-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U0YoLBrSb8piDVbPlgb9mMGCBJ3GE5iyuGGHH4owZk2TACvDJciPlT+Qwg5WnNkt zYlDcY8zec4OW9zt1H7fTQ== 0000950134-08-015225.txt : 20080814 0000950134-08-015225.hdr.sgml : 20080814 20080814144405 ACCESSION NUMBER: 0000950134-08-015225 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Enceladus Investment Management, LLC CENTRAL INDEX KEY: 0001423841 IRS NUMBER: 204555994 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12874 FILM NUMBER: 081017962 BUSINESS ADDRESS: STREET 1: 2626 COLE AVENUE STREET 2: SUITE 705 CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 214-468-0100 MAIL ADDRESS: STREET 1: 2626 COLE AVENUE STREET 2: SUITE 705 CITY: DALLAS STATE: TX ZIP: 75204 13F-HR 1 d59371e13fvhr.txt FORM 13F - HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ] Amendment Number : _________ This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Enceladus Investment Management, LLC Address: 2626 Cole Avenue Suite 705 Dallas, Texas 75204 Form 13F File Number: 28-12874 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: R. Kevin Hardage Title: Manager and Chief Compliance Officer Phone: (214) 468-0104 Signature, Place, and Date of Signing: /s/ R. Kevin Hardage Dallas, TX August 14, 2008 - ------------------------- ------------------ ------------------- (Signature) (City, State) (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 110 Form 13F Information Table Value Total: 157,575 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE 2ND QTR 2008
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ------------------ --------- -------- ------------------------ ---------- -------- ------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR INVESTMENT OTHER ------------------- NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------------ --------- -------- ------- ------- -------- ---------- -------- ---- ------ ------- 3M CO COM 88579Y101 666 9,568 SH -- SOLE -- -- -- 9,568 ABBOTT LABS COM 002824100 636 12,000 SH -- SOLE -- -- -- 12,000 ABM INDUSTRIES INC COM 000957100 465 20,900 SH -- SOLE -- -- -- 20,900 ADOBE SYSTEMS INC COM 00724F101 209 5,300 SH -- SOLE -- -- -- 5,300 ADVANCED MEDICAL OPTICS INC COM 00763M108 231 12,300 SH -- SOLE -- -- -- 12,300 AFLAC INC COM 001055102 1,595 25,400 SH -- SOLE -- -- -- 25,400 AIR PRODUCTS & CHEMICALS INC COM 009158106 539 5,451 SH -- SOLE -- -- -- 5,451 ALLERGAN INC COM 018490102 1,169 22,450 SH -- SOLE -- -- -- 22,450 AMERICA MOVIL SAB DE CV SPONS ADR L SHARES 02364W105 1,672 31,700 SH -- SOLE -- -- -- 31,700 AMGEN INC COM 031162100 1,080 22,900 SH -- SOLE -- -- -- 22,900 ANADARKO PETROLEUM CORP COM 032511107 1,228 16,412 SH -- SOLE -- -- -- 16,412 ANHEUSER-BUSCH COS INC COM 035229103 1,735 27,925 SH -- SOLE -- -- -- 27,925 AON CORP COM 037389103 464 10,100 SH -- SOLE -- -- -- 10,100 APACHE CORP COM 037411105 890 6,400 SH -- SOLE -- -- -- 6,400 AT&T INC COM 00206R102 220 6,516 SH -- SOLE -- -- -- 6,516 ATMOS ENERGY CORP COM 049560105 292 10,600 SH -- SOLE -- -- -- 10,600 AUTOMATIC DATA PROCESSING INC COM 053015103 2,124 50,694 SH -- SOLE -- -- -- 50,694 BANK OF AMERICA CORP COM 060505104 1,510 63,241 SH -- SOLE -- -- -- 63,241 BARR PHARMACEUTICALS INC COM 068306109 1,977 43,850 SH -- SOLE -- -- -- 43,850 BECTON DICKINSON & CO COM 075887109 618 7,600 SH -- SOLE -- -- -- 7,600 BERKSHIRE HATHAWAY INC DEL CL B 084670207 3,860 962 SH -- SOLE -- -- -- 962 BP PLC SPONSORED ADR 055622104 750 10,784 SH -- SOLE -- -- -- 10,784 BROADRIDGE FINANCIAL SOLUTIONS INC COM 11133T103 213 10,100 SH -- SOLE -- -- -- 10,100 CADBURY PLC SPONS ADR 12721E102 