-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QJoYr2fvaV1TPC+sDb608XNMHqdDDBtgPolLnE/DP7yshMWHqMV0i69Y7RnKFtxg 72MM3+WoshsEY8ndk9DjmQ== 0000897423-08-000163.txt : 20081110 0000897423-08-000163.hdr.sgml : 20081110 20081110132850 ACCESSION NUMBER: 0000897423-08-000163 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081110 DATE AS OF CHANGE: 20081110 EFFECTIVENESS DATE: 20081110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BBT Capital Management, Inc. CENTRAL INDEX KEY: 0001423900 IRS NUMBER: 261642533 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12712 FILM NUMBER: 081174567 BUSINESS ADDRESS: STREET 1: 201 MAIN STREET, SUITE 3200 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 817-390-8400 MAIL ADDRESS: STREET 1: 201 MAIN STREET, SUITE 3200 CITY: FORT WORTH STATE: TX ZIP: 76102 13F-HR 1 bbtcapitalmgt13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BBT Capital Management, Inc. Address: 201 Main Street, Suite 3200 Fort Worth, Texas 76102 Form 13F File Number: 028-12712 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Report Manager: Name: William O. Reimann Title: Vice President Phone: 817/390-8400 Signature, Place, and Date of Signing: /s/ William O. Reimann Fort Worth, Texas November 10, 2008 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 247 Form 13F Information Table Value Total: $1,976,798 (thousands) List of Other Included Managers:
No. Form 13F File Number Name 1 28-5275 BBT Fund, L. P. 2 028-10369 CAP Fund, L.P. 3 28-12147 SRI Fund, L.P.
FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMNT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CLL DISCRETN MGRS SOLE SHRD NONE AT&T INC COM 00206R102 1262 40000 SH Defined 1,2,3 40000 AT&T INC COM 00206R102 1117 40000 SH PUT Defined 1,2,3 ABBOTT LABS COM 002824100 8637 150000 SH Defined 1,2,3 150000 ACTIVISION BLIZZARD INC COM 00507V109 5277 320000 SH Defined 1,2,3 320000 AETNA INC NEW COM 00817Y108 433 12000 SH Defined 1,2,3 12000 AFFYMETRIX INC COM 00826T108 2322 300000 SH Defined 1,2,3 300000 ALEXION PHARMACEUTICALS INC COM 015351109 3930 100000 SH Defined 1,2,3 100000 ALIGN TECHNOLOGY INC COM 016255101 4332 400000 SH Defined 1,2,3 400000 ALLEGHENY ENERGY INC COM 017361106 32854 893500 SH Defined 1,2,3 893500 ALLERGAN INC COM 018490102 5150 100000 SH Defined 1,2,3 100000 ALLIANT ENERGY CORP COM 018802108 16966 526720 SH Defined 1,2,3 526720 ALLIED WASTE INDS INC COM PAR$.0 019589308 920 82800 SH Defined 1,2,3 82800 AMERICAN ELEC PWR INC COM 025537101 39738 1073140 SH Defined 1,2,3 1073140 AMERICAN INTL GROUP INC COM 026874107 3153 946800 SH Defined 1,2,3 946800 AMGEN INC COM 031162100 16299 275000 SH Defined 1,2,3 275000 