0000945621-11-000242.txt : 20111114 0000945621-11-000242.hdr.sgml : 20111111 20111114111900 ACCESSION NUMBER: 0000945621-11-000242 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ACUITY INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001424111 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12739 FILM NUMBER: 111199208 BUSINESS ADDRESS: STREET 1: 40 KING STREET WEST STREET 2: SCOTIA PLAZA 56TH FLOOR CITY: TORONTO STATE: A6 ZIP: M5H3Y2 BUSINESS PHONE: 416-366-1737 MAIL ADDRESS: STREET 1: 40 KING STREET WEST STREET 2: SCOTIA PLAZA 56TH FLOOR CITY: TORONTO STATE: A6 ZIP: M5H3Y2 13F-HR 1 acuity13f11142011.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.S. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: n/a --- This Amendment (check only one): [ ] is a restatement [ ] Add new holdings entries Institutional Investment Manager Filing this Report: Name: Acuity Investment Management Inc. Address: Toronto-Dominion Bank Tower, 31st Floor Toronto, Ontario, Canada M5K 1E9. Form 13F File Number: 028-12739 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Jacqueline Sanz Title: Chief Privacy Officer, Vice President, Compliance and Oversight Phone: 416-367-1900 Signature, Place and Date of Signing: /s/ Jacqueline Sanz Toronto, Canada November 14, 2011 (Signature) (City, State) (Date) Report Type (Check only one) ---------------------------- [x] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). Form 13F SUMMARY PAGE Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 106 Form 13F Information Table Value Total: US$ 992,983 (thousands) List of Other Included Managers: None
MARKET VOTING TITLE OF VALUE SHARES OR INVESTMENT OTHER AUTHORITY SECURITY NAME CLASS CUSIP (X1000 USD) PRN AMOUNT SH/PRN DISCRETION MANAGERS SOLE ------------------------------------------------------------------------------------------------------------------------------------ ACE Limited SHS H0023R105 730 12,050 SH Sole N/A 12,050 Advantage Oil and Gas Limited Common 00765F101 66 17,400 SH Sole N/A 17,400 Agnico-Eagle Mines Limited Common 008474108 9,495 158,800 SH Sole N/A 158,800 Agrium Inc. Common 008916108 11,130 167,200 SH Sole N/A 167,200 Albemarle Corporation Common 012653101 1,309 32,400 SH Sole N/A 32,400 Altera Corporation Common 021441100 20,816 660,200 SH Sole N/A 660,200 Analog Devices Inc. Common 032654105 6,563 210,000 SH Sole N/A 210,000 Apple Inc. Common 037833100 1,744 4,575 SH Sole N/A 4,575 Augusta Resource Corporation Common 050912203 1,029 347,871 SH Sole N/A 347,871 Bank of Montreal Common 063671101 38,679 690,764 SH Sole N/A 690,764 Bank of Nova Scotia Common 064149107 72,928 1,449,405 SH Sole N/A 1,449,405 Barrick Gold Corporation Common 067901108 43,641 931,090 SH Sole N/A 931,090 Baytex Energy Corporation Common 07317Q105 7,803 186,620 SH Sole N/A 186,620 Broadcom Corporation 'A' Class A 111320107 4,244 127,500 SH Sole N/A 127,500 Brookfield Office Properties Inc. Common 112900105 6,749 488,030 SH Sole N/A 488,030 CAE Inc. Common 124765108 10,217 1,089,000 SH Sole N/A 1,089,000 Cameco Corporation Common 13321L108 1,100 59,900 SH Sole N/A 59,900 Canadian Imperial Bank of Commerce Common 136069101 40,256 574,808 SH Sole N/A 574,808 Canadian National Railway Company Common 136375102 41,588 622,230 