-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ayc8yQSoq9r7EbyysjsgPX+ND250zkUwVg61oRzIvpb332IuWjUJWObooZ2Rre8D 8WDYARqYdFq6IPTXTOGR+A== 0000897423-09-000154.txt : 20090512 0000897423-09-000154.hdr.sgml : 20090512 20090512140949 ACCESSION NUMBER: 0000897423-09-000154 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090512 DATE AS OF CHANGE: 20090512 EFFECTIVENESS DATE: 20090512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BBT Capital Management, Inc. CENTRAL INDEX KEY: 0001423900 IRS NUMBER: 261642533 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12712 FILM NUMBER: 09818186 BUSINESS ADDRESS: STREET 1: 201 MAIN STREET, SUITE 3200 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 817-390-8400 MAIL ADDRESS: STREET 1: 201 MAIN STREET, SUITE 3200 CITY: FORT WORTH STATE: TX ZIP: 76102 13F-HR 1 bbtcapital13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BBT Capital Management, Inc. Address: 201 Main Street, Suite 3200 Fort Worth, Texas 76102 Form 13F File Number: 28-12712 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Report Manager: Name: William O. Reimann Title: Vice President Phone: 817/390-8400 Signature, Place, and Date of Signing: /s/ William O. Reimann Fort Worth, Texas May 12, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 252 Form 13F Information Table Value Total: $1,713,610 (thousands) List of Other Included Managers:
No. Form 13F File Number Name 1 28-5275 BBT Fund, L.P. 2 28-10369 CAP Fund, L.P. 3 28-12147 SRI Fund, L.P.
FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMNT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CLL DISCRETN MGRS SOLE SHRD NONE AMAG PHARMACEUTICALS INC COM 00163U106 2022 55000 SH Defined 1,2,3 55000 AT&T INC COM 00206R102 1008 40000 SH Defined 1,2,3 40000 AT&T INC COM 00206R102 1008 40000 SH PUT Defined 1,2,3 ACCURAY INC COM 004397105 503 100000 SH Defined 1,2,3 100000 ACTIVISION BLIZZARD INC COM 00507V109 2301 220000 SH Defined 1,2,3 220000 ACTIVISION BLIZZARD INC COM 00507V109 366 35000 SH CALL Defined 1,2,3 ADOLOR CORP COM 00724X102 296 145000 SH Defined 1,2,3 145000 AETNA INC NEW COM 00817Y108 268 11000 SH Defined 1,2,3 11000 ALEXION PHARMACEUTICALS INC COM 015351109 9038 240000 SH Defined 1,2,3 240000 ALIGN TECHNOLOGY INC COM 016255101 952 120000 SH Defined 1,2,3 120000 ALLEGHENY ENERGY INC COM 017361106 19893 858570 SH Defined 1,2,3 858570 ALLIANT ENERGY CORP COM 018802108 8797 356300 SH Defined 1,2,3 356300 ALLOS THERAPEUTICS INC COM 019777101 1143 185000 SH Defined 1,2,3 185000 ALPHATEC HOLDINGS INC COM 02081G102 428 241700 SH Defined 1,2,3 241700 AMERICAN ELEC PWR INC COM 025537101 22635 896085 SH Defined 1,2,3 896085 AMERICAN INTL GROUP INC COM 026874107 660 659946 SH Defined 1,2,3 659946 ANADARKO PETE CORP COM 032511107 10452 268769 SH Defined 1,2,3 268769 ANADYS