0001422508-15-000009.txt : 20151027
0001422508-15-000009.hdr.sgml : 20151027
20151027142000
ACCESSION NUMBER: 0001422508-15-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151027
DATE AS OF CHANGE: 20151027
EFFECTIVENESS DATE: 20151027
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Montecito Bank & Trust
CENTRAL INDEX KEY: 0001422508
IRS NUMBER: 952900153
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13052
FILM NUMBER: 151177565
BUSINESS ADDRESS:
STREET 1: P.O. BOX 1440
CITY: SANTA BARBARA
STATE: CA
ZIP: 93102
BUSINESS PHONE: 805-564-0281
MAIL ADDRESS:
STREET 1: P.O. BOX 1440
CITY: SANTA BARBARA
STATE: CA
ZIP: 93102
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001422508
XXXXXXXX
09-30-2015
09-30-2015
Montecito Bank & Trust
P.O. BOX 1440
SANTA BARBARA
CA
93102
13F HOLDINGS REPORT
028-13052
N
Peter Madlem
Sr. V,P, CIO
805-560-3428
Peter Madlem
Santa Barbara
CA
10-27-2015
0
187
181249
false
INFORMATION TABLE
2
Montecito9302015.xml
ABBOTT LABS INC
COMMON STOCK
2824100
574
14260
SH
SOLE
14260
0
0
0
ABBVIE INC
COMMON STOCK
00287Y109
702
12900
SH
SOLE
12900
0
0
0
ALLSTATE CORP
COMMON STOCK
20002101
404
6929
SH
SOLE
6929
0
0
0
ALTRIA GROUP INC
COMMON STOCK
02209S103
472
8673
SH
SOLE
8673
0
0
0
AMERICAN EXPRESS CO
COMMON STOCK
25816109
262
3540
SH
SOLE
3540
0
0
0
AMERICAN WATER WORKS CO INC
COMMON STOCK
30420103
337
6117
SH
SOLE
6117
0
0
0
AMERICAN WATER WORKS CO INC
COMMON STOCK
30420103
6
100
SH
OTR
100
0
0
0
AMGEN INC
COMMON STOCK
31162100
471
3405
SH
SOLE
3405
0
0
0
ANADARKO PETE CORP COM
COMMON STOCK
32511107
457
7573
SH
SOLE
7573
0
0
0
ANIXTER INTERNATIONAL INC
COMMON STOCK
35290105
231
4000
SH
SOLE
4000
0
0
0
APPLE INC
COMMON STOCK
37833100
2623
23777
SH
SOLE
23777
0
0
0
APPLE INC
COMMON STOCK
37833100
6
50
SH
OTR
50
0
0
0
AT & T INC
COMMON STOCK
00206R102
419
12865
SH
SOLE
12865
0
0
0
AUTOMATIC DATA PROCESSING IN
C COMMON STOCK
53015103
323
4016
SH
SOLE
4016
0
0
0
AVERY DENNISON CORP
COMMON STOCK
53611109
882
15600
SH
SOLE
15600
0
0
0
BERKSHIRE HATHAWAY INC CLASS
COMMON STOCK
84670108
390
2
SH
SOLE
2
0
0
0
BERKSHIRE HATHAWAY INC-CL B
COMMON STOCK
84670702
330
2533
SH
SOLE
2533
0
0
0
BRISTOL MYERS SQUIBB CO
COMMON STOCK
110122108
726
12265
SH
SOLE
12265
0
0
0
BRISTOL MYERS SQUIBB CO
COMMON STOCK
110122108
3
50
SH
OTR
50
0
0
0
CHEVRON CORPORATION
COMMON STOCK