ANADARKO PETE CORP COM 032511107 30892 636825 SH Defined 1,2,3 636825 ANHEUSER BUSCH COS INC COM 035229103 30001 462400 SH Defined 1,2 462400 APRIA HEALTHCARE GROUP INC COM 037933108 274 15000 SH Defined 1,2,3 15000 ARMSTRONG WORLD INDS INC NEW COM 04247X102 10587 287746 SH Defined 1,2,3 287746 ASHLAND INC NEW COM 044209104 408 13950 SH Defined 1,2,3 13950 ATLAS AIR WORLDWIDE HLDGS COM NEW 049164205 1789 35000 SH Defined 1,2,3 35000 ATWOOD OCEANICS INC COM 050095108 11264 309447 SH Defined 1,2,3 309447 AUXILIUM PHARMACEUTICALS INC COM 05334D107 8100 250000 SH Defined 1,2,3 250000 AVIGEN INC COM 053690103 2800 700000 SH Defined 1,2,3 700000 BAKER HUGHES INC COM 057224107 24718 408288 SH Defined 1,2,3 408288 BARRETT BILL CORP COM 06846N104 414 12900 SH Defined 1,2,3 12900 BARRETT BILL CORP NOTE 5.00 06846NAA2 1891 2000000 PRN Defined 1,2,3 BECKMAN COULTER INC COM 075811109 23072 325000 SH Defined 1,2,3 325000 BIOMARIN PHARMACEUTICAL INC COM 09061G101 5298 200000 SH Defined 1,2,3 200000 BIOGEN IDEC INC COM 09062X103 5029 100000 SH Defined 1,2,3 100000 BON-TON STORES INC COM 09776J101 64 23553 SH Defined 1,2,3 23553 BRISTOL MYERS SQUIBB CO COM 110122108 4170 200000 SH Defined 1,2,3 200000 BURLINGTON NORTHN SANTA FE C COM 12189T104 7210 78000 SH Defined 1,2,3 78000 BURLINGTON NORTHN SANTA FE C COM 12189T104 27729 300000 SH PUT Defined 1,2,3 CBS CORP NEW COM 124857202 146 10000 SH CALL Defined 1,2,3 CMS ENERGY CORP COM 125896100 3885 311534 SH Defined 1,2,3 311534 CNX GAS CORP COM 12618H309 10563 471759 SH Defined 1,2,3 471759 CVR ENERGY INC COM 12662P108 459 53850 SH Defined 1,2,3 53850 CVS CAREMARK CORPORATION COM 126650100 6762 200900 SH Defined 1,2,3 200900 CABOT OIL & GAS CORP COM 127097103 7180 198672 SH Defined 1,2,3 198672 CANADIAN NAT RES LTD COM 136385101 3554 51920 SH Defined 1,2,3 51920 CANADIAN NAT RES LTD COM 136385101 13692 200000 SH CALL Defined 1,2,3 CARDIAC SCIENCE CORP COM 14141A108 4144 400000 SH Defined 1,2,3 400000 CHARLES RIV LABS INTL INC COM 159864107 2721 49000 SH Defined 1,2,3 49000 CHARTER COMMUNICATIONS INC CL A 16117M107 251 250000 SH Defined 1,2,3 250000 CHELSEA THERAPEUTICS INTL LTCOM 163428105 488 150000 SH Defined 1,2,3 150000 CHESAPEAKE ENERGY CORP COM 165167107 14344 400000 SH CALL Defined 1,2,3 CHINA DIGITAL TV HLDG CO LTD COM 16938G107 287 35000 SH PUT Defined 1,2,3 CHINA DIGITAL TV HLDG CO LTD SPONSORED 16938G107 822 100000 SH Defined 1,2,3 100000 CHOICE HOTELS INTL INC COM 169905106 1220 45000 SH CALL Defined 1,2,3 CHIQUITA BRANDS INTL INC *W EXP 03/ 170032809 5341 337850 SH Defined 1,2,3 337850 CHIQUITA BRANDS INTL INC NOTE 4.25 170032AT3 9206 10000000 PRN Defined 1,2,3 CIMAREX ENERGY CO COM 171798101 14673 300000 SH PUT Defined 1,2,3 COMMUNITY HEALTH SYS INC NEW COM 203668108 6648 226800 SH Defined 1,2 226800 CONCEPTUS INC COM 206016107 4145 250000 SH Defined 1,2,3 250000 CONOCOPHILLIPS COM 20825C104 14650 200000 SH CALL Defined 1,2,3 CONSOL ENERGY INC COM 20854P109 8119 176920 SH Defined 1,2,3 176920 CONSTELLATION ENERGY PRTNR COM UNIT L 21038E101 8937 778488 SH Defined 1 778488 CONTINENTAL AIRLS INC CL B 210795308 1668 100000 SH Defined 1,2,3 100000 COUGAR BIOTECHNOLOGY INC COM 222083107 5675 194167 SH Defined 1,2,3 194167 CROWN HOLDINGS INC COM 228368106 1193 53700 SH Defined 1,2,3 53700 CUMMINS INC COM 231021106 2725 50400 SH Defined 1,2,3 50400 DTE ENERGY CO COM 233331107 543 13535 SH Defined 1,2,3 13535 DAVITA INC COM 23918K108 6955 122000 SH Defined 1,2,3 122000 DELEK US HLDGS INC COM 246647101 1596 172199 SH Defined 1,2,3 172199 DENBURY RES INC COM NEW 247916208 1302 68389 SH Defined 1,2,3 68389 DEVON ENERGY CORP NEW COM 25179M103 29035 318362 SH Defined 1,2,3 318362 DIALYSIS CORP AMER COM 252529102 1170 149100 SH Defined 1,2,3 149100 DIAMOND OFFSHORE DRILLING IN COM 25271C102 18413 178665 SH Defined 1,2,3 178665 DISNEY WALT CO COM 254687106 1841 60000 SH CALL Defined 1,2,3 DISNEY WALT CO COM DISNEY 254687106 411 13400 SH Defined 1,2,3 13400 EOG RES INC COM 26875P101 17892 200000 SH CALL Defined 1,2,3 ELECTRONIC ARTS INC COM 285512109 925 25000 SH Defined 1,2,3 25000 ENCANA CORP COM 292505104 13146 200000 SH PUT Defined 1,2,3 ENTEROMEDICS INC COM 29365M109 622 199900 SH Defined 1,2,3 199900 EQUITABLE RES INC COM 294549100 34798 948693 SH Defined 1,2,3 948693 EQUITABLE RES INC COM 294549100 4149 113100 SH CALL Defined 1,2,3 EXELON CORP COM 30161N101 19058 304340 SH Defined 1,2,3 304340 FAIRPOINT COMMUNICATIONS INC COM 305560104 2836 324816 SH Defined 1,2,3 324816 FIRSTENERGY CORP COM 337932107 31127 464650 SH Defined 1,2,3 464650 FOCUS MEDIA HLDG LTD COM 34415V109 428 15000 SH CALL Defined 1,2,3 FOCUS MEDIA HLDG LTD COM 34415V109 1426 50000 SH PUT Defined 1,2,3 FOCUS MEDIA HLDG LTD SPONSORED 34415V109 1555 60000 SH Defined 1,2,3 60000 FOUNDATION COAL HLDGS INC COM 35039W100 3558 100000 SH CALL Defined 1,2,3 FRESENIUS KABI PHARMACEUTHLDRIGHT 99/9 35802M115 195 300000 SH Defined 1,2,3 300000 FRONTIER COMMUNICATIONS CORP COM 35906A108 288 25000 SH Defined 1,2,3 25000 FRONTIER OIL CORP COM 35914P105 10594 575124 SH Defined 1,2,3 575124 GSI COMMERCE INC COM 36238G102 5791 356500 SH Defined 1,2,3 356500 GSI COMMERCE INC COM 36238G102 495 32000 SH PUT Defined 1,2,3 GENENTECH INC COM NEW 368710406 15076 170000 SH Defined 1,2,3 170000 GENERAL MTRS CORP COM 370442105 2618 277000 SH Defined 1,2,3 277000 GENZYME