-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UZVGoD2LsWQWwoPcIkrsXtJUWKxseaZeXayEpkQGPs8C31AcgBGJbsA6Y78ZkmdL d9wMJg55i9Irv2mR9wGECA== 0000897423-09-000274.txt : 20090811 0000897423-09-000274.hdr.sgml : 20090811 20090811152452 ACCESSION NUMBER: 0000897423-09-000274 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090811 DATE AS OF CHANGE: 20090811 EFFECTIVENESS DATE: 20090811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BBT Capital Management, Inc. CENTRAL INDEX KEY: 0001423900 IRS NUMBER: 261642533 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12712 FILM NUMBER: 091003654 BUSINESS ADDRESS: STREET 1: 201 MAIN STREET, SUITE 3200 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 817-390-8400 MAIL ADDRESS: STREET 1: 201 MAIN STREET, SUITE 3200 CITY: FORT WORTH STATE: TX ZIP: 76102 13F-HR 1 bbtcapitalmgt13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BBT Capital Management, Inc. Address: 201 Main Street, Suite 3200 Fort Worth, Texas 76102 Form 13F File Number: 28-12712 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Report Manager: Name: William O. Reimann Title: Vice President Phone: 817/390-8400 Signature, Place, and Date of Signing: /s/ William O. Reimann Fort Worth, Texas August 11, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 286 Form 13F Information Table Value Total: $2,397,730 (thousands) List of Other Included Managers:
No. Form 13F File Number Name 1 28-5275 BBT Fund, L.P. 2 28-10369 CAP Fund, L.P. 3 28-12147 SRI Fund, L.P.
FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMNT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CLL DISCRETN MGRS SOLE SHRD NONE AMAG PHARMACEUTICALS INC COM 00163U106 8200 150000 SH Defined 1,2,3 150000 AT&T INC COM 00206R102 3229 130000 SH Defined 1,2,3 130000 AT&T INC COM 00206R102 1242 50000 SH PUT Defined 1,2,3 ABBOTT LABS COM 002824100 4704 100000 SH Defined 1,2,3 100000 ACTIVISION BLIZZARD INC COM 00507V109 4042 320000 SH Defined 1,2,3 320000 ACTIVISION BLIZZARD INC COM 00507V109 568 45000 SH PUT Defined 1,2,3 ALEXION PHARMACEUTICALS INC COM 015351109 11922 290000 SH Defined 1,2,3 290000 ALIGN TECHNOLOGY INC COM 016255101 3922 370000 SH Defined 1,2,3 370000 ALLEGHENY ENERGY INC COM 017361106 25863 1008286 SH Defined 1,2,3 1008286 ALLIANT ENERGY CORP COM 018802108 8722 333789 SH Defined 1,2,3 333789 ALLOS THERAPEUTICS INC COM 019777101 1285 155000 SH Defined 1,2,3 155000 ALPHATEC HOLDINGS INC COM 02081G102 802 241700 SH Defined 1,2,3 241700 AMERICAN ELEC PWR INC COM 025537101 24393 844338 SH Defined 1,2,3 844338 AMERICAN INTL GROUP INC COM 026874107 723 623400 SH PUT Defined 1,2,3 AMGEN INC COM 031162100 3970 75000 SH Defined 1,2,3 75000 ANADARKO PETE CORP COM 032511107 38390 845788 SH Defined 1,2,3 845788 ANADARKO PETE CORP COM 032511107 18156 400000 SH PUT Defined 1,2,3 ANADYS PHARMACEUTICALS INC COM 03252Q408 1230 600000 SH Defined 1,2,3 600000 ARBITRON INC COM 03875Q108 795 50000 SH CALL Defined 1,2,3 ARCH COAL INC COM 039380100 7685 500000 SH CALL Defined 1,2,3 ARCH COAL INC COM 039380100 7685 500000 SH PUT Defined 1,2,3 ARDEA BIOSCIENCES INC COM 03969P107 1102 70000 SH Defined 1,2,3 70000 ARMSTRONG WORLD INDS INC NEW COM 04247X102 4606 279346 SH Defined 1,2,3 279346 ATLAS AIR WORLDWIDE HLDGS COM NEW 049164205 812 35000 SH Defined 1,2,3 35000 ATRICURE INC COM 04963C209 781 223200 SH Defined 1,2,3 223200 ATWOOD OCEANICS INC COM 050095108 12455 500000 SH PUT Defined 1,2,3 AUXILIUM PHARMACEUTICALS INC COM 05334D107 8629 275000 SH Defined 1,2,3 275000 