-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CpvPAVezg047BBmoOTelN4UNZc6MNEpcsRDZW5qFcCifGrnKAECpOQ72vlfVY6ek XablWxtfvS8yzMsWBtGO+Q== 0001422787-08-000007.txt : 20081114 0001422787-08-000007.hdr.sgml : 20081114 20081113184034 ACCESSION NUMBER: 0001422787-08-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GALLEON QUANTITATIVE MANAGEMENT LLC CENTRAL INDEX KEY: 0001422787 IRS NUMBER: 261579700 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13084 FILM NUMBER: 081186506 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE, 34TH FLOOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-371-2939 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE, 34TH FLOOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 quantq0308.txt GALLEON QUANTITATIVE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Galleon Quantitative Management LLC Address: 590 Madison Avenue, 34th Floor New York, NY 10022 13 File Number: 28-12571 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mr. George Lau Title: Chief Financial Officer Phone: (212) 829-4034 Signature, Place and Date of Signing: Signature: ______________________ Place: New York, NY Date: November 14, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: (If there are no entries in this list, omit this section.) Form 13F File Number: 28-12571 Name: Mr. Raj Rajaratnam FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 111 Form 13F Information Table Value Total: 45764 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. (If there are no entries in this list, state "NONE" and omit the column headings and list the entries.) No.: 1 Form 13F File Number: 28-12571 Name: Mr. Raj Rajaratnam FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SH-OTH NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D ALLIANCEBERSTEIN HLDG LP COMMON STOCK 01881G106 551 14898 SH SH-OTH 0 14898 0 D AMER INTL GROUP INC COM COMMON STOCK 026874107 72 21500 SH SH-OTH 0 21500 0 D AMEREN CORP COM STK COMMON STOCK 023608102 223 5714 SH SH-OTH 0 5714 0 D ASTORIA FINL CORP COM STK COMMON STOCK 046265104 357 17217 SH SH-OTH 0 17217 0 D BAKER HUGHES INC COMMON STOCK 057224107 406 6707 SH SH-OTH 0 6707 0 D BELO CORP COM STK COMMON STOCK 080555105 102 17099 SH SH-OTH 0 17099 0 D BJ SVCS CO COM STK COMMON STOCK 055482103 654 34194 SH SH-OTH 0 34194 0 D BRINKER INTL INC COM STK COMMON STOCK 109641100 385 21500 SH SH-OTH 0 21500 0 D BUCYRUS INTL INC NEW CL A COM COMMON STOCK 118759109 240 5373 SH SH-OTH 0 5373 0 D CA INC COM STK COMMON STOCK 12673P105 394 19732 SH SH-OTH 0 19732 0 D CHARLES RIVER LABORA TORIES IN COMMON STOCK 159864107 283 5098 SH SH-OTH 0 5098 0 D CHARMING