-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H/UrUFxP/MOXHosAeaZb95GqdQZsvH3YVQsRnYP4vpaYoxqxOjBoWRhrrXY1UaAE kqTEW2sqc/LZybQHTMenLg== 0000897423-10-000155.txt : 20101110 0000897423-10-000155.hdr.sgml : 20101110 20101110142458 ACCESSION NUMBER: 0000897423-10-000155 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101110 DATE AS OF CHANGE: 20101110 EFFECTIVENESS DATE: 20101110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BBT Capital Management, Inc. CENTRAL INDEX KEY: 0001423900 IRS NUMBER: 261642533 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12712 FILM NUMBER: 101179473 BUSINESS ADDRESS: STREET 1: 201 MAIN STREET, SUITE 3200 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 817-390-8400 MAIL ADDRESS: STREET 1: 201 MAIN STREET, SUITE 3200 CITY: FORT WORTH STATE: TX ZIP: 76102 13F-HR 1 bbtcm13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BBT Capital Management, Inc. Address: 201 Main Street, Suite 3200 Fort Worth, Texas 76102 Form 13F File Number: 28-12712 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Report Manager: Name: William O. Reimann Title: Vice President Phone: 817/390-8400 Signature, Place, and Date of Signing: /s/ William O. Reimann Fort Worth, Texas November 10, 2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 275 Form 13F Information Table Value Total: $2,386,750 (thousands) List of Other Included Managers:
No. Form 13F File Number Name 1 28-5275 BBT Fund, L.P. 2 28-10369 CAP Fund, L.P. 3 28-12147 SRI Fund, L.P.
FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMNT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CLL DISCRETN MGRS SOLE SHRD NONE AMAG PHARMACEUTICALS INC COM 00163U106 172 10000 SH Defined 1,2,3 10000 AT&T INC COM 00206R102 1144 40000 SH Defined 1,2,3 40000 ABOVENET INC COM 00374N107 1302 25000 SH Defined 1,2,3 25000 ABOVENET INC COM 00374N107 1563 30000 SH PUT Defined 1,2,3 ABRAXIS BIOSCIENCE INC NEW COM 00383Y102 10839 140147 SH Defined 1,2,3 140147 ACORDA THERAPEUTICS INC COM 00484M106 5779 175000 SH Defined 1,2,3 175000 ACTIVISION BLIZZARD INC COM 00507V109 2380 220000 SH Defined 1,2,3 220000 ADOLOR CORP COM 00724X102 432 400000 SH Defined 1,2,3 400000 AIRGAS INC COM 009363102 9989 147000 SH Defined 1,2,3 147000 ALCOA INC NOTE 5.25 013817AT8 34169 17000000 PRN Defined 1,2,3 ALERE INC PERP PFD C 01449J204 41924 190564 SH Defined 1,2,3 190564 ALEXION PHARMACEUTICALS INC COM 015351109 8689 135000 SH Defined 1,2,3 135000 ALKERMES INC COM 01642T108 423 28900 SH Defined 1,2,3 28900 ALLEGHENY ENERGY INC COM 017361106 12260 500000 SH PUT Defined 1,2,3 ALLERGAN INC COM 018490102 1031 15500 SH Defined 1,2,3 15500 ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 2706 590900 SH Defined 1,2,3 590900 ALLIANT ENERGY CORP COM 018802108 3534 97218 SH Defined 1,2,3 97218 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1719 93058 SH Defined 1,2,3 93058 AMARIN CORP PLC SPONS ADR 023111206 4051 1570000 SH Defined 1,2,3 1570000 AMAZON COM INC