1,977 39,282 SH -- SOLE -- -- -- 39,282 CARBO CERAMICS INC COM 140781105 3,198 54,800 SH -- SOLE -- -- -- 54,800 CHESAPEAKE ENERGY CORP COM 165167107 396 6,000 SH -- SOLE -- -- -- 6,000 CHEVRON CORP NEW COM 166764100 300 3,025 SH -- SOLE -- -- -- 3,025 CHUBB CORP COM 171232101 2,455 50,088 SH -- SOLE -- -- -- 50,088 CISCO SYSTEMS INC COM 17275R102 1,449 62,289 SH -- SOLE -- -- -- 62,289 CITIGROUP INC COM 172967101 509 30,398 SH -- SOLE -- -- -- 30,398 COCA COLA CO COM 191216100 843 16,219 SH -- SOLE -- -- -- 16,219 COLGATE PALMOLIVE CO COM 194162103 238 3,450 SH -- SOLE -- -- -- 3,450 COMCAST CORP NEW CL A 20030N101 621 32,722 SH -- SOLE -- -- -- 32,722 CONOCOPHILLIPS COM 20825C104 225 2,384 SH -- SOLE -- -- -- 2,384 COSTCO WHOLESALE CORP NEW COM 22160K105 619 8,825 SH -- SOLE -- -- -- 8,825 CULLEN FROST BANKERS INC COM 229899109 695 13,950 SH -- SOLE -- -- -- 13,950 CVS/CAREMARK CORP COM 126650100 2,154 54,425 SH -- SOLE -- -- -- 54,425 DELL INC COM 24702R101 1,215 55,525 SH -- SOLE -- -- -- 55,525 DEVON ENERGY CORP NEW COM 25179M103 1,631 13,575 SH -- SOLE -- -- -- 13,575 DIEBOLD INC COM 253651103 381 10,700 SH -- SOLE -- -- -- 10,700 DOMINION RESOURCES INC VA NEW COM 25746U109 778 16,392 SH -- SOLE -- -- -- 16,392 DR PEPPER SNAPPLE GROUP INC COM 26813E109 632 30,124 SH -- SOLE -- -- -- 30,124 DUKE REALTY CORP COM NEW 264411505 772 34,404 SH -- SOLE -- -- -- 34,404 DUN & BRADSTREET CORP DEL NEW COM 26483E100 201 2,290 SH -- SOLE -- -- -- 2,290 EMC CORP MASS COM 268648102 162 11,000 SH -- SOLE -- -- -- 11,000 EMERSON ELECTRIC CO COM 291011104 1,981 40,060 SH -- SOLE -- -- -- 40,060 ENDO PHARMACEUTICALS HLDGS INC COM 29264F205 2,326 96,150 SH -- SOLE -- -- -- 96,150
FORM 13F INFORMATION TABLE 2ND QTR 2008
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ------------------ --------- -------- ------------------------ ---------- -------- ------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR INVESTMENT OTHER ------------------- NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------------ --------- -------- ------- ------- -------- ---------- -------- ---- ------ ------- ENTERGY CORP NEW COM 29364G103 596 4,950 SH -- SOLE -- -- -- 4,950 EXXON MOBIL CORP COM 30231G102 3,191 36,204 SH -- SOLE -- -- -- 36,204 FEI CO COM 30241L109 779 34,200 SH -- SOLE -- -- -- 34,200 FLAMEL TECHNOLOGIES SA SPONS ADR 338488109 278 27,800 SH -- SOLE -- -- -- 27,800 GENERAL DYNAMICS CORP COM 369550108 236 2,800 SH -- SOLE -- -- -- 2,800 GENERAL ELECTRIC CO COM 369604103 1,601 59,975 SH -- SOLE -- -- -- 59,975 GOLDMAN SACHS GROUP INC COM 38141G104 861 4,920 SH -- SOLE -- -- -- 4,920 HEADWATERS INC COM 42210P102 189 16,100 SH -- SOLE -- -- -- 16,100 HELIX ENERGY SOLUTIONS GROUP INC COM 42330P107 1,807 43,400 SH -- SOLE -- -- -- 43,400 HEWLETT-PACKARD CO COM 428236103 1,089 24,627 SH -- SOLE -- -- -- 24,627 HOLLY CORP COM PAR $0.01 435758305 24,343 659,350 SH -- SOLE -- -- -- 659,350 INTEL CORP COM 458140100 1,860 86,598 SH -- SOLE -- -- -- 86,598 INTERNATIONAL BUSINESS MACHINES CORP COM 459200101 1,199 10,117 SH -- SOLE -- -- -- 10,117 ISHARES TR FTSE XNHUA IDX 464287184 1,480 11,315 SH -- SOLE -- -- -- 11,315 ISHARES INC MCSI JAPAN 464286848 592 47,450 SH -- SOLE -- -- -- 47,450 ISHARES INC MSCI PAC J IDX 464286665 1,403 10,310 SH -- SOLE -- -- -- 10,310 ISHARES TR RUSSELL1000VAL 464287598 420 6,085 SH -- SOLE -- -- -- 6,085 JOHNSON & JOHNSON COM 478160104 1,135 17,640 SH -- SOLE -- -- -- 17,640 JOS A BANK CLOTHIERS INC COM 480838101 1,497 55,975 SH -- SOLE -- -- -- 55,975 JPMORGAN CHASE & CO COM 46625H100 835 24,350 SH -- SOLE -- -- -- 24,350 L-3 COMMUNICATIONS HOLDINGS INC COM 502424104 407 4,475 SH -- SOLE -- -- -- 4,475 LIBERTY GLOBAL INC COM SER A 530555101 814 25,900 SH -- SOLE -- -- -- 25,900 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 423 28,650 SH -- SOLE -- -- -- 28,650 LOWES COS INC COM 548661107 2,112 101,788 SH -- SOLE -- -- -- 101,788 MEDTRONIC INC COM 585055106 5,853 113,094 SH -- SOLE -- -- -- 113,094 MERCK & CO INC COM 589331107 349 9,267 SH -- SOLE -- -- -- 9,267 METAVANTE TECHNOLOGIES INC COM 591407101 864 38,194 SH -- SOLE -- -- -- 38,194 MICROSOFT CORPORATION COM 594918104 2,176 79,082 SH -- SOLE -- -- -- 79,082 MILLIPORE CORP COM 601073109 628 9,250 SH -- SOLE -- -- -- 9,250 NOKIA CORP SPONSORED ADR 654902204 528 21,550 SH -- SOLE -- -- -- 21,550 NOVARTIS AG SPONSORED ADR 66987V109 2,960 53,775 SH -- SOLE -- -- -- 53,775 OCCIDENTAL PETROLEUM CORP DEL COM 674599105 3,763 41,875 SH -- SOLE -- -- -- 41,875 OMNICOM GROUP INC COM 681919106 450 10,032 SH -- SOLE -- -- -- 10,032 PEPSICO INC COM 713448108 2,835 44,579 SH -- SOLE -- -- -- 44,579 PFIZER INC COM 717081103 851 48,726 SH -- SOLE -- -- -- 48,726 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 418 20,200 SH -- SOLE -- -- -- 20,200 PRAXAIR INC COM 74005P104 1,899 20,150 SH -- SOLE -- -- -- 20,150 PRICE T ROWE GROUP INC COM 74144T108 3,236 57,305 SH -- SOLE -- -- -- 57,305 PROCTER & GAMBLE CO COM 742718109 1,845 30,340 SH -- SOLE -- -- -- 30,340 RENAISSANCERE HOLDINGS LTD COM G7496G103 685 15,325 SH -- SOLE -- -- -- 15,325 SCHLUMBERGER LTD COM 806857108 878 8,175 SH -- SOLE -- -- -- 8,175 SONIC CORP COM 835451105 1,515 102,377 SH -- SOLE -- -- -- 102,377 SONOCO PRODUCTS CO COM 835495102 251 8,100 SH -- SOLE -- -- -- 8,100 SOUTHERN CO COM 842587107 608 17,400 SH -- SOLE -- -- -- 17,400 SOUTHWEST AIRLINES CO COM 844741108 3,060 234,649 SH -- SOLE -- -- -- 234,649 STRYKER CORP COM 863667101 503 8,000 SH -- SOLE -- -- -- 8,000 SYSCO CORP COM 871829107 1,353 49,165 SH -- SOLE -- -- -- 49,165 TARGET CORP COM 87612E106 1,771 38,100 SH -- SOLE -- -- -- 38,100 TEXAS INSTRUMENTS INC COM 882508104 523 18,568 SH -- SOLE -- -- -- 18,568 TIFFANY & CO COM 886547108 1,642 40,299 SH -- SOLE -- -- -- 40,299
FORM 13F INFORMATION TABLE 2ND QTR 2008
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ------------------ --------- -------- ------------------------ ---------- -------- ------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR INVESTMENT OTHER ------------------- NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------------ --------- -------- ------- ------- -------- ---------- -------- ---- ------ ------- UNITED PARCEL SERVICE INC CL B 911312106 1,344 21,870 SH -- SOLE -- -- -- 21,870 UNITED TECHNOLOGIES CORP COM 913017109 343 5,555 SH -- SOLE -- -- -- 5,555 VALERO ENERGY CORP NEW COM 91913Y100 543 13,175 SH -- SOLE -- -- -- 13,175 VERIZON COMMUNICATIONS INC COM 92343V104 678 19,161 SH -- SOLE -- -- -- 19,161 VIACOM INC NEW CL B 92553P201 799 26,173 SH -- SOLE -- -- -- 26,173 WAL-MART STORES INC COM 931142103 2,202 39,175 SH -- SOLE -- -- -- 39,175 WASTE MGMT INC DEL COM 94106L109 2,664 70,650 SH -- SOLE -- -- -- 70,650 WEATHERFORD INTL LTD COM G95089101 1,147 23,124 SH -- SOLE -- -- -- 23,124 WESTERN UNION CO COM 959802109 1,979 80,050 SH -- SOLE -- -- -- 80,050 WHOLE FOODS MARKET INC COM 966837106 294 12,400 SH -- SOLE -- -- -- 12,400 WYETH COM 983024100 300 6,248 SH -- SOLE -- -- -- 6,248 XTO ENERGY INC COM 98385X106 3,061 44,682 SH -- SOLE -- -- -- 44,682 ZIMMER HOLDINGS INC COM 98956P102 1,735 25,500 SH -- SOLE -- -- -- 25,500
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