-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, St+erz/dj80QiDe+R3VLRDy9OqXrASK7DRPUnmGt7vQ1INFd98J/E7Uop8Z7AyBJ Jv1te5P+/XltpZ7sa5R8EQ== 0000950134-09-003095.txt : 20090217 0000950134-09-003095.hdr.sgml : 20090216 20090217165102 ACCESSION NUMBER: 0000950134-09-003095 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 EFFECTIVENESS DATE: 20090217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Enceladus Investment Management, LLC CENTRAL INDEX KEY: 0001423841 IRS NUMBER: 204555994 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12874 FILM NUMBER: 09614903 BUSINESS ADDRESS: STREET 1: 2626 COLE AVENUE STREET 2: SUITE 705 CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 214-468-0100 MAIL ADDRESS: STREET 1: 2626 COLE AVENUE STREET 2: SUITE 705 CITY: DALLAS STATE: TX ZIP: 75204 13F-HR 1 d66303e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ] Amendment Number - -------------------------------------------------------------------------------- : _________ This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Enceladus Investment Management, LLC Address: 2626 Cole Avenue Suite 705 Dallas, Texas 75204 Form 13F File Number: 28-12874 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: R. Kevin Hardage Title: Manager and Chief Compliance Officer Phone: (214) 468-0104 Signature, Place, and Date of Signing: /s/ R. Kevin Hardage Dallas, TX February 17, 2009 - ------------------------------------- -------------------- ----------------- (Signature) (City, State) (Date) Report Type ( Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 107 Form 13F Information Table Value Total: 114,460 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE 2ND QTR 2008
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ ---------------- --------- -------- ---------------- ---------- -------- ------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- ------- --- ---- ---------- -------- ---- ------ ------- 3M CO COM 88579Y101 613 10,659 SH -- SOLE -- -- -- 10,659 ABBOTT LABS COM 002824100 697 13,060 SH -- SOLE -- -- -- 13,060 ABM INDS INC COM 000957100 383 20,100 SH -- SOLE -- -- -- 20,100 AFLAC INC COM 001055102 1,141 24,887 SH -- SOLE -- -- -- 24,887 AIR PRODS & CHEMS INC COM 009158106 295 5,862 SH -- SOLE -- -- -- 5,862 ALLERGAN INC COM 018490102 933 23,150 SH -- SOLE -- -- -- 23,150 AMERICA MOVIL SAB DE CV SPONSD ADR L SHS 02364W105 1,691 54,550 SH -- SOLE -- -- -- 54,550 AMGEN INC COM 031162100 1,384 23,970 SH -- SOLE -- -- -- 23,970 ANADARKO PETE CORP COM 032511107 706 18,312 SH -- SOLE -- -- -- 18,312 AON CORP COM 037389103 467 10,224 SH -- SOLE -- -- -- 10,224 APACHE CORP COM 037411105 493 6,613 SH -- SOLE -- -- -- 6,613 AT&T INC COM 00206R102 348 12,193 SH -- SOLE -- -- -- 12,193 ATMOS ENERGY CORP COM 049560105 287 12,100 SH -- SOLE -- -- -- 12,100 AUTOMATIC DATA PROCESSING IN COM 053015103 2,096 53,287 SH -- SOLE -- -- -- 53,287 BANK OF AMERICA CORPORATION COM 060505104 986 70,001 SH -- SOLE -- -- -- 70,001 BECTON DICKINSON & CO COM 075887109 520 7,600 SH -- SOLE -- -- -- 7,600 BERKSHIRE HATHAWAY INC DEL CL B 084670207 3,648 1,135 SH -- SOLE -- -- -- 1,135 BP PLC SPONSORED ADR 055622104 532 11,384 SH -- SOLE -- -- -- 11,384 CADBURY PLC SPONS ADR 12721E102 1,362 38,182 SH -- SOLE -- -- -- 38,182 CARBO CERAMICS INC COM 140781105 1,855 52,200 SH -- SOLE -- -- -- 52,200 CHESAPEAKE ENERGY CORP COM 165167107 378 23,353 SH -- SOLE -- -- -- 23,353 CHEVRON CORP NEW COM 166764100 257 3,479 SH -- SOLE -- -- -- 3,479 CHUBB CORP COM 171232101 2,578 50,544 SH -- SOLE -- -- -- 50,544 CISCO SYS INC COM 17275R102 1,302 79,892 SH -- SOLE -- -- -- 79,892 CITIGROUP INC COM 172967101 103 15,348 SH -- SOLE -- -- -- 15,348 COCA COLA CO COM 191216100 785 17,344 SH -- SOLE -- -- -- 17,344 COLGATE PALMOLIVE CO COM 194162103 424 6,183 SH -- SOLE -- -- -- 6,183 COMCAST CORP NEW CL A 20030N101 486 28,772 SH -- SOLE -- -- -- 28,772 COSTCO WHSL CORP NEW COM 22160K105 595 11,335 SH -- SOLE -- -- -- 11,335 CULLEN FROST BANKERS INC COM 229899109 682 13,450 SH -- SOLE -- -- -- 13,450 CVS CAREMARK CORPORATION COM 126650100 1,818 63,256 SH -- SOLE -- -- -- 63,256 DELL INC COM 24702R101 507 49,480 SH -- SOLE -- -- -- 49,480 DEVON ENERGY CORP NEW COM 25179M103 813 12,366 SH -- SOLE -- -- -- 12,366 DIEBOLD INC COM 253651103 301 10,700 SH -- SOLE -- -- -- 10,700 DISNEY WALT CO COM DISNEY 254687106 242 10,675 SH -- SOLE -- -- -- 10,675 DOMINION RESOURCES INC VA NEW COM 25746U109 587 16,392 SH -- SOLE -- -- -- 16,392 DR PEPPER SNAPPLE GROUP INC COM 26138E109 407 25,036 SH -- SOLE -- -- -- 25,036 DUKE REALTY CORP COM NEW 264411505 421 38,404 SH -- SOLE -- -- -- 38,404 EMC CORP MASS COM 268648102 115 11,000 SH -- SOLE -- -- -- 11,000 EMERSON ELEC CO COM 291011104 1,747 47,730 SH -- SOLE -- -- -- 47,730 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 2,783 107,550 SH -- SOLE -- -- -- 107,550 ENTERGY CORP NEW COM 29364G103 592 7,125 SH -- SOLE -- -- -- 7,125 EXXON MOBIL CORP COM 30231G102 3,720 46,593 SH -- SOLE -- -- -- 46,593 FEI CO COM 30241L109 664 35,200 SH -- SOLE -- -- -- 35,200 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 47 12,100 SH -- SOLE -- -- -- 12,100 FLUOR CORP NEW COM 343412102 439 9,786 SH -- SOLE -- -- -- 9,786 FPL GROUP INC COM 302571104 526 10,450 SH -- SOLE -- -- -- 10,450
FORM 13F INFORMATION TABLE 2ND QTR 2008
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ ---------------- --------- -------- ---------------- ---------- -------- ------------------- VOTING AUTHORITY ------------------- GENENTECH INC COM NEW 368710406 244 2,940 SH -- SOLE -- -- -- 2,940 GENERAL DYNAMICS CORP COM 369550108 201 3,485 SH -- SOLE -- -- -- 3,485 GENERAL ELECTRIC CO COM 369604103 1,272 78,525 SH -- SOLE -- -- -- 78,525 GOLDMAN SACHS GROUP INC COM 38141G104 269 3,185 SH -- SOLE -- -- -- 3,185 HEADWATERS INC COM 42210P102 493 73,100 SH -- SOLE -- -- -- 73,100 HELIX ENERGY SOLUTIONS GROUP I COM 42330P107 803 110,950 SH -- SOLE -- -- -- 110,950 HEWLETT PACKARD CO COM 428236103 897 24,727 SH -- SOLE -- -- -- 24,727 HOLLY CORP COM PAR $0.01 435758305 12,615 692,000 SH -- SOLE -- -- -- 692,000 INTEL CORP COM 458140100 1,193 81,403 SH -- SOLE -- -- -- 81,403 INTERNATIONAL BUSINESS MACHS COM 459200101 1,071 12,730 SH -- SOLE -- -- -- 12,730 ISHARES INC MSCI PAC J IDX 464286665 836 31,710 SH -- SOLE -- -- -- 31,710 ISHARES INC MSCI JAPAN 464286848 455 47,450 SH -- SOLE -- -- -- 47,450 ISHARES TR FTSE XNHUA IDX 464287184 1,059 36,395 SH -- SOLE -- -- -- 36,395 JOHNSON & JOHNSON COM 478160104 1,169 19,544 SH -- SOLE -- -- -- 19,544 JOS A BANK CLOTHIERS INC COM 480838101 1,244 47,575 SH -- SOLE -- -- -- 47,575 JPMORGAN & CHASE & CO COM 46625H100 823 26,104 SH -- SOLE -- -- -- 26,104 L-3 COMMUNICATIONS HLDGS INC COM 502424104 432 5,850 SH -- SOLE -- -- -- 5,850 LIBERTY GLOBAL INC COM SER A 530555101 491 30,812 SH -- SOLE -- -- -- 30,812 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 58 18,650 SH -- SOLE -- -- -- 18,650 LOWES COS INC COM 548661107 2,266 105,308 SH -- SOLE -- -- -- 105,308 MAXIM INTEGRATED PRODS INC COM 57772K101 689 60,358 SH -- SOLE -- -- -- 60,358 MEDTRONIC INC COM 585055106 3,434 109,284 SH -- SOLE -- -- -- 109,284 MERCK & CO INC COM 589331107 300 9,867 SH -- SOLE -- -- -- 9,867 METAVANTE TECNOLOGIES INC COM 591407101 775 48,128 SH -- SOLE -- -- -- 48,128 MICROSOFT CORP COM 594918104 1,458 74,982 SH -- SOLE -- -- -- 74,982 MILLIPORE CORP COM 601073109 471 9,150 SH -- SOLE -- -- -- 9,150 NOKIA CORP SPONSORED ADR 654902204 259 16,575 SH -- SOLE -- -- -- 16,575 NOVARTIS A G SPONSORED ADR 66987V109 2,723 54,730 SH -- SOLE -- -- -- 54,730 OCCIDENTAL PETE CORP DEL COM 674599105 2,391 39,854 SH -- SOLE -- -- -- 39,854 OMNICOM GROUP INC COM 681919106 278 10,312 SH -- SOLE -- -- -- 10,312 PEPSICO INC COM 713448108 2,560 46,744 SH -- SOLE -- -- -- 46,744 PFIZER INC COM 717081103 901 50,884 SH -- SOLE -- -- -- 50,884 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 292 20,300 SH -- SOLE -- -- -- 20,300 PRAXAIR INC COM 74005P104 1,199 20,191 SH -- SOLE -- -- -- 20,191 PRICE T ROWE GROUP INC COM 74144T108 2,284 64,459 SH -- SOLE -- -- -- 64,459 PROCTER & GAMBLE CO COM 742718109 1,971 31,882 SH -- SOLE -- -- -- 31,882 RENAISSANCERE HOLDINGS LTD COM G7496G103 790 15,325 SH -- SOLE -- -- -- 15,325 SCHERING PLOUGH CORP COM 806605101 232 13,650 SH -- SOLE -- -- -- 13,650 SCHLUMBERGER LTD COM 806857108 425 10,050 SH -- SOLE -- -- -- 10,050 SOUTHERN CO COM 842587107 644 17,400 SH -- SOLE -- -- -- 17,400 SOUTHWEST AIRLS CO COM 844741108 1,661 192,694 SH -- SOLE -- -- -- 192,694 STRYKER CORP COM 863667101 320 8,000 SH -- SOLE -- -- -- 8,000 SYSCO CORP COM 871829107 1,134 49,430 SH -- SOLE -- -- -- 49,430 TARGET CORP COM 87612E106 1,471 42,600 SH -- SOLE -- -- -- 42,600 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,002 23,531 SH -- SOLE -- -- -- 23,531 TEXAS INSTRS INC COM 882508104 325 20,913 SH -- SOLE -- -- -- 20,913 TIFFANY & CO NEW COM 886547108 966 40,899 SH -- SOLE -- -- -- 40,899 UNITED PARCEL SERVICE INC CL B 911312106 884 16,020 SH -- SOLE -- -- -- 16,020 UNITED TECHNOLOGIES CORP COM 913017109 346 6,460 SH -- SOLE -- -- -- 6,460 VALERO ENERGY CORP NEW COM 91913Y100 361 16,675 SH -- SOLE -- -- -- 16,675
FORM 13F INFORMATION TABLE 2ND QTR 2008
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ ---------------- --------- -------- ---------------- ---------- -------- ------------------- VOTING AUTHORITY ------------------- VERIZON COMMUNICATIONS INC COM 92343V104 655 19,311 SH -- SOLE -- -- -- 19,311 VIACOM INC NEW CL B 92553P201 193 10,124 SH -- SOLE -- -- -- 10,124 WAL MART STORES INC COM 931142103 2,161 38,554 SH -- SOLE -- -- -- 38,554 WASTE MGMT INC DEL COM 94106L109 2,307 69,600 SH -- SOLE -- -- -- 69,600 WEATHERFORD INTERNATIONAL LT COM G95089101 503 46,524 SH -- SOLE -- -- -- 46,524 WESTERN UN CO COM 959802109 1,105 77,050 SH -- SOLE -- -- -- 77,050 WILLIAMS COS INC DEL COM 969457100 337 23,250 SH -- SOLE -- -- -- 23,250 WYETH COM 983024100 313 8,333 SH -- SOLE -- -- -- 8,333 XTO ENERGY INC COM 98385X106 1,714 48,587 SH -- SOLE -- -- -- 48,587 ZIMMER HLDGS INC COM 98956P102 982 24,300 SH -- SOLE -- -- -- 24,300 Total 114,460
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