SH Sole N/A 622,230 Canadian Natural Resources Limited Common 136385101 37,502 1,277,023 SH Sole N/A 1,277,023 Canadian Pacific Railway Limited Common 13645T100 9,227 191,375 SH Sole N/A 191,375 Celestica Inc. SHS 15101Q108 252 34,700 SH Sole N/A 34,700 Cenovus Energy Inc. Common 15135U109 16,462 534,500 SH Sole N/A 534,500 Cisco Systems Inc. Common 17275R102 3,453 222,900 SH Sole N/A 222,900 Cliffs Natural Resources Inc. Common 18683K101 6,401 125,100 SH Sole N/A 125,100 Cummins Inc. Common 231021106 1,029 12,600 SH Sole N/A 12,600 CVS Caremark Corporation Common 126650100 279 8,310 SH Sole N/A 8,310 Danaher Corporation Common 235851102 437 10,420 SH Sole N/A 10,420 Diamond Foods Inc. Common 252603105 271 3,400 SH Sole N/A 3,400 Eldorado Gold Corporation Common 284902103 6,014 349,100 SH Sole N/A 349,100 Emerson Electric Company Common 291011104 359 8,700 SH Sole N/A 8,700 Enbridge Energy Partners Limited Partnership Common 29250R106 247 9,000 SH Sole N/A 9,000 Enbridge Inc. Common 29250N105 13,952 437,040 SH Sole N/A 437,040 EnCana Corporation Common 292505104 8,935 464,150 SH Sole N/A 464,150 Extorre Gold Mines Limited Common 30227B109 1,189 203,300 SH Sole N/A 203,300 Fidelity National Information Services Inc. Common 31620M106 278 11,450 SH Sole N/A 11,450 First Majestic Silver Corporation Common 32076V103 891 58,400 SH Sole N/A 58,400 First Solar Inc. Common 336433107 405 6,400 SH Sole N/A 6,400 FirstService Corporation SubVtgsh 33761N109 2,238 86,500 SH Sole N/A 86,500 FirstService Corporation 6.50% SDCV 6.50% December 31, 2014 12/31/2014 33761NAA7 2,173 1,975,000 SH Sole N/A 1,975,000 Forbes Energy Services Limited Common 345143101 51 10,000 SH Sole N/A 10,000 Franco-Nevada Corporation Common 351858105 3,723 102,900 SH Sole N/A 102,900 Goldcorp Inc. Common 380956409 37,013 806,760 SH Sole N/A 806,760 GT Advanced Technologies Inc. Common 36191U106 637 90,800 SH Sole N/A 90,800 Halliburton Company Common 406216101 4,688 153,600 SH Sole N/A 153,600 HollyFrontier Corporation Common 436106108 16,068 612,800 SH Sole N/A 612,800 IAMGOLD Corporation Common 450913108 3,934 197,900 SH Sole N/A 197,900 Imperial Oil Limited Common 453038408 3,625 100,900 SH Sole N/A 100,900 Intel Corporation Common 458140100 454 21,300 SH Sole N/A 21,300 Jarden Corporation Common 471109108 305 10,800 SH Sole N/A 10,800 Johnson Controls Inc. Common 478366107 1,134 43,000 SH Sole N/A 43,000 JPMorgan Chase & Company Common 46625H100 189 6,265 SH Sole N/A 6,265 Kinross Gold Corporation Common 496902404 15,541 1,045,800 SH Sole N/A 1,045,800 Magna International Inc. Common 559222401 37,014 1,119,255 SH Sole N/A 1,119,255 Manulife Financial Corporation Common 56501R106 6,088 534,258 SH Sole N/A 534,258 MasTec Inc. Common 576323109 989 56,185 SH Sole N/A 56,185 MasterCard Inc. 