COM 023135106 3141 20000 SH Defined 1,2,3 20000 AMAZON COM INC COM 023135106 7853 50000 SH PUT Defined 1,2,3 AMERICAN ELEC PWR INC COM 025537101 10586 292198 SH Defined 1,2,3 292198 AMERICAN OIL & GAS INC NEW COM 028723104 8100 1000000 SH Defined 1,2,3 1000000 AMERICAN TOWER CORP COM 029912201 513 10000 SH CALL Defined 1,2,3 AMGEN INC COM 031162100 3858 70000 SH Defined 1,2,3 70000 AMYLIN PHARMACEUTICALS INC COM 032346108 1043 50000 SH Defined 1,2,3 50000 ANADARKO PETE CORP COM 032511107 17115 300000 SH CALL Defined 1,2,3 ANADARKO PETE CORP COM 032511107 38492 674700 SH PUT Defined 1,2,3 ANADYS PHARMACEUTICALS INC COM 03252Q408 1778 766279 SH Defined 1,2,3 766279 APACHE CORP COM 037411105 13192 134940 SH Defined 1,2,3 134940 ARDEA BIOSCIENCES INC COM 03969P107 345 15000 SH Defined 1,2,3 15000 ARENA PHARMACEUTICALS INC COM 040047102 50 31857 SH Defined 1,2,3 31857 ARMSTRONG WORLD INDS INC NEW COM 04247X102 11596 279346 SH Defined 1,2,3 279346 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 1760 35000 SH Defined 1,2,3 35000 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 638 200000 SH Defined 1,2,3 200000 BAKER HUGHES INC COM 057224107 19749 463600 SH Defined 1,2,3 463600 BANK OF AMERICA CORPORATION COM 060505104 1126 85951 SH Defined 1,2,3 85951 BARRETT BILL CORP NOTE 5.00 06846NAA2 2035 2000000 PRN Defined 1,2,3 BON-TON STORES INC COM 09776J101 240 23553 SH Defined 1,2,3 23553 BOYD GAMING CORP COM 103304101 2538 350000 SH Defined 1,2 350000 CBS CORP NEW CL B 124857202 343 21600 SH Defined 1,2,3 21600 CBS CORP NEW COM 124857202 1586 100000 SH CALL Defined 1,2,3 CIGNA CORP COM 125509109 2165 60500 SH Defined 1,2,3 60500 CMS ENERGY CORP COM 125896100 7136 396004 SH Defined 1,2,3 396004 CVS CAREMARK CORPORATION COM 126650100 3827 121600 SH Defined 1,2,3 121600 CAMERON INTERNATIONAL CORP COM 13342B105 15196 353721 SH Defined 1,2,3 353721 CANADIAN NAT RES LTD COM 136385101 8217 237472 SH Defined 1,2,3 237472 CARNIVAL CORP COM 143658300 3057 80000 SH PUT Defined 1,2,3 CARNIVAL CORP PAIRED CTF 143658300 4203 110000 SH Defined 1,2,3 110000 CASEYS GEN STORES INC COM 147528103 7554 180940 SH Defined 1,2,3 180940 CENTERPOINT ENERGY INC COM 15189T107 16983 1080330 SH Defined 1,2,3 1080330 CEPHALON INC COM 156708109 3122 50000 SH Defined 1,2,3 50000 CHESAPEAKE ENERGY CORP COM 165167107 4020 177500 SH Defined 1,2,3 177500 CHEVRON CORP NEW COM 166764100 11347 140000 SH Defined 1,2,3 140000 CHINA DIGITAL TV HLDG CO LTD SPONSORED 16938G107 677 100000 SH Defined 1,2,3 100000 CHOICE HOTELS INTL INC COM 169905106 1823 50000 SH CALL Defined 1,2,3 CHIQUITA BRANDS INTL INC NOTE 4.25 170032AT3 9300 10000000 PRN Defined 1,2,3 CIMAREX ENERGY CO COM 171798101 24486 369995 SH Defined 1,2,3 369995 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 457 40000 SH Defined 1,2,3 40000 CLEAR CHANNEL OUTDOOR HLDGS COM 18451C109 572 50000 SH PUT Defined 1,2,3 COCA COLA ENTERPRISES INC COM 191219104 11780 380000 SH Defined 1,2,3 380000 COMCAST