0001423116-12-000011.txt : 20121025
0001423116-12-000011.hdr.sgml : 20121025
20121025144254
ACCESSION NUMBER: 0001423116-12-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121025
DATE AS OF CHANGE: 20121025
EFFECTIVENESS DATE: 20121025
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DLS Capital Management, LLC
CENTRAL INDEX KEY: 0001423116
IRS NUMBER: 270127949
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12655
FILM NUMBER: 121161175
BUSINESS ADDRESS:
STREET 1: 2275 HALF DAY ROAD
CITY: BANNOCKBURN
STATE: IL
ZIP: 60015
BUSINESS PHONE: 847.282.3800
MAIL ADDRESS:
STREET 1: 2275 HALF DAY ROAD
CITY: BANNOCKBURN
STATE: IL
ZIP: 60015
13F-HR
1
dls13f093012.txt
United States
Securities And Exchange Commission
Washington, DC 20549
FORM 13-F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this report:
Name: DLS Capital Management, LLC
2275 Half Day Road
Bannockburn, IL 60015
13-F File Number: 028-12655
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Tami Maurer
Title: Operations Manager
Phone: 847.282.3800
Signature, Place, and Date of Signing:
Tami Maurer, Bannockburn, IL, October 25, 2012
----------- ----------------- ----------------
Signature City and State Date
Report Type (Check only one.)
[x] 13F HOLDING REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 32
Form 13F Information Table Value Total: $240,790 (x1000)
Form 13-F INFORMATION TABLE
Value Shares/ SH/ Put/ Inv. Other Vtg.Auth.
Name of Issuer Title of Class Cusip x$1000 Prn Amt. PRN Call Disc Mgrs. Sole
BARRICK GOLD CORP com 067901108 8,329 382,400 SH sole 382,400
ARCH COAL INC com 039380100 8,329 199,450 SH sole 199,450
ALCATEL-LUCENT-SPONSORED ADR spons adr 013904305 2,732 2,483,940 SH sole 2,483,940
AMKOR TECHNOLOGY INC com 031652100 8,620 1,952,330 SH sole 1,952,330
ALPHA NATURAL RESOURCES INC com 02076X102 9,467 1,440,850 SH sole 1,440,850
YAMANA GOLD INC com 98462Y100 14,176 741,810 SH sole 741,810
ABRAXAS PETROLEUM CORP com 003830106 6,049 2,629,262 SH sole 2,629,262
BP PLC-SPONS ADR spons adr 055622104 14,690 346,800 SH sole 346,800
CELESTICA INC sub vtg shs 15101Q108 6,681 935,730 SH sole 935,730
CLEARWIRE CORP-CLASS A cl a 18538Q105 5,500 4,104,190 SH sole 4,104,190
CONOCOPHILLIPS com 20825C104 7,322 128,050 SH sole 128,050
CALLON PETROLEUM CO com 13123X102 6,097 991,390 SH sole 991,390
PowerShares DB Agriculture Fund db ag 73936B408 4,245 144,340 SH sole 144,340
PowerShares DB Base Metals Fund sb base met 73936B705 8,403 424,400 SH sole 424,400
ENSCO PLC-CL A shs cl a G3157S106 262 4,800 SH sole 4,800
FREEPORT-MCMORAN COPPER com 35671D857 8,644 218,380 SH sole 218,380
FLEXTRONICS INTL LTD ord Y2573F102 8,168 1,361,300 SH sole 1,361,300
Market Vectors Gold Miners ETF gold miner etf 57060U100 2,249 41,850 SH sole 41,850
Market Vectors Jr Gld Min ETF jr gld min etf 57060U589 1,524 61,650 SH sole 61,650
GOLD FIELDS LTD-SPONS ADR spons adr 38059T106 7,484 582,400 SH sole 582,400
GOLDCORP INC com 380956409 3,842 83,790 SH sole 83,790
GOODYEAR TIRE & RUBBER CO com 382550101 10,106 829,040 SH sole 829,040
HYPERDYNAMICS CORP com 448954107 574 789,090 SH sole 789,090
CHIPMOS TECHNOLOGIES BERMUDA shs cl a G2110R114 36,509 2,302,969 SH sole 2,302,969
NEUTRAL TANDEM INC com 64128B108 1,673 178,190 SH sole 178,190
KINROSS GOLD CORP com no par 496902404 8,034 786,850 SH sole 786,850
MARATHON OIL CORP com 565849106 7,093 239,860 SH sole 239,860
MICRON TECHNOLOGY INC com 595112103 7,795 1,303,720 SH sole 1,303,720
TECK RESOURCES LTD-CLS B cl b 878742204 6,417 217,900 SH sole 217,900
UNISYS CORP com new 909214306 7,991 383,780 SH sole 383,780
UTSTARCOM HOLDINGS CORP com G9310A106 2,196 2,132,650 SH sole 2,132,650
WARREN RESOURCES INC com 93564A100 9,588 3,153,440 SH sole 3,153,440