0001423065-12-000007.txt : 20121115
0001423065-12-000007.hdr.sgml : 20121115
20121115104028
ACCESSION NUMBER: 0001423065-12-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121115
DATE AS OF CHANGE: 20121115
EFFECTIVENESS DATE: 20121115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ativo Capital Management LLC
CENTRAL INDEX KEY: 0001423065
IRS NUMBER: 383662028
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13337
FILM NUMBER: 121207395
BUSINESS ADDRESS:
STREET 1: 11 S LASALLE STREET SUITE 820
CITY: CHICAGO
STATE: IL
ZIP: 60603-1232
BUSINESS PHONE: 312-263-7600
MAIL ADDRESS:
STREET 1: 11 S LASALLE STREET SUITE 820
CITY: CHICAGO
STATE: IL
ZIP: 60603-1232
13F-HR
1
table.txt
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
ASSET ACCEPTANCE CAPITL CP COM 04543P100 363 48691 SH SOLE 48691 0 0
APPLE INC COM 037833100 2201 3299 SH SOLE 3299 0 0
ABB LTD COM 000375204 187 10000 SH SOLE 10000 0 0
ACETO CORP COM 004446100 282 29865 SH SOLE 29865 0 0
ACCENTURE PLC COM G1151C101 3142 44867 SH SOLE 44671 0 196
ADDUS HOMECARE CORP COM 006739106 326 61000 SH SOLE 61000 0 0
AEP INDUSTRIES INC COM 001031103 376 6213 SH SOLE 6213 0 0
AFC ENTERPRISES INC COM 00104Q107 298 12127 SH SOLE 12127 0 0
AMERICAN CAPITAL AGENCY CORP COM 02503X105 2125 61403 SH SOLE 60823 0 580
AGRIUM INC COM 008916108 3694 35705 SH SOLE 35569 0 136
ACCESS NATIONAL CORP COM 004337101 324 23742 SH SOLE 23742 0 0
ANIKA THERAPEUTICS INC COM 035255108 306 20354 SH SOLE 20354 0 0
APOLLO COMMERCIAL RE FIN INC COM 03762U105 340 19631 SH SOLE 19631 0 0
ARK RESTAURANTS CORP COM 040712101 350 20742 SH SOLE 20742 0 0
ARABIAN AMERICAN DEVELOPMENT COM 038465100 272 27753 SH SOLE 27753 0 0
ASM INTERNATIONAL NV COM N07045102 541 15989 SH SOLE 15662 0 327
ALTISOURCE PORTFOLIO SOLTNS COM L0175J104 3957 45875 SH SOLE 45737 0 138
AVAGO TECHNOLOGIES LTD COM Y0486S104 789 22622 SH SOLE 22300 0 322
ASTRAZENECA PLC COM 046353108 893 18666 SH SOLE 18500 0 166
BCE INC COM 05534B760 870 19796 SH SOLE 19515 0 281
BLUCORA INC COM 095229100 332 18635 SH SOLE 18635 0 0
BHP BILLITON GROUP (AUS) COM 088606108 829 12087 SH SOLE 11947 0 140
SEACUBE CONTAINER LEASING COM G79978105 282 15024 SH SOLE 15024 0 0
BROOKFIELD OFFICE PPTYS INC COM 112900105 847 51154 SH SOLE 50510 0 644
BRITISH SKY BROADCASTING GRP COM 111013108 202 4200 SH SOLE 4200 0 0
BT GROUP PLC COM 05577E101 915 24597 SH SOLE 23638 0 959
ANHEUSER-BUSCH INBEV COM 03524A108 944 10987 SH SOLE 10823 0 164
CA INC COM 12673P105 2178 84537 SH SOLE 83767 0 770
CAMDEN NATIONAL CORP COM 133034108 263 7112 SH SOLE 7112 0 0
CALAMP CORP COM 128126109 323 39378 SH SOLE 39378 0 0
CAI INTERNATIONAL INC COM 12477X106 273 13324 SH SOLE 13324 0 0
CASCADE CORP COM 147195101 313 5711 SH SOLE 5711 0 0
META FINANCIAL GROUP INC COM 59100U108 350 14416 SH SOLE 14416 0 0
CHICAGO BRIDGE & IRON CO COM 167250109 875 22967 SH SOLE 22695 0 272
CAMBREX CORP COM 132011107 267 22756 SH SOLE 22756 0 0
