-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GbKBqq1eK9222vTEojbdO5Ee3qj1cqJU36hHsAJ+mTn0qm8LUZCmpwWh8o/NRLr6 Fxb1WTbi6WhVP7BCzzXnxA== 0001193125-10-023239.txt : 20100205 0001193125-10-023239.hdr.sgml : 20100205 20100205142838 ACCESSION NUMBER: 0001193125-10-023239 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100205 DATE AS OF CHANGE: 20100205 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Li Ge CENTRAL INDEX KEY: 0001424321 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 288 FUTE ZHONGLU STREET 2: WAIGAOQIAO FREE TRADE ZONE CITY: SHANGHAI STATE: F4 ZIP: 200131 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WuXi PharmaTech (Cayman) Inc. CENTRAL INDEX KEY: 0001403132 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83350 FILM NUMBER: 10576935 BUSINESS ADDRESS: STREET 1: 288 FUTE ZHONG ROAD STREET 2: WAIGAOQIAO FREE TRADE ZONE CITY: SHANGHAI STATE: F4 ZIP: 200131 BUSINESS PHONE: 86-21-5046-1111 MAIL ADDRESS: STREET 1: 288 FUTE ZHONG ROAD STREET 2: WAIGAOQIAO FREE TRADE ZONE CITY: SHANGHAI STATE: F4 ZIP: 200131 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 2 Schedule 13G Amendment No. 2

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Amendment No. 2)

Under the Securities Exchange Act of 1934

 

 

WuXi PharmaTech (Cayman) Inc.

(Name of Issuer)

 

 

Ordinary Shares*

American Depositary Shares

(Title of class of securities)

929352102**

(CUSIP number)

December 31, 2009

(Date of event which requires filing of this statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* Not for trading, but only in connection with the registration of American Depositary Shares each representing 8 ordinary shares.

 

** This CUSIP applies to the American Depositary Shares.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 929352102   SCHEDULE 13G   Page 2 of 5 Pages

 

  1   

NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ge Li

    
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

    
  3  

SEC USE ONLY

 

    
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    United States of America

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

    25,065,7431

    
   6   

SHARED VOTING POWER

 

    0

    
   7   

SOLE DISPOSITIVE POWER

 

    25,065,7431

    
   8   

SHARED DISPOSITIVE POWER

 

    0

    

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    25,065,7431

    

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ¨

 

    

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    4.5%2

    

12

 

TYPE OF REPORTING PERSON

 

    IN

    

 

1

Includes (i) 3,300,580 ordinary shares held directly by Dr. Ge Li; (ii) 1,279,010 American Depositary Shares (“ADSs”) held directly by Dr. Li; (iii) 9,179,291 ordinary shares and 94,890 ADSs held by J.P. Morgan Trust Company of Delaware, as Trustee of the NGM Family 2006 Irrevocable Trust, for which Dr. Li is the Investment Advisor and exercises sole dispositive and voting power; (iv) 40,000 ADSs issuable upon the exercise of stock options held by Dr. Li, which includes stock options vesting within 60 days of December 31, 2009; and (v) 159,334 ADSs issuable upon the exercise of shares of restricted stock, which including shares of restricted stock vesting within 60 days of December 31, 2009. Each ADS represents 8 ordinary shares.

2

Based on 552,203,925 total shares, which includes (i) 550,609,253 outstanding ordinary shares as of December 31, 2009; (ii) 40,000 ADSs issuable upon the exercise of stock options held by Dr. Li; and (iii) 159,334 ADSs issuable pursuant to shares of restricted stock held by Dr. Li.


CUSIP No. 929352102   SCHEDULE 13G   Page 3 of 5 Pages

 

Item 1  

(a)

   Name of Issuer:      
     WuXi PharmaTech (Cayman) Inc. (“Issuer”)      
Item 1  

(b)

   Address of Issuer’s Principal Executive Offices:      
     288 Fute Zhong Road, Waigaoqiao Free Trade Zone, Shanghai 200131, People’s Republic of China      
Item 2  

(a)

   Name of Person Filing:      
     Ge Li      
Item 2  

(b)

   Address of Principal Business Office or, If None, Residence; Citizenship      
    

Ge Li

c/o WuXi PharmaTech (Cayman) Inc.

288 Fute Zhong Road

Waigaoqiao Free Trade Zone

Shanghai 200131

People’s Republic of China

     
Item 2  

(c)

   Citizenship      
     United States of America      
Item 2  

(d)

   Title of Class of Securities:      
    

Ordinary shares, par value US$0.02

 

American Depositary Shares

     
Item 2  

(e)

   CUSIP Number:      
     929352102      
Item 3.   Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c):   
  Not applicable.   


CUSIP No. 929352102   SCHEDULE 13G   Page 4 of 5 Pages

 

Item 4.    Ownership      
   (a)    Amount Beneficially Owned:      

 

Reporting Person

   Amount
beneficially
owned:
   Percent
of class:
  Sole power
to vote or
direct
the vote:
   Shared
power to
vote or to
direct
the vote:
   Sole power to
dispose or to
direct the
disposition of:
   Shared power
to dispose or to
direct the
disposition of:

Ge Li

   25,065,743

ordinary
shares

   4.53%   25,065,743

ordinary
shares

   0    25,065,743

ordinary
shares

   0
Item 5.    Ownership of Five Percent or Less of a Class   
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.   
Item 6.    Ownership of More Than Five Percent on Behalf of Another Person      
   Not applicable.      
Item 7.    Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
   Not applicable.
Item 8.    Identification and Classification of Members of the Group      
   Not applicable.      
Item 9.    Notice of Dissolution of Group      
   Not applicable.      
Item 10.    Certifications      
   Not applicable.      

 

3

Based on 552,203,925 total shares, which includes (i) 550,609,253 outstanding ordinary shares as of December 31, 2009; (ii) 40,000 ADSs issuable upon the exercise of stock options held by Dr. Li; and (iii) 159,334 ADSs issuable pursuant to shares of restricted stock held by Dr. Li.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 5, 2010

 

Ge Li

/S/    GE LI        

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