0001140361-11-022099.txt : 20110414 0001140361-11-022099.hdr.sgml : 20110414 20110414171927 ACCESSION NUMBER: 0001140361-11-022099 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110414 DATE AS OF CHANGE: 20110414 EFFECTIVENESS DATE: 20110414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GARNET EQUITY CAPITAL HOLDINGS, INC. CENTRAL INDEX KEY: 0001423876 IRS NUMBER: 133755685 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12687 FILM NUMBER: 11760379 BUSINESS ADDRESS: STREET 1: 825 3RD AVE. STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 755-7577 MAIL ADDRESS: STREET 1: 825 3RD AVE. STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: GARNET CAPITAL HOLDINGS, INC. DATE OF NAME CHANGE: 20080114 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GARNET EQUITY CAPITAL HOLDINGS, INC. Address: 655 Madison Avenue, 21st floor New York, NY 10065 Form 13F File Number: 28-12687 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Joseph A. Cohen Title: President Phone: (212) 755-7577 Signature, Place, and Date of Signing: /s/ Joseph A. Cohen New York, NY 4/14/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 29 Form 13F Information Table Value Total: $ 139,673 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ACCURIDE CORP NEW COM NEW 00439T206 1,667 120,000 SH SOLE 120,000 0 0 ANNALY CAP MGMT INC COM 035710409 2,618 150,000 SH SOLE 150,000 0 0 BED BATH & BEYOND INC COM 075896100 3,138 65,000 SH SOLE 65,000 0 0 BEST BUY INC COM 086516101 1,867 65,000 SH SOLE 65,000 0 0 BRIGGS & STRATTON CORP COM 109043109 2,718 120,000 SH SOLE 120,000 0 0 CITIGROUP INC COM 172967101 5,304 1,200,000 SH SOLE 1,200,000 0 0 COWEN GROUP INC NEW CL A 223622101 1,203 300,000 SH SOLE 300,000 0 0 EXPEDIA INC DEL COM 30212P105 2,039 90,000 SH SOLE 90,000 0 0 EXPEDITORS INTL WASH INC COM 302130109 3,009 60,000 SH SOLE 60,000 0 0 EXXON MOBIL CORP COM 30231G102 5,889 70,000 SH SOLE 70,000 0 0 GENERAL MTRS CO COM 37045V100 1,552 50,000 SH SOLE 50,000 0 0 HOME DEPOT INC COM 437076102 5,188 140,000 SH SOLE 140,000 0 0 ISHARES TR HIGH YLD CORP 464288513 2,759 30,000 SH SOLE 30,000 0 0 ISHARES TR US PFD STK IDX 464288687 1,190 30,000 SH SOLE 30,000 0 0 KORN FERRY INTL COM NEW 500643200 1,840 82,600 SH SOLE 82,600 0 0 LOWES COS INC COM 548661107 2,114 80,000 SH SOLE 80,000 0 0 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 3,281 90,000 SH SOLE 90,000 0 0 PACCAR INC COM 693718108 4,074 77,800 SH SOLE 77,800 0 0 PEPSICO INC COM 713448108 4,187 65,000 SH SOLE 65,000 0 0 POTASH CORP SASK INC COM 73755L107 1,768 30,000 SH SOLE 30,000 0 0 REGENCY ENERGY PARTNERS L P COM UNITS LP 75885Y107 3,277 120,000 SH SOLE 120,000 0 0 RESOURCES CONNECTION INC COM 76122Q105 1,454 75,000 SH SOLE 75,000 0 0 SFN GROUP INC COM 784153108 705 50,000 SH SOLE 50,000 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 3,241 80,000 SH SOLE 80,000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 62,980 475,000 SH SOLE 475,000 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 3,712 800,000 SH SOLE 800,000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2,230 30,000 SH SOLE 30,000 0 0 VISA INC COM CL A 92826C839 3,681 50,000 SH SOLE 50,000 0 0 YM BIOSCIENCES INC COM 984238105 988 374,295 SH SOLE 374,295 0 0