COLEMAN CABLE INC COM 193459302 262 27167 SH SOLE 27167 0 0
CECO ENVIRONMENTAL CORP COM 125141101 324 33210 SH SOLE 33210 0 0
CF INDUSTRIES HOLDINGS INC COM 125269100 2259 10164 SH SOLE 10164 0 0
C&F FINANCIAL CORP COM 12466Q104 339 8603 SH SOLE 8603 0 0
CARDINAL FINANCIAL CORP COM 14149F109 321 22440 SH SOLE 22440 0 0
CIELO SA COM 171778202 236 9480 SH SOLE 9097 0 383
COLUMBUS MCKINNON CORP COM 199333105 291 19242 SH SOLE 19242 0 0
CONOCOPHILLIPS COM 20825C104 2078 36344 SH SOLE 36344 0 0
CORE MARK HOLDING CO INC COM 218681104 323 6713 SH SOLE 6713 0 0
COVIDIEN PLC COM G2554F113 802 13500 SH SOLE 13500 0 0
AMERICA`S CAR-MART INC COM 03062T105 269 5911 SH SOLE 5911 0 0
CROWN CRAFTS INC COM 228309100 240 38804 SH SOLE 38804 0 0
CASCADE MICROTECH INC COM 147322101 334 59128 SH SOLE 59128 0 0
COMPUTER SERVICES INC COM 20539A105 267 8913 SH SOLE 8913 0 0
COMMERCIAL VEHICLE GROUP INC COM 202608105 248 33759 SH SOLE 33759 0 0
CHEVRON CORP COM 166764100 2267 19452 SH SOLE 19252 0 200
DIAGEO PLC COM 25243Q205 865 7672 SH SOLE 7566 0 106
DISCOVER FINANCIAL SVCS INC COM 254709108 2085 52477 SH SOLE 52477 0 0
BARRY (R G) CORP COM 068798107 309 20935 SH SOLE 20935 0 0
DIGITAL GENERATION INC COM 25400B108 144 12655 SH SOLE 12655 0 0
DISCOVERY COMMUNICATIONS INC COM 25470F104 2147 36027 SH SOLE 36027 0 0
DYNEX CAPITAL INC COM 26817Q506 370 34432 SH SOLE 34432 0 0
DXP ENTERPRISES INC COM 233377407 297 6215 SH SOLE 6215 0 0
ENI SPA COM 26874R108 803 18320 SH SOLE 18027 0 293
ECOPETROL SA COM 279158109 2058 34926 SH SOLE 34745 0 181
EDGEWATER TECHNOLOGY INC COM 280358102 322 81084 SH SOLE 81084 0 0
ESSENTIAL ENERGY SVCS LTD COM 29669R101 268 105000 SH SOLE 105000 0 0
ELLIE MAE INC COM 28849P100 349 12830 SH SOLE 12830 0 0
ENSIGN GROUP INC COM 29358P101 300 9818 SH SOLE 9818 0 0
ENSIGN ENERGY SERVICES INC COM 293570107 168 11000 SH SOLE 11000 0 0
EXPERIAN PLC COM 30215C101 199 12000 SH SOLE 12000 0 0
FIRST BUSINESS FINL SRV INC COM 319390100 295 12254 SH SOLE 12254 0 0
FEMALE HEALTH CO COM 314462102 353 49387 SH SOLE 49387 0 0
FLY LEASING LTD -ADR COM 34407D109 325 24040 SH SOLE 24040 0 0
FRESENIUS MEDICAL CARE AG&CO COM 358029106 206 2800 SH SOLE 2800 0 0
FIESTA RESTAURANT GROUP INC COM 31660B101 258 16240 SH SOLE 16240 0 0
GLOBAL CASH ACCESS HOLDINGS COM 378967103 307 38086 SH SOLE 38086 0 0
CGI GROUP INC -CL A COM 39945C109 933 34750 SH SOLE 34181 0 569
RANDGOLD RESOURCES LTD COM 752344309 221 1800 SH SOLE 1800 0 0
GP STRATEGIES CORP COM 36225V104 341 17649 SH SOLE 17649 0 0
GENTIVA HEALTH SERVICES INC COM 37247A102 352 31081 SH SOLE 31081 0 0
GRAY TELEVISION INC COM 389375106 192 84314 SH SOLE 84314 0 0
HOME BANCORP INC COM 43689E107 301 16727 SH SOLE 16727 0 0
HOMEOWNERS CHOICE INC COM 43741E103 453 19261 SH SOLE 18321 0 940
HACKETT GROUP INC COM 404609109 226 53975 SH SOLE 53975 0 0
HAWAIIAN TELCOM HOLDCO INC COM 420031106 268 15126 SH SOLE 15126 0 0
HUDSON TECHNOLOGIES INC COM 444144109 259 71271 SH SOLE 71271 0 0
