0001104659-20-000517.txt : 20200102 0001104659-20-000517.hdr.sgml : 20200102 20200102211032 ACCESSION NUMBER: 0001104659-20-000517 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191223 FILED AS OF DATE: 20200102 DATE AS OF CHANGE: 20200102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent Partners GPE VIII-A Cayman Limited Partnership CENTRAL INDEX KEY: 0001677055 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20503127 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 100 NORTHERN AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 100 NORTHERN AVENUE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII, LLC CENTRAL INDEX KEY: 0001713142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20503128 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET SUITE 3300 STREET 2: CARE OF ADVENT INTERNATIONAL CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET SUITE 3300 STREET 2: CARE OF ADVENT INTERNATIONAL CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GPE VIII GP S.a.r.l. CENTRAL INDEX KEY: 0001764293 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20503129 BUSINESS ADDRESS: STREET 1: CO ADVENT INTERNATIONAL STREET 2: 800 BOYLSTON STREET CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: CO ADVENT INTERNATIONAL STREET 2: 800 BOYLSTON STREET CITY: BOSTON STATE: MA ZIP: 02199 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AquaVenture Holdings Ltd CENTRAL INDEX KEY: 0001422841 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 BUSINESS ADDRESS: STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1 STREET 2: P.O. BOX 3140, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 813-855-8636 MAIL ADDRESS: STREET 1: 14400 CARLSON CIRCLE CITY: TAMPA STATE: FL ZIP: 33626 FORMER COMPANY: FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC DATE OF NAME CHANGE: 20080104 3 1 a3.xml 3 X0206 3 2019-12-23 0 0001422841 AquaVenture Holdings Ltd WAAS 0001677055 Advent Partners GPE VIII-A Cayman Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001713142 Advent International GPE VIII, LLC 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001764293 GPE VIII GP S.a.r.l. 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 No securities are beneficially owned 0 D Each of the Reporting Persons may be deemed to have become a 10% Owner of the Issuer in connection with the entry into of certain Voting Agreements dated December 23, 2019 (the "Voting Agreements"), by and between Culligan International Company, on the one hand, and each of Douglas Brown and Element Partners (each, a "Stockholder"), representing an aggregate of 11,269,2014 shares of Issuers ordinary shares beneficially owned by the Stockholders. The Voting Agreements were entered into in connection with the Agreement and Plan of Merger dated December 23, 2019, by and among Culligan International Company, AquaVenture Holdings Limited and the Issuer. The Reporting Persons exercise voting power in limited situations over such shares of the Issuer's ordinary shares through the grant of an irrevocable proxy by each of the Stockholders in the Voting Agreements. The Reporting Persons have no pecuniary interest in any of such shares of Issuer's common stock. Exhibit 99.1 (Joint Filer Information) is incorporated herein by reference. This Form 3 is the second of two Forms 3 being filed relating to the same event. The Form 3 has been split into two filings because there are more than 10 Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 3 to a maximum of 10 Reporting Persons. ADVENT INTERNATIONAL CORPORATION /s/ James Westra Name: James Westra Title: General Counsel and Managing Partner 2020-01-02 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

Joint Filer Information

 

Name of Joint Filer:

GPE VIII GP S.à r.l.

 

 

Address of Joint Filer:

c/o Advent International Corporation

800 Boylston Street

Boston, MA 02199

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

 

Issuer Name and Ticker or Trading Symbol:

AquaVenture Holdings Limited [WAAS]

 

 

Date of Event Requiring Statement:

December 23, 2019

 

 

Designated Filer:

Advent International Corporation

 

 

 

 

GPE VIII GP S.À R.L.

 

 

 

By: ADVENT INTERNATIONAL GPE VIII, LLC, MANAGER

 

 

 

/s/ Justin Nuccio

 

Justin Nuccio, Manager

 

 

 

By: ADVENT INTERNATIONAL CORPORATION, MANAGER

 

 

/s/ James Westra

 

Name:

James Westra

 

Title:

General Counsel and Managing Partner

 

Date:

January 2, 2020

 

 

 

Joint Filer Information

 

Name of Joint Filer:

Advent Partners GPE VIII-A Cayman Limited Partnership

 

 

Address of Joint Filer:

c/o Advent International Corporation

800 Boylston Street

Boston, MA 02199

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

 

Issuer Name and Ticker or Trading Symbol:

AquaVenture Holdings Limited [WAAS]

 

 

Date of Event Requiring Statement:

December 23, 2019

 

 

Designated Filer:

Advent International Corporation

 

 

 

 

ADVENT PARTNERS GPE VIII-A CAYMAN LIMITED PARTNERSHIP

 

By: AP GPE VIII GP LIMITED PARTNERSHIP, GENERAL PARTNER

By: ADVENT INTERNATIONAL GPE VIII, LLC, GENERAL PARTNER

By: ADVENT INTERNATIONAL CORPORATION, MANAGER

 

/s/ James Westra

 

Name:

James Westra

 

Title:

General Counsel and Managing Partner

 

Date:

January 2, 2020

 

 

2

 

Joint Filer Information

 

Name of Joint Filer:

Advent International GPE VIII, LLC

 

 

Address of Joint Filer:

c/o Advent International Corporation

800 Boylston Street

Boston, MA 02199

 

 

Relationship of Joint Filer to Issuer:

10% Owner

 

 

Issuer Name and Ticker or Trading Symbol:

AquaVenture Holdings Limited [WAAS]

 

 

Date of Event Requiring Statement:

December 23, 2019

 

 

Designated Filer:

Advent International Corporation

 

 

 

 

ADVENT INTERNATIONAL GPE VIII, LLC

 

 

 

By: ADVENT INTERNATIONAL CORPORATION, MANAGER

 

/s/ James Westra

 

Name:

James Westra

 

Title:

General Counsel and Managing Partner

 

Date:

January 2, 2020

 

 

3