PHARMACEUTICALS INC COM 03252Q408 3157 465000 SH Defined 1,2,3 465000 APACHE CORP COM 037411105 12818 200000 SH CALL Defined 1,2,3 APACHE CORP COM 037411105 12818 200000 SH PUT Defined 1,2,3 APOLLO GROUP INC CL A 037604105 783 10000 SH Defined 1,2,3 10000 APOLLO GROUP INC COM 037604105 783 10000 SH PUT Defined 1,2,3 ARMSTRONG WORLD INDS INC NEW COM 04247X102 3076 279346 SH Defined 1,2,3 279346 ASTRAZENECA PLC SPONSORED 046353108 5318 150000 SH Defined 1,2,3 150000 ATLAS AIR WORLDWIDE HLDGS COM NEW 049164205 607 35000 SH Defined 1,2,3 35000 ATRICURE INC COM 04963C209 286 223200 SH Defined 1,2,3 223200 ATWOOD OCEANICS INC COM 050095108 4977 300000 SH CALL Defined 1,2,3 AUXILIUM PHARMACEUTICALS INC COM 05334D107 6930 250000 SH Defined 1,2,3 250000 AVISTA CORP COM 05379B107 6067 440284 SH Defined 1,2,3 440284 BJ SVCS CO COM 055482103 2487 250000 SH CALL Defined 1,2,3 BAKER HUGHES INC COM 057224107 16211 567803 SH Defined 1,2,3 567803 BARRETT BILL CORP COM 06846N104 5195 233595 SH Defined 1,2,3 233595 BARRETT BILL CORP NOTE 5.00 06846NAA2 1575 2000000 PRN Defined 1,2,3 BAXTER INTL INC COM 071813109 10244 200000 SH Defined 1,2,3 200000 BON-TON STORES INC COM 09776J101 41 23553 SH Defined 1,2,3 23553 CSX CORP COM 126408103 5341 206611 SH Defined 1,2,3 206611 CVR ENERGY INC COM 12662P108 1160 209474 SH Defined 1,2,3 209474 CVS CAREMARK CORPORATION COM 126650100 4753 172900 SH Defined 1,2,3 172900 CV THERAPEUTICS INC COM 126667104 1988 100000 SH Defined 1,2,3 100000 CADENCE PHARMACEUTICALS INC COM 12738T100 2251 240000 SH Defined 1,2,3 240000 CANADIAN NAT RES LTD COM 136385101 19188 497603 SH Defined 1,2,3 497603 CANADIAN NAT RES LTD COM 136385101 11568 300000 SH CALL Defined 1,2,3 CANADIAN PAC RY LTD COM 13645T100 7043 237700 SH Defined 1,2,3 237700 CEPHEID COM 15670R107 690 100000 SH Defined 1,2,3 100000 CHARTER COMMUNICATIONS INC CL A 16117M107 5 250000 SH Defined 1,2,3 250000 CHELSEA THERAPEUTICS INTL LTCOM 163428105 230 150000 SH Defined 1,2,3 150000 CHESAPEAKE ENERGY CORP COM 165167107 3179 186370 SH Defined 1,2,3 186370 CHEVRON CORP NEW COM 166764100 7464 111000 SH Defined 1,2,3 111000 CHINA DIGITAL TV HLDG CO LTD SPONSORED 16938G107 673 100000 SH Defined 1,2,3 100000 CHIQUITA BRANDS INTL INC NOTE 4.25 170032AT3 5450 10000000 PRN Defined 1,2,3 CIMAREX ENERGY CO COM 171798101 5514 300000 SH CALL Defined 1,2,3 COMSTOCK RES INC COM NEW 205768203 22544 756500 SH Defined 1,2,3 756500 CONCEPTUS INC COM 206016107 2350 200000 SH Defined 1,2,3 200000 CONOCOPHILLIPS COM 20825C104 11748 300000 SH CALL Defined 1,2,3 CONSTELLATION ENERGY GROUP I COM 210371100 9239 447175 SH Defined 1,2,3 447175 CONSTELLATION ENERGY PRTNR COM UNIT L 21038E101 1222 778488 SH Defined 1 778488 CONTINENTAL AIRLS INC CL B 210795308 1586 180000 SH Defined 1,2,3 180000 CORNERSTONE THERAPEUTICS INC COM 21924P103 418 102000 SH Defined 1,2,3 102000 COUGAR BIOTECHNOLOGY INC COM 222083107 5120 180000 SH Defined 1,2,3 180000 COVANCE INC COM 222816100 2056 57700 SH Defined 1,2,3 57700 CROWN HOLDINGS INC COM 228368106 1221 53700 SH Defined 1,2,3 53700 CUMMINS INC COM 231021106 901 35400 SH Defined 1,2,3 35400 DAVITA INC COM 23918K108 1547 35200 SH Defined 1,2,3 35200 DENBURY RES INC COM 247916208 4458 300000 SH CALL Defined 1,2,3 DENBURY RES INC COM 247916208 20804 1400000 SH PUT Defined 1,2,3 DEVON ENERGY CORP NEW COM 25179M103 26598 595162 SH Defined 1,2,3 595162 DIALYSIS CORP AMER COM 252529102 1153 225600 SH Defined 1,2,3 225600 DISNEY WALT CO COM 254687106 1816 100000 SH CALL Defined 1,2,3 DISNEY WALT CO COM 254687106 363 20000 SH PUT Defined 1,2,3 DISCOVERY COMMUNICATNS NEW COM 25470F104 641 40000 SH CALL Defined 1,2,3 DISH NETWORK CORP COM 25470M109 222 20000 SH PUT Defined 1,2,3 ENSCO INTL INC COM 26874Q100 11480 434837 SH Defined 1,2,3 434837 EOG RES INC COM 26875P101 27380 500000 SH CALL Defined 1,2,3 EQT CORP COM 26884L109 24886 794314 SH Defined 1,2,3 794314 EDISON INTL COM 281020107 17277 599689 SH Defined 1,2,3 599689 ELECTRONIC ARTS INC COM 285512109 819 45000 SH CALL Defined 1,2,3 ENCORE ACQUISITION CO COM 29255W100 5674 243826 SH Defined 1,2,3 243826 ENTERGY CORP NEW COM 29364G103 4630 68000 SH Defined 1,2,3 68000 ENTEROMEDICS INC COM 29365M109 272 199900 SH Defined 1,2,3 199900 ENTRAVISION COMMUNICATIONS C CL A 29382R107 26 100000 SH Defined 1,2,3 100000 EXPRESS SCRIPTS INC COM 302182100 7253 157100 SH Defined 1,2,3 157100 FAIRPOINT COMMUNICATIONS INC COM 305560104 253 324816 SH Defined 1,2,3 324816 FIRSTENERGY CORP COM 337932107 24912 645401 SH Defined 1,2,3 645401 FOCUS MEDIA HLDG LTD SPONSORED 34415V109 408 60000 SH Defined 1,2,3 60000 FOREST LABS INC COM 345838106 6698 305000 SH Defined 1,2,3 305000 FOREST OIL CORP COM PAR $0 346091705 8105 616377 SH Defined 1,2,3 616377 FOUNDATION COAL HLDGS INC COM 35039W100 9222 642624 SH Defined 1,2,3 642624 FRESENIUS KABI PHARMACEUTHLDRIGHT 06/3 35802M115 111 300000 SH Defined 1,2,3 300000 FRONTIER OIL CORP COM 35914P105 23725 1854941 SH Defined 1,2,3 1854941 FRONTIER OIL CORP COM 35914P105 3837 300000 SH PUT Defined 1,2,3 GSI COMMERCE INC COM 36238G102 4489 342700 SH Defined 1,2,3 342700 GSI COMMERCE INC COM 36238G102 655 50000 SH CALL Defined 1,2,3 GSI COMMERCE INC COM 36238G102 262 20000 SH PUT Defined 1,2,3 GAMESTOP CORP NEW COM 36467W109 560 20000 SH CALL Defined 1,2,3 GENERAL ELECTRIC CO COM 369604103 3033 300000 SH PUT Defined 1,2,3 GENERAL MTRS CORP COM 370442105 1552 800000 SH Defined 1,2,3 800000 GENZYME CORP COM 372917104 594 10000 SH Defined 1,2,3 10000 GOODYEAR TIRE & RUBR CO COM 382550101 8052 1286250 SH Defined 1,2,3 1286250 GOOGLE INC CL A 38259P508 5569 16000 SH Defined 1,2,3 16000 GOOGLE INC COM 38259P508 1044 3000 SH CALL Defined 1,2,3 GREAT PLAINS ENERGY INC COM 391164100 1964 145810 SH Defined 1,2,3 145810 HALLIBURTON CO COM 406216101 3235 209146 SH Defined 1,2,3 209146 HALLIBURTON CO COM 406216101 4641 300000 SH CALL Defined 1,2,3 HALLIBURTON CO COM 406216101 7735 500000 SH PUT Defined 1,2,3 HALOZYME THERAPEUTICS INC COM 40637H109 1092 200000 SH Defined 1,2,3 200000 HANSEN MEDICAL INC COM 411307101 158 39400 SH Defined 1,2,3 39400 HARTE-HANKS INC COM 416196103 3510 656000 SH Defined 1,2,3 656000 HARTE-HANKS INC COM 416196103 321 60000 SH PUT Defined 1,2,3 HAYES LEMMERZ INTL INC COM NEW 420781304 264 1429671 SH Defined 1,2,3 1429671 HEALTHSOUTH CORP COM NEW 421924309 4334 488100 SH Defined 1,2,3 488100 HELMERICH & PAYNE INC COM 423452101 3664 160912 SH Defined 1,2,3 160912 HERCULES OFFSHORE INC COM 427093109 790 500000 SH CALL Defined 1,2,3 HOLLY CORP COM 435758305 6360 300000 SH PUT Defined 1,2,3 HUNT J B TRANS SVCS INC COM 445658107 2218 92000 SH Defined 1,2,3 92000 I-FLOW CORP COM NEW 449520303 415 113700 SH Defined 1,2,3 113700 INCYTE CORP COM 45337C102 1404 600000 SH Defined 1,2,3 600000 INSULET CORP COM 45784P101 720 175500 SH Defined 1,2,3 175500 INVERNESS MED INNOVATIONS IN COM 46126P106 11214 421100 SH Defined 1,2,3 421100 INVERNESS MED INNOVATIONS IPFD CONV S 46126P304 28908 172918 SH Defined 1,2,3 172918 ITC HLDGS CORP COM 465685105 240 5500 SH Defined 1,2,3 5500 KING PHARMACEUTICALS INC COM 495582108 4030 570000 SH Defined 1,2,3 570000 LABORATORY CORP AMER HLDGS COM NEW 50540R409 3866 66100 SH Defined 1,2,3 66100 LEAR CORP COM 521865105 177 236200 SH Defined 1,2,3 236200 LIBERTY GLOBAL INC COM 530555101 291 20000 SH CALL Defined 1,2,3 MARATHON OIL CORP COM 565849106 30174 1147727 SH Defined 1,2,3 1147727 MARATHON OIL CORP COM 565849106 5258 200000 SH CALL Defined 1,2,3 MARINER ENERGY INC COM 56845T305 635 81971 SH Defined 1,2,3 81971 MARRIOTT INTL INC NEW COM 571903202 736 45000 SH CALL Defined 1,2,3 MASSEY ENERGY CO NOTE 3.25 576203AJ2 15966 26000000 PRN Defined 1,2,3 MIRANT CORP NEW *W EXP 01/ 60467R100 18352 1609800 SH Defined 1,2,3 1609800 MULTIMEDIA GAMES INC COM 625453105 749 348577 SH Defined 1,2 348577 MURPHY OIL CORP COM 626717102 13431 300000 SH CALL Defined 1,2,3 NRG ENERGY INC COM 629377508 12496 710000 SH PUT Defined 1,2,3 NRG ENERGY INC COM NEW 629377508 1678 95337 SH Defined 1,2,3 95337 NANOSPHERE INC COM 63009F105 4522 909800 SH Defined 1,2,3 909800 NATUS MEDICAL INC DEL COM 639050103 1702 200000 SH Defined 1,2,3 200000 NAVISTAR INTL CORP NEW COM 63934E108 8401 251087 SH Defined 1,2,3 251087 NEW ORIENTAL ED & TECH GRP I COM 647581107 1759 35000 SH PUT Defined 1,2,3 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 1256 25000 SH Defined 1,2,3 25000 NEWFIELD EXPL CO COM 651290108 4102 180694 SH Defined 1,2,3 180694 NEWS CORP