'A' Class A 57636Q104 531 1,675 SH Sole N/A 1,675 McKesson Corporation Common 58155Q103 385 5,300 SH Sole N/A 5,300 Newmont Mining Corporation Common 651639106 679 10,800 SH Sole N/A 10,800 Occidental Petroleum Corporation Common 674599105 265 3,700 SH Sole N/A 3,700 Oncolytics Biotech Inc. Common 682310107 18,279 5,232,950 SH Sole N/A 5,232,950 Open Text Corporation Common 683715106 204 3,900 SH Sole N/A 3,900 Oracle Corporation Common 68389X105 11,811 410,950 SH Sole N/A 410,950 Pall Corporation Common 696429307 1,111 26,200 SH Sole N/A 26,200 Pan American Silver Corporation Common 697900108 682 25,300 SH Sole N/A 25,300 Peabody Energy Corporation Common 704549104 3,171 93,600 SH Sole N/A 93,600 Pentair Inc. Common 709631105 2,839 88,700 SH Sole N/A 88,700 PepsiCo Inc. Common 713448108 291 4,700 SH Sole N/A 4,700 Potash Corporation of Saskatchewan Inc. Common 73755L107 39,246 903,755 SH Sole N/A 903,755 Praxair Inc. Common 74005P104 4,135 44,235 SH Sole N/A 44,235 Precision Drilling Corporation Common 74022D308 2,226 267,200 SH Sole N/A 267,200 Progressive Waste Solutions Limited Common 74339G101 25,439 1,235,700 SH Sole N/A 1,235,700 QEP Resources Inc. Common 74733V100 286 10,580 SH Sole N/A 10,580 Quest Rare Minerals Limited Common 74836T101 211 93,700 SH Sole N/A 93,700 Questar Corporation Common 748356102 254 14,330 SH Sole N/A 14,330 Royal Bank of Canada Common 780087102 26,369 574,880 SH Sole N/A 574,880 Schlumberger Limited Common 806857108 211 3,537 SH Sole N/A 3,537 Sierra Wireless Inc. Common 826516106 15,648 2,274,000 SH Sole N/A 2,274,000 Silver Wheaton Corporation Common 828336107 21,561 730,150 SH Sole N/A 730,150 Silvercorp Metals Inc. Common 82835P103 3,399 429,600 SH Sole N/A 429,600 Sociedad Quimica y Minera de Chile SA ADR ADR 833635105 569 11,900 SH Sole N/A 11,900 Sprott Resource Lending Corporation Common 85207J100 205 156,000 SH Sole N/A 156,000 Stantec Inc. Common 85472N109 1,157 51,900 SH Sole N/A 51,900 Suncor Energy Inc. Common 867224107 54,055 2,116,500 SH Sole N/A 2,116,500 SXC Health Solutions Corporation Common 78505P100 6,624 118,716 SH Sole N/A 118,716 Talisman Energy Inc. Common 87425E103 10,204 830,090 SH Sole N/A 830,090 Taseko Mines Limited Common 876511106 454 178,700 SH Sole N/A 178,700 TE Connectivity Limited SHS H84989104 435 15,450 SH Sole N/A 15,450 Teck Resources Limited 'B' Class B 878742204 14,324 485,390 SH Sole N/A 485,390 The Descartes Systems Group Inc. Common 249906108 9,194 1,482,028 SH Sole N/A 1,482,028 The TJX Companies Inc. Common 872540109 599 10,800 SH Sole N/A 10,800 Thermo Fisher Scientific Inc. Common 883556102 2,737 54,050 SH Sole N/A 54,050 Tim Hortons Inc. Common 88706M103 9,038 194,420 SH Sole N/A 194,420 Toronto-Dominion Bank Common 891160509 80,825 1,135,365 SH Sole N/A 1,135,365 TransAlta Corporation Common 89346D107 9,339 428,980 SH Sole N/A 428,980 TransCanada Corporation Common 89353D107 4,531 111,600 SH Sole N/A 111,600 TransGlobe Energy Corporation Common 893662106 9,650 1,197,949 SH Sole N/A 1,197,949 Transocean Limited SHS H8817H100 1,232 25,800 SH Sole N/A 25,800 Trimble Navigation Limited Common 896239100 852 25,400 SH Sole N/A 25,400 Trina Solar Limited ADR ADR 89628E104 190 31,300 SH Sole N/A 31,300 United Natural Foods Inc. Common 911163103 2,574 69,500 SH Sole N/A 69,500 Valeant Pharmaceuticals International Inc. Common 91911K102 7,881 211,400 SH Sole N/A 211,400 Valero Energy Corporation Common 91913Y100 3,314 186,400 SH Sole N/A 186,400 Valmont Industries Inc. Common 920253101 577 7,400 SH Sole N/A 7,400 World Energy Solutions Inc. Common 98145W208 313 104,580 SH Sole N/A 104,580 Yamana Gold Inc. Common 98462Y100 19,342.99 1,409,400 SH Sole N/A 1,409,400 106 RECORDS 992,983 41,912,194