-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pb+yvx/RoTXyJbl+J49ZcNcPCDFRVgJRSeZNr+8ttdH5/1/V1GRVpQxL1ckC7HXM Q6O1gEBTvz0LEvemg5Dbnw== 0000905718-11-000049.txt : 20110214 0000905718-11-000049.hdr.sgml : 20110214 20110214174943 ACCESSION NUMBER: 0000905718-11-000049 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Water Asset Management LLC CENTRAL INDEX KEY: 0001423875 IRS NUMBER: 753185062 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14357 FILM NUMBER: 11608589 BUSINESS ADDRESS: STREET 1: 425 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5132 MAIL ADDRESS: STREET 1: 425 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 water13fdec10.txt WATERASSET13FDEC2010 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Water Asset Management LLC ------------------------------------- Address: 509 Madison Avenue, Suite 804 New York, New York 10022 ---------------------------------------- Form 13F File Number: 028- ------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph Kirincich Title: Chief Financial Officer Phone: 212-754-5132 Signature, Place, and Date of Signing /s/ Joseph Kirincich New York, NY February 14, 2011 - --------------------- ------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary Number of Other Included Managers: None ---- Form 13F Information Table Entry Total: 19 -- Form 13F Information Table Value Total: $119,771 (thousands) -------------------- List of Other Included Managers: None ---- FORM 13F INFORMATION TABLE Water Asset Management LLC FORM 13F December 31, 2010
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTH NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DSCRETN MNGRS SOLE SHRD NONE AMERICAN STS WTR CO COM 029899101 11,452 332,229 SH Sole 332,229 AMERICAN WTR WKS CO INC NEW COM 030420103 6,694 264,686 SH Sole 264,686 AMERON INTL INC. COM 030710107 1,815 23,760 SH Sole 23,760 CADIZ INC. COM NEW 127537207 6,099 490,286 SH Sole 490,286 CALIFORNIA WTR SVC GROUP COM 130788102 10,177 273,065 SH Sole 273,065 COMPANHIA DE SANEAMENTO SPONSORED BASI ADR 20441A102 1,776 33,579 SH Sole 33,579 CONSOLIDATED WATER CO INC. ORD G23773107 2,801 305,490 SH Sole 305,490 ENERGY RECOVERY INC. COM 29270J100 1,903 520,056 SH Sole 520,056 HECKMANN CORP COM 422680108 14,941 2,970,444 SH Sole 2,970,444 ITRON INC. COM 465741106 19,033 343,248 SH Sole 343,248 ITT CORP NEW COM 450911102 12,036 230,974 SH Sole 230,974 MUELLER INDS INC. COM 624756102 837 25,602 SH Sole 25,602 MUELLER WTR PRODS INC. COM SER A 624758108 9,549 2,289,974 SH Sole 2,289,974 NORTHWEST PIPE CO COM 667746101 10,771 448,242 SH Sole 448,242 PENNICHUCK CORP COM NEW 708254206 2,246 82,100 SH Sole 82,100 SJW CORP COM 784305104 3,610 136,381 SH Sole 136,381 TETRA TECH INC NEW COM 88162G103 1,084 43,260 SH Sole 43,260 TRI-TECH HOLDING INC. SHS G9103F106 2,213 205,650 SH Sole 205,650 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 734 25,000 SH Sole 25,000
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