0001209191-20-037056.txt : 20200616 0001209191-20-037056.hdr.sgml : 20200616 20200616181413 ACCESSION NUMBER: 0001209191-20-037056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200612 FILED AS OF DATE: 20200616 DATE AS OF CHANGE: 20200616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Otterbein Thomas J CENTRAL INDEX KEY: 0001423452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22758 FILM NUMBER: 20967546 MAIL ADDRESS: STREET 1: C/O PIMCO STREET 2: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO Dynamic Credit & Mortgage Income Fund CENTRAL INDEX KEY: 0001558629 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-4000 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: PIMCO Dynamic Credit Income Fund DATE OF NAME CHANGE: 20120920 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-12 0 0001558629 PIMCO Dynamic Credit & Mortgage Income Fund PCI 0001423452 Otterbein Thomas J C/O PIMCO 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA 92660 0 0 0 1 See Remarks COMMON STOCK 2020-06-12 4 P 0 5000 18.27 A 5000 I BY DCP COMMON STOCK 25264 I BY FAMILY TRUST Includes 4,306 shares acquired on various dates under a qualified dividend reinvestment plan since the last Form 4 filed by the Reporting Person. Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee. /s/ Kevin Van Gorder, Attorney-in-Fact for Thomas J. Otterbein 2020-06-16