SHOPPES INC COM STK COMMON STOCK 161133103 50 10210 SH SH-OTH 0 10210 0 D CIENA CORP COM STK COMMON STOCK 171779309 118 11679 SH SH-OTH 0 11679 0 D CITIGROUP INC COM STK COMMON STOCK 172967101 238 11583 SH SH-OTH 0 11583 0 D CLEAR CHANNEL OUTDOO R HOLDING COMMON STOCK 18451C109 144 10505 SH SH-OTH 0 10505 0 D CON-WAY INC COM STK COMMON STOCK 205944101 443 10044 SH SH-OTH 0 10044 0 D CONAGRA FOODS INC COM STK COMMON STOCK 205887102 461 23700 SH SH-OTH 0 23700 0 D CONSTELLATION ENERGY GROUP IN COMMON STOCK 210371100 299 12318 SH SH-OTH 0 12318 0 D CORN PRODS INTL INC COM STK COMMON STOCK 219023108 347 10763 SH SH-OTH 0 10763 0 D CSX CORP COM COMMON STOCK 126408103 388 7113 SH SH-OTH 0 7113 0 D DANAHER CORP COM STK COMMON STOCK 235851102 280 4041 SH SH-OTH 0 4041 0 D DEL MONTE FOODS CO COM STK COMMON STOCK 24522P103 218 27925 SH SH-OTH 0 27925 0 D DELL INC COM STK COMMON STOCK 24702R101 585 35500 SH SH-OTH 0 35500 0 D DELTA AIRLINES INC COMMON STOCK 247361702 571 76691 SH SH-OTH 0 76691 0 D DYNEGY INC DEL CL A COM STK COMMON STOCK 26817G102 170 47503 SH SH-OTH 0 47503 0 D EATON CORP COM STK COMMON STOCK 278058102 217 3871 SH SH-OTH 0 3871 0 D EL PASO CORP COM COMMON STOCK 28336L109 256 20035 SH SH-OTH 0 20035 0 D ELECTRONIC ARTS INC COM STK COMMON STOCK 285512109 317 8574 SH SH-OTH 0 8574 0 D EQUITABLE RES INC COM STK COMMON STOCK 294549100 352 9595 SH SH-OTH 0 9595 0 D EXELON CORP COM COMMON STOCK 30161N101 284 4541 SH SH-OTH 0 4541 0 D FINANCIAL SELECT SEC TOR SPDR US ETF'S - US TR 81369Y605 1060 53309 SH SH-OTH 0 53309 0 D FLOWSERVE CORP COM STK COMMON STOCK 34354P105 302 3406 SH SH-OTH 0 3406 0 D FMC CORP COM STK COMMON STOCK 302491303 299 5827 SH SH-OTH 0 5827 0 D FOREST LABORATORIES INC. COM S COMMON STOCK 345838106 228 8048 SH SH-OTH 0 8048 0 D FPL GROUP INC COM STK COMMON STOCK 302571104 371 7370 SH SH-OTH 0 7370 0 D GENERAL DYNAMICS COR P COM STK COMMON STOCK 369550108 535 7265 SH SH-OTH 0 7265 0 D GENERAL ELECTRIC CO COM STK COMMON STOCK 369604103 505 19800 SH SH-OTH 0 19800 0 D GENWORTH FINANCIAL INC COMMON STOCK 37247D106 305 35430 SH SH-OTH 0 35430 0 D GFI GROUP INC COM STK COMMON STOCK 361652209 241 51148 SH SH-OTH 0 51148 0 D HALLIBURTON CO COM COMMON STOCK 406216101 576 17782 SH SH-OTH 0 17782 0 D HARSCO CORP COM STK COMMON STOCK 415864107 252 6787 SH SH-OTH 0 6787 0 D HEXCEL CORPORATION COM STK COMMON STOCK 428291108 288 21006 SH SH-OTH 0 21006 0 D IDEX CORP COM STK COMMON STOCK 45167R104 225 7243 SH SH-OTH 0 7243 0 D INTERSIL CORP COMMON STOCK 46069S109 474 28582 SH SH-OTH 0 28582 0 D JABIL CIRCUIT INC COM STK COMMON STOCK 466313103 591 61917 SH SH-OTH 0 61917 0 D JETBLUE AWYS CORP COM STK COMMON STOCK 477143101 52 10443 SH SH-OTH 0 10443 0 D JOURNAL COMMUNICATIO NS INC CL COMMON STOCK 481130102 55 11327 SH SH-OTH 0 11327 0 D KING PHARMACEUTICALS INC COM COMMON STOCK 495582108 142 14789 SH SH-OTH 0 14789 0 D KKR FINANCIAL CORP COM REIT COMMON STOCK 48248A306 101 15938 SH SH-OTH 0 15938 0 D LAS VEGAS SANDS CORP COM STK COMMON STOCK 517834107 406 11256 SH SH-OTH 0 11256 0 D LEGG MASON INC COM STK COMMON STOCK 524901105 221 5817 SH SH-OTH 0 5817 0 D LINCOLN ELEC HLDGS I NC COM ST COMMON STOCK 533900106 303 4710 SH SH-OTH 0 4710 0 D M & T BK CORP COM STK COMMON STOCK 55261F104 268 3003 SH SH-OTH 0 3003 0 D MARINER ENRGY COMMON STOCK 56845T305 365 17820 SH SH-OTH 0 17820 0 D MASSEY ENERGY CO COM STK COMMON STOCK 576206106 401 11237 SH SH-OTH 0 11237 0 D MATTEL INC COM STK COMMON STOCK 577081102 246 13639 SH SH-OTH 0 13639 0 D MBIA INC COM STK COMMON STOCK 55262C100 424 35600 SH SH-OTH 0 35600 0 D MERRILL LYNCH & CO I NC COM ST COMMON STOCK 590188108 466 18400 SH SH-OTH 0 18400 0 D MGIC INVT CORP COM STK COMMON STOCK 552848103 442 62850 SH SH-OTH 0 62850 0 D MIRANT CORP NEW COM STK COMMON STOCK 60467R100 388 21239 SH SH-OTH 0 21239 0 D MORGAN STANLEY COM STK COMMON STOCK 617446448 276 12000 SH SH-OTH 0 12000 0 D MOTOROLA INC COM STK COMMON STOCK 620076109 434 60800 SH SH-OTH 0 60800 0 D MYLAN INC COM STK COMMON STOCK 628530107 342 29907 SH SH-OTH 0 29907 0 D NATIONAL SEMICONDUCT OR CORP C COMMON STOCK 637640103 303 17602 SH SH-OTH 0 17602 0 D NEWFIELD EXPL CO COM STK COMMON STOCK 651290108 618 19327 SH SH-OTH 0 19327 0 D NISOURCE INC COMMON STOCK 65473P105 192 13039 SH SH-OTH 0 13039 0 D NOBLE ENERGY INC COM STK COMMON STOCK 655044105 220 3956 SH SH-OTH 0 3956 0 D NOVELL INC COM STK COMMON STOCK 670006105 96 18768 SH SH-OTH 0 18768 0 D ORACLE CORP COM STK COMMON STOCK 68389X105 821 40401 SH SH-OTH 0 40401 0 D PATTERSON-UTI ENERGY INC (EX COMMON STOCK 703481101 505 25230 SH SH-OTH 0 25230 0 D PENN VA CORP COM STK COMMON STOCK 707882106 278 5200 SH SH-OTH 0 5200 0 D PERKINELMER INC COM STK COMMON STOCK 714046109 282 11300 SH SH-OTH 0 11300 0 D PILGRIMS PRIDE CORP COM STK COMMON STOCK 721467108 103 41519 SH SH-OTH 0 41519 0 D PINNACLE ENTERTAINMENT COMMON STOCK 723456109 127 16802 SH SH-OTH 0 16802 0 D PLAINS EXPLORATION & PRODUCTI COMMON STOCK 726505100 612 17400 SH SH-OTH 0 17400 0 D PPL CORP COM STK COMMON STOCK 69351T106 451 12178 SH SH-OTH 0 12178 0 D PROGRESSIVE CORP OH COM STK COMMON STOCK 743315103 204 11715 SH SH-OTH 0 11715 0 D QUALCOMM INC COM STK COMMON STOCK 747525103 248 5774 SH SH-OTH 0 5774 0 D QUIKSILVER INC COM STK COMMON STOCK 74838C106 157 27273 SH SH-OTH 0 27273 0 D REGAL ENTERTAINMENT GROUP CL A COMMON STOCK 758766109 393 24874 SH SH-OTH 0 24874 0 D RELIANT ENERGY INC COM STK COMMON STOCK 75952B105 96 13124 SH SH-OTH 0 13124 0 D REYNOLDS AMERN INC COM STK COMMON STOCK 761713106 361 7419 SH SH-OTH 0 7419 0 D ROCKWOOD HLDGS INC COM STK COMMON STOCK 774415103 209 8129 SH SH-OTH 0 8129 0 D S & P DEPOSITORY RECEIPTS TR U US ETF'S - US TR 78462F103 7321 63118 SH SH-OTH 0 63118 0 D SCIENTIFIC GAMES COR P CL A CO COMMON STOCK 80874P109 302 13119 SH SH-OTH 0 13119 0 D SIGMA-ALDRICH CORP COM STK COMMON STOCK 826552101 575 10966 SH SH-OTH 0 10966 0 D SOVEREIGN BANCORP IN C COM STK COMMON STOCK 845905108 206 52157 SH SH-OTH 0 52157 0 D SPRINT NEXTEL CORP COMMON STOCK 852061100 566 92784 SH SH-OTH 0 92784 0 D SPX CORP COM STK COMMON STOCK 784635104 501 6508 SH SH-OTH 0 6508 0 D SUPERIOR ENERGY SVCS INC COM COMMON STOCK 868157108 424 13609 SH SH-OTH 0 13609 0 D TECH DATA CORP COM STK COMMON STOCK 878237106 202 6768 SH SH-OTH 0 6768 0 D TELLABS INC COM STK COMMON STOCK 879664100 105 25900 SH SH-OTH 0 25900 0 D TIME WARNER INC COM STK COMMON STOCK 887317105 221 16847 SH SH-OTH 0 16847 0 D TJX COS INC NEW COM STK COMMON STOCK 872540109 636 20844 SH SH-OTH 0 20844 0 D TUPPERWARE BRANDS CO RPORATION COMMON STOCK 899896104 281 10177 SH SH-OTH 0 10177 0 D TW TELECOM INC CL A COM STK COMMON STOCK 87311L104 759 73013 SH SH-OTH 0 73013 0 D TYSON FOODS INC CL A COM STK COMMON STOCK 902494103 307 25700 SH SH-OTH 0 25700 0 D UAL CORP COM STK COMMON STOCK 902549807 355 40386 SH SH-OTH 0 40386 0 D UNION PACIFIC CORP COM STK COMMON STOCK 907818108 306 4300 SH SH-OTH 0 4300 0 D UNIT CORP COM STK COMMON STOCK 909218109 276 5549 SH SH-OTH 0 5549 0 D US AIRWAYS GROUP COMMON STOCK 90341W108 204 33817 SH SH-OTH 0 33817 0 D VALLEY NATIONAL BANC ORP COM S COMMON STOCK 919794107 750 35791 SH SH-OTH 0 35791 0 D WACHOVIA CORP COM STK COMMON STOCK 929903102 181 51658 SH SH-OTH 0 51658 0 D WADDELL & REED FINL INC CL A C COMMON STOCK 930059100 701 28315 SH SH-OTH 0 28315 0 D WALTER INDS INC COM STK COMMON STOCK 93317Q105 749 15794 SH SH-OTH 0 15794 0 D WEATHERFORD INTERNAT IONAL LTD COMMON STOCK G95089101 843 33543 SH SH-OTH 0 33543 0 D WEBSTER FINL CORP WA TERBURY C COMMON STOCK 947890109 381 15100 SH SH-OTH 0 15100 0 D WELLPOINT INC COMMON STOCK 94973V107 360 7700 SH SH-OTH 0 7700 0 D WESTERN UNIONCO COMMON STOCK 959802109 415 16817 SH SH-OTH 0 16817 0 D XILINX INC COM STK COMMON STOCK 983919101 340 14500 SH SH-OTH 0 14500 0 D YRC WORLDWIDE INC COM COMMON STOCK 984249102 232 19397 SH SH-OTH 0 19397 0 S REPORT SUMMARY 111 DATA RECORDS 45764
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