CORP NEW CL A SPL 20030N200 2126 125000 SH Defined 1,2,3 125000 COMCAST CORP NEW COM 20030N200 1701 100000 SH PUT Defined 1,2,3 COMMUNITY HEALTH SYS INC NEW COM 203668108 945 30500 SH Defined 1,2 30500 CONSOL ENERGY INC COM 20854P109 3416 92435 SH Defined 1,2,3 92435 CONSTELLATION ENERGY GROUP I COM 210371100 18395 570572 SH Defined 1,2,3 570572 CONSTELLATION ENERGY PRTNR L COM UNIT L 21038E101 2199 763688 SH Defined 1 763688 CONTINENTAL AIRLS INC CL B 210795308 7514 302500 SH Defined 1,2,3 302500 CORNERSTONE THERAPEUTICS INC COM 21924P103 1836 260000 SH Defined 1,2,3 260000 CROWN CASTLE INTL CORP COM 228227104 662 15000 SH CALL Defined 1,2,3 CUMMINS INC COM 231021106 3207 35400 SH Defined 1,2,3 35400 D R HORTON INC NOTE 2.00 23331ABB4 29682 26850000 PRN Defined 1,2,3 DTE ENERGY CO COM 233331107 6055 131836 SH Defined 1,2,3 131836 DAVITA INC COM 23918K108 4315 62510 SH Defined 1,2,3 62510 DELTA AIR LINES INC DEL COM NEW 247361702 3771 323960 SH Defined 1,2,3 323960 DENDREON CORP COM 24823Q107 4118 100000 SH Defined 1,2,3 100000 DICE HLDGS INC COM 253017107 2399 282853 SH Defined 1,2,3 282853 DISNEY WALT CO COM 254687106 1655 50000 SH CALL Defined 1,2,3 DISCOVERY COMMUNICATNS NEW COM 25470F302 764 20000 SH CALL Defined 1,2,3 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 7871 206100 SH Defined 1,2,3 206100 DISH NETWORK CORP CL A 25470M109 2881 150000 SH Defined 1,2,3 150000 DISH NETWORK CORP COM 25470M109 2689 140000 SH PUT Defined 1,2,3 DIRECTV COM 25490A101 1665 40000 SH CALL Defined 1,2,3 DIRECTV COM CL A 25490A101 366 8802 SH Defined 1,2,3 8802 DOLLAR THRIFTY 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Defined 1,2,3 FOREST OIL CORP COM 346091705 1452 48900 SH PUT Defined 1,2,3 FRONTIER OIL CORP COM 35914P105 5191 387371 SH Defined 1,2,3 387371 GSI COMMERCE INC COM 36238G102 8465 342700 SH Defined 1,2,3 342700 GSI COMMERCE INC COM 36238G102 988 40000 SH CALL Defined 1,2,3 GSI COMMERCE INC COM 36238G102 494 20000 SH PUT Defined 1,2,3 GANNETT INC COM 364730101 734 60000 SH CALL Defined 1,2,3 GENTIVA HEALTH SERVICES INC COM 37247A102 2371 108503 SH Defined 1,2,3 108503 GENZYME CORP COM 372917104 904 12773 SH Defined 1,2,3 12773 GILEAD SCIENCES INC COM 375558103 7122 200000 SH Defined 1,2,3 200000 GLAXOSMITHKLINE PLC SPONSORED 37733W105 9880 250000 SH Defined 1,2 250000 GOODYEAR TIRE & RUBR CO COM 382550101 16062 1494150 SH Defined 1,2,3 1494150 GOOGLE INC CL A 38259P508 8413 16000 SH Defined 1,2,3 16000 GRAPHIC PACKAGING HLDG CO COM 388689101 325 97400 SH Defined 1,2,3 97400 GREAT PLAINS ENERGY INC COM 391164100 5449 288295 SH Defined 1,2,3 288295 HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 1029 70800 SH Defined 1,2,3 70800 HARTE-HANKS INC COM 416196103 3939 337500 SH Defined 1,2,3 337500 HARTE-HANKS INC COM 416196103 233 20000 SH CALL Defined 1,2,3 HARTE-HANKS INC COM 416196103 1225 105000 SH PUT Defined 1,2,3 HERTZ GLOBAL HOLDINGS INC NOTE 5.25 42805TAA3 29454 19980000 PRN Defined 1,2,3 HESS CORP COM 42809H107 16102 272357 SH Defined 1,2,3 272357 HESS CORP COM 42809H107 17736 300000 SH CALL Defined 1,2,3 HEWITT ASSOCS INC COM 42822Q100 9667 191700 SH Defined 1,2,3 191700 HOST HOTELS & RESORTS INC COM 44107P104 724 50000 SH CALL Defined 1,2,3 HUMANA INC COM 444859102 995 19800 SH Defined 1,2,3 19800 HUMAN GENOME SCIENCES INC COM 444903108 2234 75000 SH Defined 1,2,3 75000 HUNT J B TRANS SVCS INC COM 445658107 3192 92000 SH Defined 1,2,3 92000 ISTAR FINL INC COM 45031U101 1101 359717 SH Defined 1,2,3 359717 ICON PUB LTD CO SPONSORED 45103T107 737 34100 SH Defined 1,2,3 34100 INCYTE CORP COM 45337C102 11353 710000 SH Defined 1,2,3 710000 INTERVAL LEISURE GROUP INC COM 46113M108 4156 308522 SH Defined 1,2,3 308522 IRIDIUM COMMUNICATIONS INC COM 46269C102 2306 270000 SH CALL Defined 1,2,3 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 5904 580000 SH Defined 1,2,3 580000 ISLE OF CAPRI CASINOS INC COM 464592104 1447 202068 SH Defined 1,2 202068 KING PHARMACEUTICALS INC COM 495582108 7072 710000 SH Defined 1,2,3 710000 LAMAR ADVERTISING CO COM 512815101 1273 40000 SH CALL Defined 1,2,3 LAS VEGAS SANDS CORP COM 517834107 9741 279500 SH PUT Defined 1,2 LASALLE HOTEL PPTYS COM 517942108 936 40000 SH CALL Defined 1,2,3 LIBERTY GLOBAL INC COM 530555101 924 30000 SH CALL Defined 1,2,3 LILLY ELI & CO COM 532457108 2740 75000 SH Defined 1,2,3 75000 MAP PHARMACEUTICALS INC COM 56509R108 7497 490000 SH Defined 1,2,3 490000 MARATHON OIL CORP COM 565849106 20284 612823 SH Defined 1,2,3 612823 MARINER ENERGY INC COM 56845T305 10535 434800 SH Defined 1,2,3 434800 MARRIOTT INTL INC NEW COM 571903202 2866 80000 SH CALL Defined 1,2,3 MASIMO CORP COM 574795100 3414 125000 SH Defined 1,2,3 125000 MASSEY ENERGY CO NOTE 3.25 576203AJ2 20426 23000000 PRN Defined 1,2,3 MASSEY ENERGY COMPANY COM 576206106 18916 609793 SH Defined 1,2,3 609793 MCAFEE INC COM 579064106 4726 100000 SH Defined 1,2,3 100000 MCKESSON CORP COM 58155Q103 3923 63500 SH Defined 1,2,3 63500 MEDCO HEALTH SOLUTIONS INC COM 58405U102 5742 110300 SH Defined 1,2,3 110300 MEDICINES CO COM 584688105 3142 221250 SH Defined 1,2,3 221250 MEREDITH CORP COM 589433101 1666 50000 SH CALL Defined 1,2,3 MIRANT CORP NEW *W EXP 01/ 60467R100 16034 1609800 SH Defined 1,2,3 1609800 MIRANT CORP NEW COM 60467R100 3472 348591 SH Defined 1,2,3 348591 MOODYS CORP COM 615369105 5496 220000 SH Defined 1,2,3 220000 MOODYS CORP COM 615369105 4871 195000 SH PUT Defined 1,2,3 MULTIMEDIA GAMES INC COM 625453105 1290 348577 SH Defined 1,2 348577 MURPHY OIL CORP COM 626717102 23342 376965 SH Defined 1,2,3 376965 MURPHY OIL CORP COM 626717102 12384 200000 SH PUT Defined 1,2,3 NRG ENERGY INC COM NEW 629377508 3086 148200 SH Defined 1,2,3 148200 NATIONAL GRID PLC SPON ADR N 636274300 18806 440000 SH Defined 1,2,3 440000 NAVISTAR INTL CORP NEW COM 63934E108 3094 70888 SH Defined 1,2,3 70888 NAVISTAR INTL CORP NEW NOTE 3.00 63934EAL2 20264 17867000 PRN Defined 1,2,3 NETEZZA CORP COM 64111N101 2695 100000 SH Defined 1,2,3 100000 NEW YORK TIMES CO COM 650111107 581 75000 SH CALL Defined 1,2,3 NEWFIELD EXPL CO COM 651290108 25247 439541 SH Defined 1,2,3 439541 NEWS CORP CL A 65248E104 2648 202735 SH Defined 1,2,3 202735 NEWS CORP COM 65248E104 1966 150500 SH CALL Defined 1,2,3 NEWS CORP COM 65248E104 653 50000 SH PUT Defined 1,2,3 NEXEN INC COM 65334H102 7729 384524 SH Defined 1,2,3 384524 NEXEN INC COM 65334H102 8040 400000 SH CALL Defined 1,2,3 NEXTERA ENERGY INC COM 65339F101 4879 89700 SH Defined 1,2,3 89700 NISOURCE INC COM 65473P105 16760 963200 SH Defined 1,2,3 963200 NOBLE ENERGY INC COM 655044105 22527 300000 SH PUT Defined 1,2,3 NORFOLK SOUTHERN CORP COM 655844108 10492 176300 SH 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NEW COM 867224107 16275 500000 SH PUT Defined 1,2,3 TECO ENERGY INC COM 872375100 9838 568000 SH Defined 1,2,3 568000 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 14218 342100 SH Defined 1,2,3 342100 TALISMAN ENERGY INC COM 87425E103 9023 515894 SH Defined 1,2,3 515894 TESORO CORP COM 881609101 6680 500000 SH PUT Defined 1,2,3 TEXTRON INC NOTE 4.50 883203BN0 57131 33495000 PRN Defined 1,2 THERMO FISHER SCIENTIFIC INC COM 883556102 4017 83900 SH Defined 1,2,3 83900 TIME WARNER INC COM 887317303 5977 195000 SH PUT Defined 1,2,3 TIME WARNER INC COM NEW 887317303 6829 222800 SH Defined 1,2,3 222800 TIME WARNER CABLE INC COM 88732J207 28928 535800 SH Defined 1,2,3 535800 TIME WARNER CABLE INC COM 88732J207 3779 70000 SH PUT Defined 1,2,3 TITAN INTL INC ILL COM 88830M102 5570 410500 SH Defined 1,2,3 410500 TRANSCEPT PHARMACEUTICALS IN COM 89354M106 349 50000 SH Defined 1,2,3 50000 TRANSOCEAN INC NOTE 1.62 893830AU3 46347 46500000 PRN Defined 1,2,3 TRANSOCEAN INC NOTE 1.50 893830AV1 44044 45000000 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92769L101 1845 80000 SH CALL Defined 1,2,3 VIRGIN MEDIA INC COM 92769L101 5188 225000 SH PUT Defined 1,2,3 VIROPHARMA INC COM 928241108 2982 200000 SH Defined 1,2,3 200000 WASHINGTON POST CO CL B 939640108 447 1120 SH Defined 1,2,3 1120 WELLPOINT INC COM 94973V107 7205 127200 SH Defined 1,2,3 127200 WESTAR ENERGY INC COM 95709T100 16641 686782 SH Defined 1,2,3 686782 WHITING PETE CORP NEW COM 966387102 38204 400000 SH PUT Defined 1,2,3 WYNDHAM WORLDWIDE CORP COM 98310W108 3807 138599 SH Defined 1,2,3 138599 WYNDHAM WORLDWIDE CORP COM 98310W108 4533 165000 SH PUT Defined 1,2,3 YAHOO INC COM 984332106 2630 185600 SH Defined 1,2,3 185600 ZIONS BANCORPORATION *W EXP 05/ 989701107 17460 817400 SH Defined 1,2,3 817400 NABORS INDUSTRIES LTD SHS G6359F103 9450 523283 SH Defined 1,2,3 523283 NOBLE CORPORATION BAAR COM H5833N103 16895 500000 SH PUT Defined 1,2,3 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 33650 995858 SH Defined 1,2,3 995858 TRANSOCEAN LTD COM H8817H100 65827 1023900 SH PUT Defined 1,2,3 TRANSOCEAN LTD REG SHS H8817H100 29614 460628 SH Defined 1,2,3 460628
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