0001735441-21-000002.txt : 20210105
0001735441-21-000002.hdr.sgml : 20210105
20210105205049
ACCESSION NUMBER: 0001735441-21-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210105
DATE AS OF CHANGE: 20210105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cromley Brent R. Jr.
CENTRAL INDEX KEY: 0001735441
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 21508625
MAIL ADDRESS:
STREET 1: C/O ZUORA, INC.
STREET 2: 3050 SOUTH DELAWARE STREET, SUITE 301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZUORA INC
CENTRAL INDEX KEY: 0001423774
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205530976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 888-976-9056
MAIL ADDRESS:
STREET 1: 101 REDWOOD SHORES PARKWAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
4
1
wf-form4_160989783741293.xml
FORM 4
X0306
4
2020-12-31
0
0001423774
ZUORA INC
ZUO
0001735441
Cromley Brent R. Jr.
C/O ZUORA, INC.
101 REDWOOD SHORES PARKWAY
REDWOOD CITY
CA
94065
0
1
0
0
SVP, Technology
Class A Common Stock
2020-12-31
4
M
0
1250
0
A
17757
D
Class A Common Stock
2020-12-31
4
M
0
5000
0
A
22757
D
Class A Common Stock
2021-01-04
4
S
0
2244
13.4264
D
20513
D
Restricted Stock Units (RSU)(Class A)
2020-12-31
4
M
0
1250
0
D
Class A Common Stock
1250.0
11250
D
Restricted Stock Units (RSU)(Class A)
2020-12-31
4
M
0
5000
0
D
Class A Common Stock
5000.0
65000
D
Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one and two of Table I.
Represents the weighted average sale price. The lowest price at which shares were sold was $13.4235 and the highest price at which shares were sold was $13.5550. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.
The RSU vests over four years, with 1/16 of the shares underlying the initial grant vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
The RSU vests over four years, with 1/16 of the shares underlying the initial grant vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
/s/ Jennifer Pileggi as attorney-in-fact for Brent R. Cromley, Jr.
2021-01-05