CORP COM 372917104 12150 150200 SH Defined 1,2,3 150200 GOODYEAR TIRE & RUBR CO COM 382550101 21241 1286250 SH Defined 1,2,3 1286250 GOOGLE INC CL A 38259P508 8203 19000 SH Defined 1,2,3 19000 GOOGLE INC COM 38259P508 801 2000 SH CALL Defined 1,2,3 GOOGLE INC COM 38259P508 2804 7000 SH PUT Defined 1,2,3 GRAPHIC PACKAGING HLDG CO COM 388689101 510 204057 SH Defined 1,2,3 204057 GREY WOLF INC COM 397888108 8931 1147999 SH Defined 1,2,3 1147999 HALLIBURTON CO COM 406216101 5727 176800 SH Defined 1,2,3 176800 HALLIBURTON CO COM 406216101 6478 200000 SH PUT Defined 1,2,3 HALOZYME THERAPEUTICS INC COM 40637H109 1468 200000 SH Defined 1,2,3 200000 HARLEY DAVIDSON INC COM 412822108 1305 35000 SH CALL Defined 1,2,3 HARTE-HANKS INC COM 416196103 6390 586300 SH Defined 1,2,3 586300 HAYES LEMMERZ INTL INC COM NEW 420781304 4108 1429671 SH Defined 1,2,3 1429671 HEALTHSOUTH CORP COM NEW 421924309 3223 174900 SH Defined 1,2,3 174900 HELMERICH & PAYNE INC COM 423452101 14795 342560 SH Defined 1,2,3 342560 HELMERICH & PAYNE INC COM 423452101 2159 50000 SH CALL Defined 1,2,3 HESS CORP COM 42809H107 16416 200000 SH CALL Defined 1,2,3 HOLLY CORP COM PAR $0 435758305 10951 378655 SH Defined 1,2,3 378655 HUMANA INC COM 444859102 3708 90000 SH Defined 1,2,3 90000 HUNT J B TRANS SVCS INC COM 445658107 3666 99500 SH Defined 1,2,3 99500 HUNTSMAN CORP COM 447011107 4361 346100 SH Defined 1,2,3 346100 IDEARC INC COM 451663108 623 490928 SH Defined 1,2,3 490928 ILLUMINA INC COM 452327109 12159 300000 SH Defined 1,2,3 300000 INCYTE CORP COM 45337C102 3443 450000 SH Defined 1,2,3 450000 INSULET CORP COM 45784P101 6960 500000 SH Defined 1,2,3 500000 INVERNESS MED INNOVATIONS IN COM 46126P106 17847 594900 SH Defined 1,2,3 594900 KANSAS CITY SOUTHERN COM 485170302 13308 300000 SH PUT Defined 1,2,3 LABORATORY CORP AMER HLDGS COM NEW 50540R409 6929 99700 SH Defined 1,2,3 99700 LEAR CORP COM 521865105 3437 236200 SH Defined 1,2,3 236200 LEHMAN BROS HLDGS INC COM 524908100 3 12600 SH Defined 1,2,3 12600 LIBERTY GLOBAL INC COM 530555101 2727 90000 SH CALL Defined 1,2,3 LIBERTY MEDIA CORP NEW ENT COM SE 53071M500 2904 115500 SH Defined 1,2,3 115500 MYR GROUP INC DEL COM 55405W104 3127 247000 SH Defined 1,2,3 247000 MACROVISION SOLUTIONS CORP COM 55611C108 2076 135000 SH Defined 1,2,3 135000 MAP PHARMACEUTICALS INC COM 56509R108 2763 273000 SH Defined 1,2,3 273000 MARATHON OIL CORP COM 565849106 31678 794538 SH Defined 1,2,3 794538 MARINER ENERGY INC COM 56845T305 742 36194 SH Defined 1,2,3 36194 MARRIOTT INTL INC NEW COM 571903202 1565 60000 SH CALL Defined 1,2,3 MARRIOTT INTL INC NEW COM 571903202 522 20000 SH PUT Defined 1,2,3 MASSEY ENERGY CO NOTE 3.25 