166764100
1366
17321
SH
SOLE
17321
0
0
0
CHEVRON CORPORATION
COMMON STOCK
166764100
4
50
SH
OTR
50
0
0
0
CINEMARK HOLDING INC
COMMON STOCK
17243V102
286
8800
SH
SOLE
8800
0
0
0
CINTAS CORP
COMMON STOCK
172908105
296
3456
SH
SOLE
3456
0
0
0
CISCO SYSTEMS INC
COMMON STOCK
17275R102
360
13700
SH
SOLE
13700
0
0
0
COCA COLA CO COM
COMMON STOCK
191216100
1373
34210
SH
SOLE
34210
0
0
0
CONOCOPHILLIPS
COMMON STOCK
20825C104
495
10327
SH
SOLE
10327
0
0
0
CONOCOPHILLIPS
COMMON STOCK
20825C104
2
50
SH
OTR
50
0
0
0
COSTCO WHSL CORP NEW
COMMON STOCK
22160K105
1221
8445
SH
SOLE
8445
0
0
0
COSTCO WHSL CORP NEW
COMMON STOCK
22160K105
4
25
SH
OTR
25
0
0
0
CVS HEALTH CORP
COMMON STOCK
126650100
767
7952
SH
SOLE
7952
0
0
0
CVS HEALTH CORP
COMMON STOCK
126650100
5
50
SH
OTR
50
0
0
0
DANAHER CORP
COMMON STOCK
235851102
437
5132
SH
SOLE
5132
0
0
0
DANAHER CORP
COMMON STOCK
235851102
4
50
SH
OTR
50
0
0
0
DARDEN RESTAURANTS
COMMON STOCK
237194105
250
3644
SH
SOLE
3644
0
0
0
DU PONT E I DE NEMOURS & CO
COMMON STOCK
263534109
301
6237
SH
SOLE
6237
0
0
0
DU PONT E I DE NEMOURS & CO
COMMON STOCK
263534109
2
50
SH
OTR
50
0
0
0
ECOLAB INC
COMMON STOCK
278865100
228
2074
SH
SOLE
2074
0
0
0
ECOLAB INC
COMMON STOCK
278865100
5
50
SH
OTR
50
0
0
0
EMERSON ELECTRIC
COMMON STOCK
291011104
487
11023
SH
SOLE
11023
0
0
0
ENERGY TRANSFER PARTNERS LP
COMMON STOCK
29273R109
206
5018
SH
SOLE
5018
0
0
0
ENTERPRISE PRODS PARTNERS LP
COMMON STOCK
293792107
674
27088
SH
SOLE
27088
0
0
0
EXPRESS SCRIPTS HLDG
COMMON STOCK
30219G108
375
4632
SH
SOLE
4632
0
0
0
EXPRESS SCRIPTS HLDG
COMMON STOCK
30219G108
4
50
SH
OTR
50
0
0
0
EXXON MOBIL CORPORATION
COMMON STOCK
30231G102
2036
27378
SH
SOLE
27378
0
0
0
FACEBOOK INC-A
COMMON STOCK
30303M102
651
7245
SH
SOLE
7245
0
0
0
FACEBOOK INC-A
COMMON STOCK
30303M102
7
75
SH
OTR
75
0
0
0
FISERV INC COM
COMMON STOCK
337738108
342
3948
SH
SOLE
3948
0
0
0
GENERAL DYNAMICS CORP
COMMON STOCK
369550108
354
2568
SH
SOLE
2568
0
0
0
GENERAL ELECTRIC CORP
COMMON STOCK
369604103
840
33310
SH
SOLE
33310
0
0
0
GENERAL ELECTRIC CORP
COMMON STOCK
369604103
1
50
SH
OTR
50
0
0
0
GILEAD SCIENCES INC COM
COMMON STOCK
375558103
509
5180
SH
SOLE
5180
0
0
0
GOOGLE INC-CL A
COMMON STOCK
38259P508
760
1191
SH
SOLE
1191
0
0
0
GOOGLE INC-CL A
COMMON STOCK
38259P508
4
6
SH
OTR
6
0
0
0
HEWLETT PACKARD CO
COMMON STOCK
428236103
234
9131
SH
SOLE
9131
0
0
0
HOME DEPOT INC
COMMON STOCK
437076102
422
3652
SH
SOLE
3652
0
0
0
HONEYWELL INTERNATIONAL INC
COMMON STOCK
438516106
396
4181
SH
SOLE
4181
0
0
0
IBM CORPORATION
COMMON STOCK
459200101
531
3660
SH
SOLE
3660
0
0
0
INTEL CORP
COMMON STOCK
458140100
938
31129
SH
SOLE
31129
0
0
0
JOHNSON & JOHNSON
COMMON STOCK
478160104
2723
29168
SH
SOLE
29168
0
0
0
JOHNSON & JOHNSON
COMMON STOCK
478160104
2
25
SH
OTR
25
0
0
0
JOHNSON CTLS INC
COMMON STOCK
478366107
233
5626
SH
SOLE
5626
0
0
0
JOHNSON CTLS INC
COMMON STOCK
478366107
2
50
SH
OTR
50
0
0
0
JP MORGAN CHASE & CO
COMMON STOCK
46625H100
623
10218
SH
SOLE
10218
0
0
0
JP MORGAN CHASE & CO
COMMON STOCK
46625H100
5
75
SH
OTR
75
0
0
0
KIMBERLY-CLARK CORP
COMMON STOCK
494368103
213
1950
SH
SOLE
1950
0
0
0
KINDER MORGAN INC
COMMON STOCK
49456B101
591
21364
SH
SOLE
21364
0
0
0
LAUDER ESTEE COS CL-A
COMMON STOCK
518439104
273
3382
SH
SOLE
3382
0
0
0
LAUDER ESTEE COS CL-A
COMMON STOCK
518439104
4
50
SH
OTR
50
0
0
0
LILLY ELI & CO
COMMON STOCK
532457108
534
6378
SH
SOLE
6378
0
0
0
LOWES COS INC COM
COMMON STOCK
548661107
255
3695
SH
SOLE
3695
0
0
0
LYDALL INC
COMMON STOCK
550819106
342
11994
SH
SOLE
11994
0
0
0
MCDONALDS CORP
COMMON STOCK
580135101
369
3744
SH
SOLE
3744
0
0
0
MERGE HEALTHCARE INC
COMMON STOCK
589499102
78
10941
SH
SOLE
10941
0
0
0
MICROSOFT CORP
COMMON STOCK
594918104
839
18946
SH
SOLE
18946
0
0
0
MICROSOFT CORP
COMMON STOCK
594918104
4
100
SH
OTR
100
0
0
0
NIKE INC CLASS B COM
COMMON STOCK
654106103
384
3120
SH
SOLE
3120
0
0
0
NIKE INC CLASS B COM
COMMON STOCK
654106103
6
50
SH
OTR
50
0
0
0
NORTHWEST BIOTHERAPEUTICS
COMMON STOCK
66737P600
473
75717
SH
SOLE
75717
0
0
0
OCCIDENTAL PETE CORP
COMMON STOCK
674599105
204
3086
SH
SOLE
3086
0
0
0
OMNICOM GROUP, INC.
COMMON STOCK
681919106
256
3886
SH
SOLE
3886
0
0
0
ORACLE CORPORATION COM
COMMON STOCK
68389X105
299
8285
SH
SOLE
8285
0
0
0
PEPSICO INC
COMMON STOCK
713448108
747
7922
SH
SOLE
7922
0
0
0
PEPSICO INC
COMMON STOCK
713448108
5
50
SH
OTR
50
0
0
0
PFIZER INC
COMMON STOCK
717081103
1463
46564
SH
SOLE
46564
0
0
0
PFIZER INC
COMMON STOCK
717081103
3
100
SH
OTR
100
0
0
0
PG & E CORP
COMMON STOCK
69331C108
295
5588
SH
SOLE
5588
0
0
0
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
403
5077
SH
SOLE
5077
0
0
0
PROCTER & GAMBLE COMPANY
COMMON STOCK
742718109
898
12479
SH
SOLE
12479
0
0
0
PROSPECT CAPITAL CORPORATION
COMMON STOCK
74348T102
1426
200000
SH
SOLE
200000
0
0
0
REGAL ENTERTAINMENT GROUP CL
A COMMON STOCK
758766109
224
12000
SH
SOLE
12000
0
0
0
ROPER TECHNOLOGIES INC
COMMON STOCK
776696106
201
1280
SH
SOLE
1280
0
0
0
SEALED AIR CORP NEW
COMMON STOCK
81211K100
281
6000
SH
SOLE
6000
0
0
0
SOUTHERN CO
COMMON STOCK
842587107
256
5726
SH
SOLE
5726
0
0
0
SPECTRA ENERGY CORP WI
COMMON STOCK
847560109
216
8238
SH
SOLE
8238
0
0
0
SPECTRA ENERGY CORP WI
COMMON STOCK
847560109
3
100
SH
OTR
100
0
0
0
STARBUCKS CORP
COMMON STOCK
855244109
223
3925
SH
SOLE
3925
0
0
0
STERICYCLE INC
COMMON STOCK
858912108
356
2559
SH
SOLE
2559
0
0
0
SUNOCO LOGISTICS PARTNERS LP
COMMON STOCK
86764L108
361
12600
SH
SOLE
12600
0
0
0
TARGET CORP
COMMON STOCK
87612E106
501
6365
SH
SOLE
6365
0
0
0
TARGET CORP
COMMON STOCK
87612E106
6
75
SH
OTR
75
0
0
0
THERMO FISHER SCIENTIFIC INC
COMMON STOCK
883556102
230
1881
SH
SOLE
1881
0
0
0
TRAVELERS COMPANIES INC
COMMON STOCK
89417E109
443
4448
SH
SOLE
4448
0
0
0
UNION PAC CORP
COMMON STOCK
907818108
644
7284
SH
SOLE
7284
0
0
0
UNITED TECHNOLOGIES CORP
COMMON STOCK
913017109
351
3942
SH
SOLE
3942
0
0
0
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
276
2379
SH
SOLE
2379
0
0
0
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
5
40
SH
OTR
40
0
0
0
US BANCORP
COMMON STOCK
902973304
303
7379
SH
SOLE
7379
0
0
0
V.F. CORP
COMMON STOCK
918204108
404
5920
SH
SOLE
5920
0
0
0
V.F. CORP
COMMON STOCK
918204108
5
75
SH
OTR
75
0
0
0
VERIZON COMMUNICATIONS
COMMON STOCK
92343V104
1029
23644
SH
SOLE
23644
0
0
0
VERIZON COMMUNICATIONS
COMMON STOCK
92343V104
5
125
SH
OTR
125
0
0
0
VISA INC-CLASS A
COMMON STOCK
92826C839
663
9521
SH
SOLE
9521
0
0
0
VISA INC-CLASS A
COMMON STOCK
92826C839
5
75
SH
OTR
75
0
0
0
WALGREENS BOOTS ALLIANCE INC
COMMON STOCK
931427108
392
4713
SH
SOLE
4713
0
0
0
WALMART STORES INC
COMMON STOCK
931142103
229
3531
SH
SOLE
3531
0
0
0
WALT DISNEY COMPANY
COMMON STOCK
254687106
1425
13941
SH
SOLE
13941
0
0
0
WALT DISNEY COMPANY
COMMON STOCK
254687106
8
75
SH
OTR
75
0
0
0
WELLS FARGO & CO NEW
COMMON STOCK
949746101
1312
25546
SH
SOLE
25546
0
0
0
3M CO
COMMON STOCK
88579Y101
443
3126
SH
SOLE
3126
0
0
0
SCHLUMBERGER LTD
COMMON STOCK
806857108
291
4221
SH
SOLE
4221
0
0
0
TEVA PHARMACEUTICAL INDS LTD
A COMMON STOCK
881624209
360
6378
SH
SOLE
6378
0
0
0
BRANDYWINE RLTY TR NEW
OTHER
105368203
2464
200000
SH
SOLE
0
0
0
0
MEDTRONIC PLC
OTHER
G5960L103
565
8433
SH
SOLE
8433
0
0
0
ALERIAN MLP ETF
OTHER
00162Q866
498
39877
SH
SOLE
0
0
0
0
CONSUMER DISCRETIONARY SELT
OTHER
81369Y407
1866
25123
SH
SOLE
0
0
0
0
CONSUMER STAPLES SELECT SECT
OR OTHER
81369Y308
1064
22554
SH
SOLE
0
0
0
0
FINANCIAL SELECT SECTOR SPDR
OTHER
81369Y605
469
20695
SH
SOLE
0
0
0
0
HEALTH CARE SELECT SECTOR SP
DR OTHER
81369Y209
1800
27177
SH
SOLE
0
0
0
0
ISHA CURR HEDGED MSCI EAFE
OTHER
46434V803
7612
309680
SH
SOLE
0
0
0
0
ISHA CURR HEDGED MSCI EAFE
OTHER
46434V803
42
1700
SH
OTR
0
0
0
0
ISHARES CORE S&P MID-CAP ETF
OTHER
464287507
12293
89985
SH
SOLE
0
0
0
0
ISHARES CORE S&P MID-CAP ETF
OTHER
464287507
74
545
SH
OTR
0
0
0
0
ISHARES CORE S&P SMALL-CAP E
TF OTHER
464287804
794
7455
SH
SOLE
0
0
0
0
ISHARES CORE S&P 500 ETF
OTHER
464287200
2465
12792
SH
SOLE
0
0
0
0
ISHARES DJ SELECT DIVIDEND E
TF OTHER
464287168
856
11762
SH
SOLE
0
0
0
0
ISHARES DJ US MEDICAL DEVICE
E OTHER
464288810
423
3800
SH
SOLE
0
0
0
0
ISHARES DJ US TECHNOLOGY SEC
E OTHER
464287721
1251
12645
SH
SOLE
0
0
0
0
ISHARES MSCI EAFE ETF
OTHER
464287465
10610
185095
SH
SOLE
0
0
0
0
ISHARES MSCI EAFE SMALL CAP
ET OTHER
464288273
939
19664
SH
SOLE
0
0
0
0
ISHARES MSCI EMERGING MKT ET
F OTHER
464287234
681
20762
SH
SOLE
0
0
0
0
ISHARES MSCI PACIFIC EX-JAPA
N OTHER
464286665
247
6735
SH
SOLE
0
0
0
0
ISHARES RUSSELL 1000 ETF
OTHER
464287622
369
3445
SH
SOLE
0
0
0
0
ISHARES RUSSELL 1000 GROWTH
ET OTHER
464287614
21344
229501
SH
SOLE
0
0
0
0
ISHARES RUSSELL 1000 GROWTH
ET OTHER
464287614
75
811
SH
OTR
0
0
0
0
ISHARES RUSSELL 1000 VALUE E
TF OTHER
464287598
10078
108045
SH
SOLE
0
0
0
0
ISHARES RUSSELL 1000 VALUE E
TF OTHER
464287598
39
414
SH
OTR
0
0
0
0
ISHARES RUSSELL 2000 ETF
OTHER
464287655
3164
28972
SH
SOLE
0
0
0
0
ISHARES RUSSELL 2000 ETF
OTHER
464287655
44
405
SH
OTR
0
0
0
0
ISHARES RUSSELL 2000 GROWTH
ET OTHER
464287648
5095
38029
SH
SOLE
0
0
0
0
ISHARES RUSSELL 2000 VALUE E
TF OTHER
464287630
546
6055
SH
SOLE
0
0
0
0
ISHARES S&P MIDCAP 400/GRWTH
E OTHER
464287606
429
2733
SH
SOLE
0
0
0
0
ISHARES S&P PREF STK ETF
OTHER
464288687
1748
45284
SH
SOLE
0
0
0
0
ISHARES S&P SMALLCAP/600 GRO
WT OTHER
464287887
329
2741
SH
SOLE
0
0
0
0
ISHARES S&P 500 GROWTH ETF
OTHER