HOLLYFRONTIER CORP COM 436106108 2119 51348 SH SOLE 51348 0 0
HEINEKEN NV COM 423012202 209 7000 SH SOLE 7000 0 0
HANDY & HARMAN LTD COM 410315105 323 21832 SH SOLE 21832 0 0
HITACHI LTD COM 433578507 762 13655 SH SOLE 13441 0 214
INTEL CORP COM 458140100 1997 88129 SH SOLE 88129 0 0
KADANT INC COM 48282T104 269 11616 SH SOLE 11616 0 0
KEYW HOLDING CORP COM 493723100 316 25248 SH SOLE 25248 0 0
KEY TRONIC CORP COM 493144109 248 24962 SH SOLE 24962 0 0
KUBOTA CORP COM 501173207 212 4200 SH SOLE 4200 0 0
LIBBEY INC COM 529898108 300 19033 SH SOLE 19033 0 0
LILLY (ELI) & CO COM 532457108 2195 46301 SH SOLE 45801 0 500
LANDEC CORP COM 514766104 398 34785 SH SOLE 34785 0 0
LYONDELLBASELL INDUSTRIES NV COM N53745100 2937 56854 SH SOLE 56632 0 222
MASTERCARD INC COM 57636Q104 2157 4778 SH SOLE 4778 0 0
MAGNETEK INC COM 559424403 205 18235 SH SOLE 18235 0 0
MAIN STREET CAPITAL CORP COM 56035L104 454 15398 SH SOLE 14658 0 740
MOODY`S CORP COM 615369105 2154 48769 SH SOLE 48769 0 0
METROPOLITAN HLTH NTWRKS INC COM 592142103 371 39689 SH SOLE 39689 0 0
MIZUHO FINANCIAL GROUP INC COM 60687Y109 837 259272 SH SOLE 255792 0 3480
MULTIMEDIA GAMES HOLDING CO COM 625453105 366 23267 SH SOLE 23267 0 0
MESA LABORATORIES INC COM 59064R109 349 7206 SH SOLE 7206 0 0
MONMOUTH RE INVESTMENT CP COM 609720107 299 26753 SH SOLE 26753 0 0
MICROSOFT CORP COM 594918104 2089 70178 SH SOLE 69488 0 690
NANOPHASE TECHNOLOGIES CORP COM 630079101 4 12500 SH SOLE 12500 0 0
NATHAN`S FAMOUS INC COM 632347100 309 9820 SH SOLE 9820 0 0
NATIONAL GRID COM 636274300 928 16757 SH SOLE 16122 0 635
NICHOLAS FINANCIAL INC COM 65373J209 252 19536 SH SOLE 19536 0 0
NEW MOUNTAIN FINANCE CORP COM 647551100 324 21850 SH SOLE 21850 0 0
NN INC COM 629337106 275 32445 SH SOLE 32445 0 0
NEENAH PAPER INC COM 640079109 293 10223 SH SOLE 10223 0 0
NATIONAL RESEARCH CORP COM 637372103 348 6918 SH SOLE 6918 0 0
NETEASE INC COM 64110W102 225 4009 SH SOLE 4009 0 0
NOVARTIS AG COM 66987V109 900 14684 SH SOLE 14489 0 195
NEXSTAR BROADCASTING GROUP COM 65336K103 189 17765 SH SOLE 17765 0 0
NEW YORK MORTGAGE TRUST INC COM 649604501 319 45201 SH SOLE 45201 0 0
TELECOM CORP OF NEW ZEALAND COM 879278208 2778 280991 SH SOLE 278217 0 2774
OLD LINE BANCSHARES INC COM 67984M100 269 24444 SH SOLE 24444 0 0
OMNICOM GROUP COM 681919106 2114 41006 SH SOLE 41006 0 0
PATRICK INDUSTRIES INC COM 703343103 378 24440 SH SOLE 24440 0 0
PEOPLES BANCORP INC/OH COM 709789101 300 13127 SH SOLE 13127 0 0
PFIZER INC COM 717081103 2212 89025 SH SOLE 88225 0 800
DOUGLAS DYNAMICS INC COM 25960R105 311 21035 SH SOLE 21035 0 0
EPLUS INC COM 294268107 350 8915 SH SOLE 8915 0 0
PHILIP MORRIS INTERNATIONAL COM 718172109 1997 22203 SH SOLE 22203 0 0
PSYCHEMEDICS CORP COM 744375205 301 24952 SH SOLE 24952 0 0
PENNYMAC MORTGAGE INVEST TR COM 70931T103 440 18821 SH SOLE 17901 0 920
PERFICIENT INC COM 71375U101 391 32371 SH SOLE 32371 0 0
PEARSON PLC COM 705015105 976 49968 SH SOLE 48211 0 1757
PUBLICIS GROUPE SA COM 74463M106 287 20487 SH SOLE 19630 0 857
