0001140361-11-051474.txt : 20111102 0001140361-11-051474.hdr.sgml : 20111102 20111102171929 ACCESSION NUMBER: 0001140361-11-051474 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111102 DATE AS OF CHANGE: 20111102 EFFECTIVENESS DATE: 20111102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GARNET EQUITY CAPITAL HOLDINGS, INC. CENTRAL INDEX KEY: 0001423876 IRS NUMBER: 133755685 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12687 FILM NUMBER: 111175347 BUSINESS ADDRESS: STREET 1: 655 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: (212) 755-7577 MAIL ADDRESS: STREET 1: 655 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 FORMER COMPANY: FORMER CONFORMED NAME: GARNET CAPITAL HOLDINGS, INC. DATE OF NAME CHANGE: 20080114 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GARNET EQUITY CAPITAL HOLDINGS, INC. Address: 655 Madison Avenue, 21st Floor New York, NY 10065 Form 13F File Number: 28-12687 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Joseph A. Cohen Title: President Phone: (212) 755-7577 Signature, Place, and Date of Signing: /s/ Joseph A. Cohen New York, NY 11/2/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $ 110,564 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ANNALY CAP MGMT INC COM 035710409 1,663 100,000 SH SOLE 100,000 0 0 BED BATH & BEYOND INC COM 075896100 6,591 115,000 SH SOLE 115,000 0 0 CHEESECAKE FACTORY INC COM 163072101 1,849 75,000 SH SOLE 75,000 0 0 CHINA CERAMICS CO LTD SHS G2113X100 111 40,000 SH SOLE 40,000 0 0 CITIGROUP INC COM NEW 172967424 2,049 80,000 SH SOLE 80,000 0 0 CITIGROUP INC COM NEW 172967424 1,537 60,000 SH CALL SOLE 60,000 0 0 COWEN GROUP INC NEW CL A 223622101 813 300,000 SH SOLE 300,000 0 0 EXPEDITORS INTL WASH INC COM 302130109 2,433 60,000 SH SOLE 60,000 0 0 EXXON MOBIL CORP COM 30231G102 6,174 85,000 SH SOLE 85,000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 967 100,000 SH SOLE 100,000 0 0 HOME DEPOT INC COM 437076102 4,602 140,000 SH SOLE 140,000 0 0 ISHARES TR US PFD STK IDX 464288687 1,068 30,000 SH SOLE 30,000 0 0 KENNAMETAL INC COM 489170100 2,292 70,000 SH SOLE 70,000 0 0 KORN FERRY INTL COM NEW 500643200 610 50,000 SH SOLE 50,000 0 0 MONSTER WORLDWIDE INC COM 611742107 1,077 150,000 SH SOLE 150,000 0 0 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 2,759 90,000 SH SOLE 90,000 0 0 OLIN CORP COM PAR $1 680665205 1,801 100,000 SH SOLE 100,000 0 0 PACCAR INC COM 693718108 3,308 97,800 SH SOLE 97,800 0 0 PANTRY INC COM 698657103 1,639 135,100 SH SOLE 135,100 0 0 POTASH CORP SASK INC COM 73755L107 2,161 50,000 SH SOLE 50,000 0 0 PROSHARES TR PSHSULSHTSP500 74347R883 6,373 250,000 SH SOLE 250,000 0 0 REGENCY ENERGY PARTNERS L P COM UNITS LP 75885Y107 2,688 120,000 SH SOLE 120,000 0 0 RYDER SYS INC COM 783549108 2,813 75,000 SH SOLE 75,000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3,952 25,000 SH SOLE 25,000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 42,431 375,000 SH SOLE 375,000 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 3,040 1,000,000 SH SOLE 1,000,000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 3,158 50,000 SH SOLE 50,000 0 0 YM BIOSCIENCES INC COM 984238105 605 325,000 SH SOLE 325,000 0 0