COM 58503F106 90 12201 SH DFND 0 12201 0 MERCK & CO INC NEW COM 58933Y105 832 17113 SH DFND 0 17113 0 MICROSOFT CORP COM 594918104 2656 61145 SH DFND 0 61145 0 MICROCHIP TECHNOLOGY INC COM 595017104 419 10056 SH DFND 0 10056 0 MONDELEZ INTL INC CL A 609207105 240 5872 SH DFND 0 5872 0 MONSANTO CO NEW COM 61166W101 330 3951 SH DFND 0 3951 0 NATIONAL GRID PLC SPON ADR NEW 636274300 230 3352 SH DFND 0 3352 0 NETFLIX INC COM 64110L106 235 2389 SH DFND 0 2389 0 NIKE INC CL B 654106103 360 3009 SH DFND 0 3009 0 NORFOLK SOUTHERN CORP COM 655844108 430 5735 SH DFND 0 5735 0 NORTHSTAR RLTY FIN CORP COM NEW 66704R704 149 12554 SH DFND 0 12554 0 NOVARTIS A G SPONSORED ADR 66987V109 1117 12481 SH DFND 0 12481 0 NOVO-NORDISK A S ADR 670100205 425 7947 SH DFND 0 7947 0 OCCIDENTAL PETE CORP DEL COM 674599105 413 6400 SH DFND 0 6400 0 ORACLE CORP COM 68389X105 834 23494 SH DFND 0 23494 0 PPL CORP COM 69351T106 233 7239 SH DFND 0 7239 0 PAYPAL HLDGS INC COM 70450Y103 208 6802 SH DFND 0 6802 0 PEPSICO INC COM 713448108 1833 19704 SH DFND 0 19704 0 PFIZER INC COM 717081103 1217 39245 SH DFND 0 39245 0 PHILIP MORRIS INTL INC COM 718172109 1320 16790 SH DFND 0 16790 0 PHILLIPS 66 COM 718546104 1036 13910 SH DFND 0 13910 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 220 4281 SH DFND 0 4281 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1615 16002 SH DFND 0 16002 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 24681 248125 SH DFND 0 248125 0 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 724 18405 SH DFND 0 18405 0 POWERSHARES ETF TRUST DYNAMIC OTC PT 73935X203 468 6622 SH DFND 0 6622 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 332 18175 SH DFND 0 18175 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 241 2671 SH DFND 0 2671 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 520 6374 SH DFND 0 6374 0 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 1081 37633 SH DFND 0 37633 0 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 227 8224 SH DFND 0 8224 0 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 276 19493 SH DFND 0 19493 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 3095 48325 SH DFND 0 48325 0 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 1216 83376 SH DFND 0 83376 0 PROCTER & GAMBLE CO COM 742718109 4407 60970 SH DFND 0 60970 0 PROSPECT CAPITAL CORPORATION COM 74348T102 154 21763 SH DFND 0 21763 0 PRUDENTIAL FINL INC COM 744320102 208 2778 SH DFND 0 2778 0 QUALCOMM INC COM 747525103 641 12235 SH DFND 0 12235 0 REALTY INCOME CORP COM 756109104 564 11975 SH DFND 0 11975 0 REYNOLDS AMERICAN INC COM 761713106 727 16723 SH DFND 0 16723 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 476 10191 SH DFND 0 10191 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 434 9323 SH DFND 0 9323 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 770 10689 SH DFND 0 10689 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 510 4178 SH DFND 0 4178 0 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 516 6511 SH DFND 0 6511 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 15264 81141 SH DFND 0 81141 0 SPDR GOLD TRUST GOLD SHS 78463V107 1842 17060 SH DFND 0 17060 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 20261 454277 SH DFND 0 454277 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 781 8364 SH DFND 0 8364 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 419 9515 SH DFND 0 9515 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 13633 383382 SH DFND 0 383382 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 14269 273187 SH DFND 0 273187 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 2018 28336 SH DFND 0 28336 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 703 6125 SH DFND 0 6125 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 829 10987 SH DFND 0 10987 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 24004 97726 SH DFND 0 97726 0 SANDERSON FARMS INC COM 800013104 335 4991 SH DFND 0 4991 0 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 125 31200 SH DFND 0 31200 0 SANOFI SPONSORED ADR 80105N105 257 5510 SH DFND 0 5510 0 SCANA CORP NEW COM 80589M102 529 9648 SH DFND 0 9648 0 SCHLUMBERGER LTD COM 806857108 843 12198 SH DFND 0 12198 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3913 79864 SH DFND 0 79864 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 478 7364 SH DFND 0 7364 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2946 49276 SH DFND 0 49276 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 592 26506 SH DFND 0 26506 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 616 15911 SH DFND 0 15911 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 315 7413 SH DFND 0 7413 0 SIGMA ALDRICH CORP COM 826552101 211 1524 SH DFND 0 1524 0 SKECHERS U S A INC CL A 830566105 430 3309 SH DFND 0 3309 0 SKYWORKS SOLUTIONS INC COM 83088M102 302 3649 SH DFND 0 3649 0 SOUTHERN CO COM 842587107 1784 40278 SH DFND 0 40278 0 SPECTRA ENERGY CORP COM 847560109 323 12741 SH DFND 0 12741 0 STANLEY BLACK & DECKER INC COM 854502101 201 2118 SH DFND 0 2118 0 STARBUCKS CORP COM 855244109 755 13552 SH DFND 0 13552 0 STRYKER CORP COM 863667101 299 3204 SH DFND 0 3204 0 STUDENT TRANSN INC COM 86388A108 65 17055 SH DFND 0 17055 0 SUFFOLK BANCORP COM 864739107 245 8850 SH DFND 0 8850 0 SUNCOR ENERGY INC NEW COM 867224107 243 9190 SH DFND 0 9190 0 SYMANTEC CORP COM 871503108 218 11268 SH DFND 0 11268 0 SYSCO CORP COM 871829107 595 15289 SH DFND 0 15289 0 TJX COS INC NEW COM 872540109 251 3610 SH DFND 0 3610 0 TARGET CORP COM 87612E106 351 4502 SH DFND 0 4502 0 THERMO FISHER SCIENTIFIC INC COM 883556102 208 1733 SH DFND 0 1733 0 3M CO COM 88579Y101 1415 9993 SH DFND 0 9993 0 TORONTO DOMINION BK ONT COM NEW 891160509 436 11399 SH DFND 0 11399 0 TOTAL S A SPONSORED ADR 89151E109 566 12878 SH DFND 0 12878 0 TRAVELERS COMPANIES INC COM 89417E109 290 2917 SH DFND 0 2917 0 ALLERGAN PLC SHS G0177J108 710 2818 SH DFND 0 2818 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 268 2779 SH DFND 0 2779 0 HORIZON PHARMA PLC SHS G4617B105 390 23228 SH DFND 0 23228 0 MEDTRONIC PLC SHS G5960L103 238 3580 SH DFND 0 3580 0 SEADRILL LIMITED SHS G7945E105 81 13972 SH DFND 0 13972 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 297 3672 SH DFND 0 3672 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 397 3321 SH DFND 0 3321 0