PENNS WOODS BANCORP INC COM 708430103 320 7215 SH SOLE 7215 0 0
ROYAL DUTCH SHELL PLC COM 780259206 945 13614 SH SOLE 13177 0 437
ROCHE HOLDING AG COM 771195104 293 6261 SH SOLE 6001 0 260
ROCKY MOUNTAIN CHOC FACT INC COM 774678403 297 23453 SH SOLE 23453 0 0
ROCKFORD CORP COM 77316P101 108 18119 SH SOLE 18119 0 0
RAYTHEON CO COM 755111507 2191 38339 SH SOLE 37949 0 390
SAP AG COM 803054204 3486 48874 SH SOLE 48700 0 174
CIA SANEAMENTO BASICO ESTADO COM 20441A102 944 11627 SH SOLE 11199 0 428
SCICLONE PHARMACEUTICALS INC COM 80862K104 295 53074 SH SOLE 53074 0 0
GRUPO SIMEC SA DE CV COM 400491106 204 16852 SH SOLE 16852 0 0
SANTARUS INC COM 802817304 310 34867 SH SOLE 34867 0 0
SANOFI COM 80105N105 909 21104 SH SOLE 20816 0 288
SPARTON CORP COM 847235108 369 29160 SH SOLE 29160 0 0
STANTEC INC COM 85472N109 748 22000 SH SOLE 22000 0 0
STATOIL ASA COM 85771P102 950 36835 SH SOLE 35583 0 1252
SEAGATE TECHNOLOGY PLC COM G7945M107 3296 106464 SH SOLE 105581 0 883
SYNGENTA AG COM 87160A100 887 11855 SH SOLE 11692 0 163
CARROLS RESTAURANT GROUP INC COM 14574X104 293 50886 SH SOLE 50886 0 0
TRACTEBEL ENERGIA SA COM 892360108 197 12500 SH SOLE 12500 0 0
TRIANGLE CAPITAL CORP COM 895848109 363 14150 SH SOLE 14150 0 0
TESSCO TECHNOLOGIES INC COM 872386107 331 15624 SH SOLE 15624 0 0
TIMMINS GOLD CORP COM 88741P103 142 50223 SH SOLE 50223 0 0
TAIWAN SEMICONDUCTOR MFG CO COM 874039100 206 13031 SH SOLE 13031 0 0
TATA MOTORS LTD COM 876568502 2019 78616 SH SOLE 78181 0 435
TELUS CORP COM 87971M202 959 15338 SH SOLE 14753 0 585
MAC-GRAY CORP COM 554153106 299 22331 SH SOLE 22331 0 0
TYCO INTERNATIONAL LTD COM H89128104 706 12546 SH SOLE 12332 0 214
UNIVERSAL HEALTH RLTY INCOME COM 91359E105 327 7116 SH SOLE 7116 0 0
UNITEDHEALTH GROUP INC COM 91324P102 2130 38445 SH SOLE 38445 0 0
UNITED ONLINE INC COM 911268100 237 42920 SH SOLE 42920 0 0
USANA HEALTH SCIENCES INC COM 90328M107 303 6518 SH SOLE 6518 0 0
U S PHYSICAL THERAPY INC COM 90337L108 341 12328 SH SOLE 12328 0 0
UTAH MEDICAL PRODUCTS INC COM 917488108 296 8716 SH SOLE 8716 0 0
VASCO DATA SEC INTL INC COM 92230Y104 300 31964 SH SOLE 31964 0 0
VODAFONE GROUP PLC COM 92857W209 861 30194 SH SOLE 29799 0 395
VERISK ANALYTICS INC COM 92345Y106 2149 45128 SH SOLE 45128 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 2155 47284 SH SOLE 47284 0 0
WABCO HOLDINGS INC COM 92927K102 230 3986 SH SOLE 3986 0 0
WINMARK CORP COM 974250102 336 6209 SH SOLE 6209 0 0
WAL-MART STORES INC COM 931142103 2057 27873 SH SOLE 27873 0 0
WAYSIDE TECHNOLOGY GROUP INC COM 946760105 271 21739 SH SOLE 21739 0 0
WOLTERS KLUWER NV COM 977874205 207 11000 SH SOLE 11000 0 0
XINYUAN REAL ESTATE CO -ADR COM 98417P105 307 107777 SH SOLE 107777 0 0
EXXON MOBIL CORP COM 30231G102 2101 22973 SH SOLE 22973 0 0
YOUNG INNOVATIONS INC COM 987520103 321 8218 SH SOLE 8218 0 0
S REPORT SUMMARY 176 DATA RECORDS 133695 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED