0000905718-11-000110.txt : 20110516
0000905718-11-000110.hdr.sgml : 20110516
20110516160746
ACCESSION NUMBER: 0000905718-11-000110
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110516
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Water Asset Management LLC
CENTRAL INDEX KEY: 0001423875
IRS NUMBER: 753185062
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14357
FILM NUMBER: 11846852
BUSINESS ADDRESS:
STREET 1: 425 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-754-5132
MAIL ADDRESS:
STREET 1: 425 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
water13fmar11.txt
WATERASSET13FMAR2011
FORM 13F
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]:
This Amendment (Check only one.):
[ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Water Asset Management LLC
-------------------------------------
Address: 509 Madison Avenue, Suite 804
New York, New York 10022
----------------------------------------
Form 13F File Number: 028-14357
-------------------------------
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the
report is authorized to submit it, that all information contained
herein is true, correct and complete, and that it is understood that
all required items, statements, schedules, lists, and tables,
are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joseph Kirincich
Title: Chief Financial Officer
Phone: 212-754-5132
Signature, Place, and Date of Signing
/s/ Joseph Kirincich New York, NY May 14, 2011
--------------------- ------------- ----------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
Form 13F Summary Page
Report Summary
Number of Other Included Managers: None
----
Form 13F Information Table Entry Total: 19
--
Form 13F Information Table Value Total: $134,502 (thousands)
--------------------
List of Other Included Managers: None
----
FORM 13F INFORMATION TABLE
Water Asset Management LLC
FORM 13F
March 31, 2011
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTH
NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DSCRETN MNGRS SOLE SHRD NONE
AMERICAN STS WTR CO COM 029899101 16,328 455,329 SH Sole 455,329
AMERICAN WTR WKS CO INC
NEW COM 030420103 1,202 42,851 SH Sole 42,851
AMERON INTL INC. COM 030710107 13,083 187,462 SH Sole 187,462
CADIZ INC. COM NEW 127537207 6,187 507,522 SH Sole 507,522
CALIFORNIA WTR SVC GROUP COM 130788102 12,603 339,075 SH Sole 339,075
COMPANHIA DE SANEAMENTO SPONSORED
BASI ADR 20441A102 1,972 33,579 SH Sole 33,579
CONSOLIDATED WATER CO INC. ORD G23773107 4,056 372,090 SH Sole 372,090
DUOYUAN GLOBAL WTR INC SPONSORED
ADR 266043108 1,644 272,577 SH Sole 272,577
ITRON INC. COM 465741106 18,809 333,248 SH Sole 333,248
ITT CORP NEW COM 450911102 9,787 162,974 SH Sole 162,974
MUELLER WTR PRODS INC. COM SER A 624758108 6,716 1,499,083 SH Sole 1,499,083
NALCO HOLDING COMPANY COM 62985Q101 10,214 374,000 SH Sole 374,000
NORTHWEST PIPE CO COM 667746101 9,710 423,481 SH Sole 423,481
PENNICHUCK CORP COM NEW 708254206 2,339 82,100 SH Sole 82,100
POWERSHS DB MULTI SEC DB AGRICULT
COMM FD 73936B408 1,198 35,000 SH Sole 35,000
SJW CORP COM 784305104 3,157 136,381 SH Sole 136,381
SMITH A O COM 831865209 10,871 245,166 SH Sole 245,166
TRI-TECH HOLDING INC. SHS G9103F106 2,912 249,934 SH Sole 249,934
VEOLIA ENVIRONNEMENT SPONSORED
ADR 92334N103 1,714 55,000 SH Sole 55,000
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