AVISTA CORP COM 05379B107 1069 60000 SH Defined 1,2,3 60000 BJ SVCS CO COM 055482103 5452 400000 SH CALL Defined 1,2,3 BAKER HUGHES INC COM 057224107 25508 700000 SH CALL Defined 1,2,3 BARRETT BILL CORP NOTE 5.00 06846NAA2 1791 2000000 PRN Defined 1,2,3 BAXTER INTL INC COM 071813109 8738 165000 SH Defined 1,2,3 165000 BON-TON STORES INC COM 09776J101 80 23553 SH Defined 1,2,3 23553 BOSTON SCIENTIFIC CORP COM 101137107 1014 100000 SH Defined 1,2,3 100000 BRISTOL MYERS SQUIBB CO COM 110122108 4570 225000 SH Defined 1,2,3 225000 CBS CORP NEW CL B 124857202 69 10000 SH Defined 1,2,3 10000 CBS CORP NEW COM 124857202 727 105000 SH CALL Defined 1,2,3 CBS CORP NEW COM 124857202 69 10000 SH PUT Defined 1,2,3 CIGNA CORP COM 125509109 3601 149500 SH Defined 1,2,3 149500 CNX GAS CORP COM 12618H309 1051 40000 SH Defined 1,2,3 40000 CSX CORP COM 126408103 17228 497492 SH Defined 1,2,3 497492 CVR ENERGY INC COM 12662P108 546 74555 SH Defined 1,2,3 74555 CVS CAREMARK CORPORATION COM 126650100 7773 243900 SH Defined 1,2,3 243900 CADENCE PHARMACEUTICALS INC COM 12738T100 2697 270000 SH Defined 1,2,3 270000 CANADIAN NATL RY CO COM 136375102 19276 448689 SH Defined 1,2,3 448689 CANADIAN NAT RES LTD COM 136385101 5459 104003 SH Defined 1,2,3 104003 CARDIONET INC COM 14159L103 12462 763600 SH Defined 1,2,3 763600 CEPHALON INC COM 156708109 5382 95000 SH Defined 1,2,3 95000 CHELSEA THERAPEUTICS INTL LTCOM 163428105 633 150000 SH Defined 1,2,3 150000 CHESAPEAKE ENERGY CORP COM 165167107 744 37500 SH Defined 1,2,3 37500 CHESAPEAKE ENERGY CORP COM 165167107 25779 1300000 SH CALL Defined 1,2,3 CHEVRON CORP NEW COM 166764100 25440 384000 SH Defined 1,2,3 384000 CHINA DIGITAL TV HLDG CO LTD SPONSORED 16938G107 874 100000 SH Defined 1,2,3 100000 CHIQUITA BRANDS INTL INC NOTE 4.25 170032AT3 7103 10000000 PRN Defined 1,2,3 CIMAREX ENERGY CO COM 171798101 14170 500000 SH CALL Defined 1,2,3 CITIGROUP INC COM 172967101 8 2647 SH Defined 1,2,3 2647 CITIGROUP INC COM 172967101 1485 500000 SH CALL Defined 1,2,3 CITIGROUP INC COM 172967101 2627 884600 SH PUT Defined 1,2,3 COMMUNITY HEALTH SYS INC NEW COM 203668108 2411 95500 SH Defined 1,2 95500 COMSTOCK RES INC COM NEW 205768203 4260 128882 SH Defined 1,2,3 128882 CONCEPTUS INC COM 206016107 6760 400000 SH Defined 1,2,3 400000 CONOCOPHILLIPS COM 20825C104 16824 400000 SH CALL Defined 1,2,3 CONSOL ENERGY INC COM 20854P109 19641 578371 SH Defined 1,2,3 578371 CONSTELLATION ENERGY GROUP I COM 210371100 30618 1151911 SH Defined 1,2,3 1151911 CONSTELLATION ENERGY PRTNR COM UNIT L 21038E101 1876 778488 SH Defined 1 778488 CONTINENTAL AIRLS INC CL B 210795308 2937 331500 SH Defined 1,2,3 331500 CORNERSTONE THERAPEUTICS INC COM 21924P103 2857 260000 SH Defined 1,2,3 260000 COVANCE INC COM 222816100 2691 54700 SH Defined 1,2,3 54700 CROWN HOLDINGS INC COM 228368106 1296 53700 SH Defined 1,2,3 53700 CUMMINS INC COM 231021106 1246 35400 SH Defined 1,2,3 35400 D R HORTON INC NOTE 2.00 23331ABB4 6009 6250000 PRN Defined 1,2,3 DATA DOMAIN INC COM 23767P109 3338 100000 SH Defined 1,2,3 100000 DAVITA INC COM 23918K108 5030 101700 SH Defined 1,2,3 101700 DENBURY RES INC COM 247916208 7365 500000 SH CALL Defined 1,2,3 DENDREON CORP COM 24823Q107 12625 505000 SH Defined 1,2,3 505000 DEVON ENERGY CORP NEW COM 25179M103 21619 396688 SH Defined 1,2,3 396688 DIALYSIS CORP AMER COM 252529102 1075 214600 SH Defined 1,2,3 214600 DICE HLDGS INC COM 253017107 581 125000 SH Defined 1,2,3 125000 DIRECTV GROUP INC COM 25459L106 1730 70000 SH CALL Defined 1,2,3 DIRECTV