0000905718-11-000110.txt : 20110516 0000905718-11-000110.hdr.sgml : 20110516 20110516160746 ACCESSION NUMBER: 0000905718-11-000110 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Water Asset Management LLC CENTRAL INDEX KEY: 0001423875 IRS NUMBER: 753185062 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14357 FILM NUMBER: 11846852 BUSINESS ADDRESS: STREET 1: 425 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5132 MAIL ADDRESS: STREET 1: 425 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 water13fmar11.txt WATERASSET13FMAR2011 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Water Asset Management LLC ------------------------------------- Address: 509 Madison Avenue, Suite 804 New York, New York 10022 ---------------------------------------- Form 13F File Number: 028-14357 ------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph Kirincich Title: Chief Financial Officer Phone: 212-754-5132 Signature, Place, and Date of Signing /s/ Joseph Kirincich New York, NY May 14, 2011 --------------------- ------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary Number of Other Included Managers: None ---- Form 13F Information Table Entry Total: 19 -- Form 13F Information Table Value Total: $134,502 (thousands) -------------------- List of Other Included Managers: None ---- FORM 13F INFORMATION TABLE Water Asset Management LLC FORM 13F March 31, 2011
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTH NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DSCRETN MNGRS SOLE SHRD NONE AMERICAN STS WTR CO COM 029899101 16,328 455,329 SH Sole 455,329 AMERICAN WTR WKS CO INC NEW COM 030420103 1,202 42,851 SH Sole 42,851 AMERON INTL INC. COM 030710107 13,083 187,462 SH Sole 187,462 CADIZ INC. COM NEW 127537207 6,187 507,522 SH Sole 507,522 CALIFORNIA WTR SVC GROUP COM 130788102 12,603 339,075 SH Sole 339,075 COMPANHIA DE SANEAMENTO SPONSORED BASI ADR 20441A102 1,972 33,579 SH Sole 33,579 CONSOLIDATED WATER CO INC. ORD G23773107 4,056 372,090 SH Sole 372,090 DUOYUAN GLOBAL WTR INC SPONSORED ADR 266043108 1,644 272,577 SH Sole 272,577 ITRON INC. COM 465741106 18,809 333,248 SH Sole 333,248 ITT CORP NEW COM 450911102 9,787 162,974 SH Sole 162,974 MUELLER WTR PRODS INC. COM SER A 624758108 6,716 1,499,083 SH Sole 1,499,083 NALCO HOLDING COMPANY COM 62985Q101 10,214 374,000 SH Sole 374,000 NORTHWEST PIPE CO COM 667746101 9,710 423,481 SH Sole 423,481 PENNICHUCK CORP COM NEW 708254206 2,339 82,100 SH Sole 82,100 POWERSHS DB MULTI SEC DB AGRICULT COMM FD 73936B408 1,198 35,000 SH Sole 35,000 SJW CORP COM 784305104 3,157 136,381 SH Sole 136,381 SMITH A O COM 831865209 10,871 245,166 SH Sole 245,166 TRI-TECH HOLDING INC. SHS G9103F106 2,912 249,934 SH Sole 249,934 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 1,714 55,000 SH Sole 55,000
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