0001140361-11-041969.txt : 20110815
0001140361-11-041969.hdr.sgml : 20110815
20110815160604
ACCESSION NUMBER: 0001140361-11-041969
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ridgeback Capital Investments L.P.
CENTRAL INDEX KEY: 0001423994
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12856
FILM NUMBER: 111036283
BUSINESS ADDRESS:
STREET 1: 430 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-624-2567
MAIL ADDRESS:
STREET 1: 430 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
form13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 6/30/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Ridgeback Capital Investments L.P.
Address: 430 Park Avenue, 12th Floor
New York, New York 10022
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Ridgeback Capital Investments Ltd., as General Partner, by Bud Holman
Title: Director
Phone: (212) 808-7729
Signature, Place, and Date of Signing:
/s/ Bud Holman New York, New York 8/15/2011
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Ridgeback Capital Investments Ltd. is the general partner of Ridgeback Capital
Investments L.P. Pursuant to an investment management agreement, Ridgeback
Capital Management LP maintains investment and voting power with respect to the
securities held or controlled by Ridgeback Capital Investments Ltd. Wayne
Holman, an individual, controls Ridgeback Capital Management LP. Ridgeback
Capital Management LP, Ridgeback Capital Investments Ltd. and Wayne Holman do
not own any securities reported herein directly.
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 7
Form 13F Information Table Value Total: $ 283,560
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-12280 Ridgeback Capital Managment LP
---- -------------------- ----------------------------------------------------
2 28-12277 Ridgeback Capital Investments Ltd.
---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ---------
Amarin Corporation PLC SPONS ADR NEW 023111206 1,443 100,000 SH SOLE 1,2 0 0 100,000
BioMarin Pharmaceuticals Inc. Common Stock 09061G101 17,161 630,700 SH SOLE 1,2 0 0 630,700
Cadence Pharmaceuticals Inc. Common Stock 12738T100 9,035 982,084 SH SOLE 1,2 0 0 982,084
Ironwood Pharmaceuticals Common Stock 46333X108 155,459 9,889,262 SH SOLE 1,2 0 0 9,889,262
The Medicines Company Common Stock 584688105 42,757 2,589,750 SH SOLE 1,2 0 0 2,589,750
Pharmasset, Inc. Common Stock 71715N106 27,770 247,500 SH SOLE 1,2 0 0 247,500
Pharmasset, Inc. Common Stock 71715N106 29,935 266,800 SH CALL SOLE 1,2 0 0 266,800