464287309
445
4130
SH
SOLE
0
0
0
0
ISHARES S&P 500 VALUE ETF
OTHER
464287408
239
2850
SH
SOLE
0
0
0
0
JPMORGAN ALERIAN MLP INDEX F
UN OTHER
46625H365
278
9143
SH
SOLE
0
0
0
0
KBW BANK ETF
OTHER
78464A797
334
10050
SH
SOLE
0
0
0
0
POWERSHARES QQQ TRUST
OTHER
73935A104
655
6437
SH
SOLE
0
0
0
0
POWERSHARES S&P SC HEALTH CA
RE OTHER
73937B886
795
12222
SH
SOLE
0
0
0
0
SPDR DJ WILSHIRE INTL REAL E
ST OTHER
78463X863
2147
54588
SH
SOLE
0
0
0
0
SPDR DJ WILSHIRE INTL REAL E
ST OTHER
78463X863
22
566
SH
OTR
0
0
0
0
SPDR DOW JONES REIT ETF
OTHER
78464A607
1024
11878
SH
SOLE
0
0
0
0
SPDR GOLD TRUST
OTHER
78463V107
394
3688
SH
SOLE
0
0
0
0
SPDR S&P BIOTECH ETF
OTHER
78464A870
1454
23361
SH
SOLE
0
0
0
0
SPDR S&P MIDCAP 400 ETF TRUS
T OTHER
78467Y107
1712
6877
SH
SOLE
0
0
0
0
SPDR S&P 500 ETF TRUST
OTHER
78462F103
9445
49290
SH
SOLE
0
0
0
0
UTILITIES SELECT SECTOR SPDR
OTHER
81369Y886
291
6733
SH
SOLE
0
0
0
0
VANGUARD DIVIDEND APPREC ETF
OTHER
921908844
257
3479
SH
SOLE
0
0
0
0
VANGUARD FTSE ALL-WORLD EX-U
S OTHER
922042775
2633
61775
SH
SOLE
0
0
0
0
VANGUARD FTSE DEVELOPED MARK
ET OTHER
921943858
488
13701
SH
SOLE
0
0
0
0
VANGUARD IND FD MID-CAP
OTHER
922908629
1709
14652
SH
SOLE
0
0
0
0
VANGUARD REIT ETF
OTHER
922908553
885
11711
SH
SOLE
0
0
0
0
VANGUARD SMALL-CAP ETF
OTHER
922908751
1189
11010
SH
SOLE
0
0
0
0
VANGUARD TOTAL STOCK MARKET
ET OTHER
922908769
411
4165
SH
SOLE
0
0
0
0
WISDOMTREE JAPAN HEDGED EQUI
TY OTHER
97717W851
394
8100
SH
SOLE
0
0
0
0
ABERDEEN ASIA PAC PRIME INC
OTHER
3009107
63
14000
SH
SOLE
0
0
0
0
ISHARES BARCLAYS TIPS BOND E
TF OTHER
464287176
221
2000
SH
SOLE
0
0
0
0
ISHARES BARCLAYS 1-3 YEAR TR
E OTHER
464287457
351
4133
SH
SOLE
0
0
0
0
ISHARES BARCLAYS 20+ YEAR TR
E OTHER
464287432
718
5814
SH
SOLE
0
0
0
0
ISHARES BARCLAYS 3-7 YEAR ET
F OTHER
464288661
219
1759
SH
SOLE
0
0
0
0
ISHARES CORE U.S. AGGREGATE
BO OTHER
464287226
6856
62570
SH
SOLE
0
0
0
0
ISHARES IBOXX H/Y CORP BOND
ET OTHER
464288513
917
11006
SH
SOLE
0
0
0
0
ISHARES IBOXX INV GRD CORP B
ON OTHER
464287242
888
7650
SH
SOLE
0
0
0
0
NUVEEN CALIFORNIA MUNI VALUE
F OTHER
67062C107
190
17975
SH
SOLE
0
0
0
0
NUVEEN INS CA T/F ADV MUN FD
OTHER
670651108
545
37141
SH
SOLE
0
0
0
0
PIMCO 0-5 YEAR H/Y CORP BD I
ND OTHER
72201R783
405
4285
SH
SOLE
0
0
0
0
BLACKROCK MUNIYIELD CALI FD
OTHER
09254M105
206
13000
SH
SOLE
0
0
0
0