0000905718-11-000139.txt : 20110815 0000905718-11-000139.hdr.sgml : 20110815 20110815163522 ACCESSION NUMBER: 0000905718-11-000139 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Water Asset Management LLC CENTRAL INDEX KEY: 0001423875 IRS NUMBER: 753185062 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14357 FILM NUMBER: 111036921 BUSINESS ADDRESS: STREET 1: 425 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5132 MAIL ADDRESS: STREET 1: 425 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 water13fjun11.txt WATERASSET13FJUN2011 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Water Asset Management LLC ------------------------------------- Address: 509 Madison Avenue, Suite 804 New York, New York 10022 ---------------------------------------- Form 13F File Number: 028-14357 ------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph Kirincich Title: Chief Financial Officer Phone: 212-754-5132 Signature, Place, and Date of Signing /s/ Joseph Kirincich New York, NY August 15, 2011 --------------------- -------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary Number of Other Included Managers: None ---- Form 13F Information Table Entry Total: 20 -- Form 13F Information Table Value Total: $126,388 (thousands) -------------------- List of Other Included Managers: None ---- FORM 13F INFORMATION TABLE Water Asset Management LLC FORM 13F June 30, 2011
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTH NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DSCRETN MNGRS SOLE SHRD NONE AMERICAN STS WTR CO COM 029899101 13,709 395,529 SH Sole 395,529 AMERICAN WTR WKS CO INC NEW COM 030420103 1,262 42,851 SH Sole 42,851 AMERON INTL INC. COM 030710107 14,631 222,762 SH Sole 222,762 CADIZ INC. COM NEW 127537207 6,203 571,143 SH Sole 571,143 CALIFORNIA WTR SVC GROUP COM 130788102 5,709 305,148 SH Sole 305,148 CONSOLIDATED WATER CO INC. ORD G23773107 2,567 276,294 SH Sole 276,294 ITRON INC. COM 465741106 16,744 347,669 SH Sole 347,669 ITT CORP NEW COM 450911102 12,256 207,974 SH Sole 207,974 MUELLER WTR PRODS INC. COM SER A 624758108 979 246,063 SH Sole 246,063 NALCO HOLDING COMPANY COM 62985Q101 10,356 372,399 SH Sole 372,399 NORTHWEST PIPE CO COM 667746101 7,894 302,933 SH Sole 302,933 PENNICHUCK CORP COM NEW 708254206 1,834 63,800 SH Sole 63,800 POWERSHS DB MULTI SEC DB AGRICULT COMM FD 73936B408 1,111 35,000 SH Sole 35,000 SJW CORP COM 784305104 3,306 136,381 SH Sole 136,381 SMITH A O COM 831865209 10,832 256,066 SH Sole 256,066 TRI-TECH HOLDING INC. SHS G9103F106 2,839 353,600 SH Sole 353,600 FLOWSERVE CORP COM 34354P105 3,297 30,000 SH Sole 30,000 HECKMANN CORP COM 422680108 3,403 563,400 SH Sole 563,400 TETRA TECH INC NEW COM 88162G103 1,098 48,800 SH Sole 48,800 WATTS WATER TECHNOLOGIES INC CL A 942749102 6,358 179,542 SH Sole 179,542
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