0001735441-21-000002.txt : 20210105 0001735441-21-000002.hdr.sgml : 20210105 20210105205049 ACCESSION NUMBER: 0001735441-21-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cromley Brent R. Jr. CENTRAL INDEX KEY: 0001735441 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 21508625 MAIL ADDRESS: STREET 1: C/O ZUORA, INC. STREET 2: 3050 SOUTH DELAWARE STREET, SUITE 301 CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205530976 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 888-976-9056 MAIL ADDRESS: STREET 1: 101 REDWOOD SHORES PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 wf-form4_160989783741293.xml FORM 4 X0306 4 2020-12-31 0 0001423774 ZUORA INC ZUO 0001735441 Cromley Brent R. Jr. C/O ZUORA, INC. 101 REDWOOD SHORES PARKWAY REDWOOD CITY CA 94065 0 1 0 0 SVP, Technology Class A Common Stock 2020-12-31 4 M 0 1250 0 A 17757 D Class A Common Stock 2020-12-31 4 M 0 5000 0 A 22757 D Class A Common Stock 2021-01-04 4 S 0 2244 13.4264 D 20513 D Restricted Stock Units (RSU)(Class A) 2020-12-31 4 M 0 1250 0 D Class A Common Stock 1250.0 11250 D Restricted Stock Units (RSU)(Class A) 2020-12-31 4 M 0 5000 0 D Class A Common Stock 5000.0 65000 D Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one and two of Table I. Represents the weighted average sale price. The lowest price at which shares were sold was $13.4235 and the highest price at which shares were sold was $13.5550. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. The RSU vests over four years, with 1/16 of the shares underlying the initial grant vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date. RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date. The RSU vests over four years, with 1/16 of the shares underlying the initial grant vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date. /s/ Jennifer Pileggi as attorney-in-fact for Brent R. Cromley, Jr. 2021-01-05