576203AJ2 14655 21000000 PRN Defined 1,2,3 MASSEY ENERGY CORP COM 576206106 8917 250000 SH PUT Defined 1 MCGRAW HILL COS INC COM 580645109 632 20000 SH Defined 1,2,3 20000 MCGRAW HILL COS INC COM 580645109 316 10000 SH CALL Defined 1,2,3 MEDCO HEALTH SOLUTIONS INC COM 58405U102 6638 147500 SH Defined 1,2,3 147500 MERRILL LYNCH & CO INC COM 590188108 6761 299848 SH Defined 1,2,3 299848 MERRILL LYNCH & CO INC COM 590188108 2530 100000 SH PUT Defined 1,2,3 MICROSOFT CORP COM 594918104 534 20000 SH PUT Defined 1,2,3 MIDDLEBROOK PHARMACEUTICAL I COM 596087106 1200 800000 SH Defined 1,2,3 800000 MIRANT CORP NEW *W EXP 01/ 60467R100 29443 1609800 SH Defined 1,2,3 1609800 MOODYS CORP COM 615369105 9336 274600 SH PUT Defined 1,2,3 MULTIMEDIA GAMES INC COM 625453105 1527 348577 SH Defined 1,2 348577 NDS GROUP PLC SPONSORED 628891103 1829 32724 SH Defined 1,2 32724 NRG ENERGY INC COM 629377508 17573 710000 SH PUT Defined 1,2,3 NRG ENERGY INC COM NEW 629377508 1238 50000 SH Defined 1,2,3 50000 NANOSPHERE INC COM 63009F105 8956 1050000 SH Defined 1,2,3 1050000 NATIONAL CITY CORP COM 635405103 613 350000 SH PUT Defined 1,2,3 NATIONAL OILWELL VARCO INC COM 637071101 23519 468229 SH Defined 1,2,3 468229 NAVISTAR INTL CORP NEW COM 63934E108 12572 221087 SH Defined 1,2,3 221087 NEWFIELD EXPL CO COM 651290108 15378 480702 SH Defined 1,2,3 480702 NEWS CORP CL A 65248E104 3030 252735 SH Defined 1,2,3 252735 NEWS CORP COM 65248E104 1379 115000 SH PUT Defined 1,2,3 NEWS CORP COM 65248E203 304 25000 SH PUT Defined 1,2,3 NEXEN INC COM 65334H102 8619 371015 SH Defined 1,2,3 371015 NEXEN INC COM 65334H102 4646 200000 SH CALL Defined 1,2,3 NOBLE ENERGY INC COM 655044105 10366 186478 SH Defined 1,2,3 186478 NORFOLK SOUTHERN CORP COM 655844108 14055 212274 SH Defined 1,2,3 212274 NORTHWEST AIRLS CORP COM 667280408 2468 256328 SH Defined 1,2,3 256328 NORTHWESTERN CORP COM NEW 668074305 18772 746996 SH Defined 1,2,3 746996 NOVACEA INC COM 66987B103 730 500000 SH Defined 1,2,3 500000 NUVASIVE INC COM 670704105 4933 100000 SH Defined 1,2,3 100000 OCCIDENTAL PETE CORP DEL COM 674599105 14090 200000 SH PUT Defined 1,2,3 OCEANEERING INTL INC COM 675232102 1600 30000 SH Defined 1,2,3 30000 OFFICEMAX INC DEL COM 67622P101 17381 1401227 SH Defined 1,2,3 1401227 OIL SVC HOLDRS TR COM 678002106 29340 200000 SH CALL Defined 1,2,3 OIL SVC HOLDRS TR COM 678002106 29340 200000 SH PUT Defined 1,2,3 PDL BIOPHARMA INC COM 69329Y104 3081 330900 SH Defined 1,2,3 330900 PPL CORP COM 69351T106 31470 850081 SH Defined 1,2,3 850081 PATTERSON UTI ENERGY INC COM 703481101 4004 200000 SH PUT Defined 1,2,3 PETROHAWK ENERGY CORP COM 716495106 36704 1696902 SH Defined 1,2,3 1696902 PFIZER INC COM 717081103 9589 520000 SH Defined 1,2 520000 PLAINS EXPL& PRODTN CO COM 726505100 3077 87503 SH Defined 1,2,3 87503 PRICELINE COM INC COM 741503403 684 10000 SH PUT Defined 1,2,3 PRICELINE COM INC COM NEW 741503403 4045 50000 SH Defined 1,2,3 50000 PROLOGIS SH BEN INT 743410102 1073 26000 SH Defined 1,2,3 26000 PROLOGIS NOTE 2.62 743410AS1 7168 10000000 PRN Defined 1,2,3 PSYCHIATRIC SOLUTIONS INC COM 74439H108 7400 195000 SH Defined 1,2,3 195000 QUESTAR CORP COM 748356102 4072 99520 SH Defined 1,2,3 99520 QUICKSILVER RESOURCES INC COM 74837R104 2207 112452 SH Defined 1,2,3 112452 QWEST COMMUNICATIONS INTL COM 749121109 1082 303100 SH Defined 1,2,3 303100 RANGE RES CORP COM 75281A109 20456 477167 SH Defined 1,2,3 477167 RAYMOND JAMES FINANCIAL INC COM 754730109 5580 169200 SH PUT Defined 1,2,3 RESMED INC COM 761152107 19350 450000 SH Defined 1,2,3 450000 RYDER SYS INC COM 783549108 11188 168462 SH Defined 1,2,3 168462 SLM CORP COM 78442P106 1241 100600 SH Defined 1,2,3 100600 SLM CORP COM 78442P106 1234 100000 SH PUT Defined 1,2,3 SPDR GOLD TRUST GOLD SHS 78463V107 16419 193000 SH Defined 1,2,3 193000 SAVIENT PHARMACEUTICALS INC COM 80517Q100 9691 650000 SH Defined 1,2,3 650000 SCHERING PLOUGH CORP COM 806605101 7375 399300 SH Defined 1,2,3 399300 SEATTLE GENETICS INC COM 812578102 739 69100 SH Defined 1,2,3 69100 SELECT SECTOR SPDR TR COM 81369Y308 2208 80000 SH CALL Defined 1,2,3 SELECT SECTOR SPDR TR COM 81369Y407 2790 100000 SH CALL Defined 1,2,3 SEMPRA ENERGY COM 816851109 37940 751740 SH Defined 1,2,3 751740 SIERRA PAC RES NEW COM 826428104 18873 1970021 SH Defined 1,2,3 1970021 SINCLAIR BROADCAST GROUP INCCL A 829226109 174 34460 SH Defined 1,2,3 34460 SINCLAIR BROADCAST GRONOTENC4.87 829226AU3 6115 7000000 PRN Defined 1,2,3 SINCLAIR BROADCAST GRONOTENC3.00 829226AW9 8780 10000000 PRN Defined 1,2,3 SIX FLAGS INC COM 83001P109 225 326700 SH Defined 1,2,3 326700 SMITHFIELD FOODS INC COM 832248108 127 8000 SH Defined 1,2,3 8000 SMITHFIELD FOODS INC COM 832248108 4764 300000 SH PUT Defined 1,2,3 SOUTHWESTERN ENERGY CO COM 845467109 6108 200000 SH CALL Defined 1,2,3 SOUTHWESTERN ENERGY CO COM 845467109 6108 200000 SH PUT Defined 1,2,3 SPECTRUM BRANDS INC COM 84762L105 77 55400 SH Defined 1,2,3 55400 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 281 10000 SH Defined 1,2,3 10000 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 281 10000 SH PUT Defined 1,2,3 SUNOCO INC COM 86764P109 21348 600000 SH PUT Defined 1,2,3 TECO ENERGY INC COM 872375100 1496 95100 SH Defined 1,2,3 95100 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 6739 342100 SH Defined 1,2,3 342100 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 2460 150000 SH Defined 1,2,3 150000 TALISMAN ENERGY INC COM 87425E103 9491 667428 SH Defined 1,2,3 667428 TESORO CORP COM 881609101 1731 105000 SH CALL Defined 1,2,3 TIME WARNER CABLE INC CL A 88732J108 11130 405800 SH Defined 1,2,3 405800 TITAN INTL INC ILL COM 88830M102 10360 410500 SH Defined 1,2,3 410500 TRANSOCEAN SEDCO FOREX INC NOTE 1.50 893830AV1 48952 53000000 PRN Defined 1,2,3 UAL CORP COM NEW 902549807 1034 117631 SH Defined 1,2,3 117631 ULTRA PETROLEUM CORP COM 903914109 9961 180000 SH Defined 1,2,3 180000 UNION PAC CORP COM 907818108 5029 70666 SH Defined 1,2,3 70666 UNISOURCE ENERGY CORP COM 909205106 29521 1011350 SH Defined 1,2,3 1011350 UNIT CORP COM 909218109 4982 100000 SH CALL Defined 1,2,3 VALERO ENERGY CORP NEW COM 91913Y100 25302 835060 SH Defined 1,2,3 835060 VALERO ENERGY CORP NEW COM 91913Y100 15150 500000 SH PUT Defined 1,2,3 VERIZON COMMUNICATIONS INC COM 92343V104 1605 50000 SH CALL Defined 1,2,3 VIRGIN MEDIA INC COM 92769L101 1936 245000 SH Defined 1,2,3 245000 VIRGIN MEDIA INC COM 92769L101 1146 145100 SH PUT Defined 1,2,3 VIROPHARMA INC COM 928241108 3936 300000 SH Defined 1,2,3 300000 VISTEON CORP COM 92839U107 290 125000 SH Defined 1,2,3 125000 W & T OFFSHORE INC COM 92922P106 682 25000 SH PUT Defined 1,2,3 WALTER INDS INC COM 93317Q105 1950 41100 SH Defined 1,2,3 41100 WASHINGTON MUT INC COM 939322103 8 100000 SH Defined 1,2,3 100000 WASHINGTON POST CO CL B 939640108 674 1120 SH Defined 1,2,3 1120 WESTAR ENERGY INC COM 95709T100 15435 669941 SH Defined 1,2,3 669941 WHITING PETE CORP NEW COM 966387102 2788 39121 SH Defined 1,2,3 39121 WYETH COM 983024100 3694 100000 SH Defined 1,2,3 100000 WYNDHAM WORLDWIDE CORP COM 98310W108 707 45000 SH Defined 1,2,3 45000 WYNDHAM WORLDWIDE CORP COM 98310W108 1021 65000 SH CALL Defined 1,2,3 XTO ENERGY INC COM 98385X106 20166 433500 SH Defined 1,2,3 433500 XENOPORT INC COM 98411C100 8510 175500 SH Defined 1,2,3 175500 YAHOO INC COM 984332106 4941 285600 SH Defined 1,2,3 285600 YOUNG BROADCASTING INC CL A 987434107 2 30000 SH Defined 1,2,3 30000 COVIDIEN LTD COM G2552X108 3028 53849 SH Defined 1,2,3 53849 NOBLE CORPORATION COM G65422100 8780 200000 SH PUT Defined 1,2,3 NOBLE CORPORATION SHS G65422100 16300 371304 SH Defined 1,2,3 371304 TRANSOCEAN INC NEW COM G90073100 21968 200000 SH PUT Defined 1,2,3 TRANSOCEAN INC NEW SHS G90073100 39853 362825 SH Defined 1,2,3 362825 TYCO INTL LTD BERMUDA SHS G9143X208 2201 53851 SH Defined 1,2,3 53851 TYCO ELECTRONICS LTD COM NEW G9144P105 1610 53849 SH Defined 1,2,3 53849 WEATHERFORD INTERNATIONAL LT COM G95089101 8232 327450 SH Defined 1,2,3 327450
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