CL A 65248E104 1342 202735 SH Defined 1,2,3 202735 NEWS CORP COM 65248E104 1456 220000 SH CALL Defined 1,2,3 NEWS CORP COM 65248E203 193 25000 SH CALL Defined 1,2,3 NEXEN INC COM 65334H102 12090 712833 SH Defined 1,2,3 712833 NEXEN INC COM 65334H102 8480 500000 SH CALL Defined 1,2,3 NOBLE ENERGY INC COM 655044105 6633 123101 SH Defined 1,2,3 123101 NORTHWESTERN CORP COM NEW 668074305 15695 730677 SH Defined 1,2,3 730677 NV ENERGY INC COM 67073Y106 14683 1563700 SH Defined 1,2,3 1563700 OCCIDENTAL PETE CORP DEL COM 674599105 7462 134087 SH Defined 1,2,3 134087 OCCIDENTAL PETE CORP DEL COM 674599105 16695 300000 SH CALL Defined 1,2,3 OFFICEMAX INC DEL COM 67622P101 2883 923883 SH Defined 1,2,3 923883 OIL SVC HOLDRS TR COM 678002106 29684 400000 SH CALL Defined 1,2,3 OIL SVC HOLDRS TR COM 678002106 59368 800000 SH PUT Defined 1,2,3 OMNICOM GROUP INC COM 681919106 702 30000 SH CALL Defined 1,2,3 ONYX PHARMACEUTICALS INC COM 683399109 1713 60000 SH Defined 1,2,3 60000 PNM RES INC COM 69349H107 991 120000 SH Defined 1,2,3 120000 PPL CORP COM 69351T106 31452 1095496 SH Defined 1,2,3 1095496 PATTERSON UTI ENERGY INC COM 703481101 3584 400000 SH CALL Defined 1,2,3 PATTERSON UTI ENERGY INC COM 703481101 6272 700000 SH PUT 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TIME WARNER CABLE INC CL A 88732J108 10064 405800 SH Defined 1,2,3 405800 TITAN INTL INC ILL COM 88830M102 2065 410500 SH Defined 1,2,3 410500 TRANSCEPT PHARMACEUTICALS IN COM 89354M106 660 220018 SH Defined 1,2,3 220018 TRANSOCEAN INC NOTE 1.50 893830AV1 45845 53000000 PRN Defined 1,2,3 UAL CORP COM NEW 902549807 285 63631 SH Defined 1,2,3 63631 ULTRA PETROLEUM CORP COM 903914109 15802 440300 SH Defined 1,2,3 440300 UNION PAC CORP COM 907818108 2056 50000 SH Defined 1,2,3 50000 UNION PAC CORP COM 907818108 12333 300000 SH CALL Defined 1,2,3 UNISOURCE ENERGY CORP COM 909205106 33798 1198950 SH Defined 1,2,3 1198950 UNIT CORP COM 909218109 20920 1000000 SH CALL Defined 1,2,3 UNITED THERAPEUTICS CORP DECOM 91307C102 2313 35000 SH Defined 1,2,3 35000 UNIVERSAL HLTH SVCS INC CL B 913903100 230 6000 SH Defined 1,2 6000 VALERO ENERGY CORP NEW COM 91913Y100 12808 715522 SH Defined 1,2,3 715522 VERIZON COMMUNICATIONS INC COM 92343V104 1812 60000 SH CALL Defined 1,2,3 VIRGIN MEDIA INC COM 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INDUSTRIES LTD COM G6359F103 4995 500000 SH CALL Defined 1,2,3 NOBLE CORPORATION SHS G65422100 17534 727843 SH Defined 1,2,3 727843 TYCO INTL LTD BERMUDA SHS G9143X208 1053 53851 SH Defined 1,2,3 53851 TYCO ELECTRONICS LTD COM NEW G9144P105 594 53849 SH Defined 1,2,3 53849 WEATHERFORD INTERNATIONAL LT REG H27013103 12735 1150400 SH Defined 1,2,3 1150400 TRANSOCEAN LTD REG SHS H8817H100 24013 408100 SH Defined 1,2,3 408100
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