GROUP INC COM 25459L106 2471 100000 SH PUT Defined 1,2,3 DISNEY WALT CO COM 254687106 467 20000 SH CALL Defined 1,2,3 DISNEY WALT CO COM DISNEY 254687106 1167 50000 SH Defined 1,2,3 50000 ENSCO INTL INC COM 26874Q100 6674 191408 SH Defined 1,2,3 191408 EOG RES INC COM 26875P101 40752 600000 SH CALL Defined 1,2,3 EQT CORP COM 26884L109 45022 1289654 SH Defined 1,2,3 1289654 EQT CORP COM 26884L109 13964 400000 SH PUT Defined 1,2,3 ELECTRONIC ARTS INC COM 285512109 217 10000 SH CALL Defined 1,2,3 EMULEX CORP COM NEW 292475209 1988 203320 SH Defined 1,2,3 203320 ENCORE ACQUISITION CO COM 29255W100 12968 420346 SH Defined 1,2,3 420346 ENTERGY CORP NEW COM 29364G103 23445 302438 SH Defined 1,2,3 302438 ENTEROMEDICS INC COM 29365M109 666 199900 SH Defined 1,2,3 199900 ENTRAVISION COMMUNICATIONS C CL A 29382R107 816 1700000 SH Defined 1,2,3 1700000 EXPRESS SCRIPTS INC COM 302182100 2654 38600 SH Defined 1,2,3 38600 EXXON MOBIL CORP COM 30231G102 9787 140000 SH Defined 1,2,3 140000 FAIRPOINT COMMUNICATIONS INC COM 305560104 195 324816 SH Defined 1,2,3 324816 FIRSTENERGY CORP COM 337932107 28365 732001 SH Defined 1,2,3 732001 FOCUS MEDIA HLDG LTD SPONSORED 34415V109 484 60000 SH Defined 1,2,3 60000 FORCE PROTECTION INC COM NEW 345203202 881 99680 SH Defined 1,2 99680 FOREST LABS INC COM 345838106 8789 350000 SH Defined 1,2,3 350000 FOREST OIL CORP COM PAR $0 346091705 12579 843117 SH Defined 1,2,3 843117 FOUNDATION COAL HLDGS INC COM 35039W100 26106 928719 SH Defined 1,2,3 928719 FRESENIUS KABI PHARMACEUTHLDRIGHT 06/3 35802M115 81 300000 SH Defined 1,2,3 300000 FRONTIER OIL CORP COM 35914P105 30022 2290009 SH Defined 1,2,3 2290009 FRONTIER OIL CORP COM 35914P105 11799 900000 SH PUT Defined 1,2,3 GSI COMMERCE INC COM 36238G102 4883 342700 SH Defined 1,2,3 342700 GSI COMMERCE INC COM 36238G102 285 20000 SH CALL Defined 1,2,3 GSI COMMERCE INC COM 36238G102 784 55000 SH PUT Defined 1,2,3 GENZYME CORP COM 372917104 1392 25000 SH Defined 1,2,3 25000 GILEAD SCIENCES INC COM 375558103 6113 130500 SH Defined 1,2,3 130500 GOODYEAR TIRE & RUBR CO COM 382550101 12147 1078750 SH Defined 1,2,3 1078750 GOOGLE INC CL A 38259P508 8010 19000 SH Defined 1,2,3 19000 GOOGLE INC COM 38259P508 1686 4000 SH CALL Defined 1,2,3 GOOGLE INC COM 38259P508 1686 4000 SH PUT Defined 1,2,3 GRAPHIC PACKAGING HLDG CO COM 388689101 178 97400 SH Defined 1,2,3 97400 HAEMONETICS CORP COM 405024100 8550 150000 SH Defined 1,2,3 150000 HALLIBURTON CO COM 406216101 20105 971246 SH Defined 1,2,3 971246 HALOZYME THERAPEUTICS INC COM 40637H109 1396 200000 SH Defined 1,2,3 200000 HARTE-HANKS INC COM 416196103 6281 679000 SH Defined 1,2,3 679000 HARTE-HANKS INC COM 416196103 925 100000 SH PUT Defined 1,2,3 HASBRO INC COM 418056107 376 15500 SH Defined 1,2,3 15500 HEALTHSOUTH CORP COM NEW 421924309 1616 111900 SH Defined 1,2,3 111900 HEALTH NET INC COM 42222G108 460 29600 SH Defined 1,2,3 29600 HELMERICH & PAYNE INC COM 423452101 7490 242620 SH Defined 1,2,3 242620 HERCULES OFFSHORE INC COM 427093109 1980 500000 SH CALL Defined 1,2,3 HERTZ GLOBAL HOLDINGS INC NOTE 5.25 42805TAA3 22831 19980000 PRN Defined 1,2,3 HESS CORP COM 42809H107 9159 170400 SH CALL Defined 1,2,3 HESS CORP COM 42809H107 16125 300000 SH PUT Defined 1,2,3 HUMANA INC COM 444859102 1161 36000 SH Defined 1,2,3 36000 HUNT J B TRANS SVCS INC COM 445658107 2811 92000 SH Defined 1,2,3 92000 I-FLOW CORP COM NEW 449520303 789 113700 SH Defined 1,2,3 113700 ICON PUB LTD CO SPONSORED 45103T107 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