0001422508-14-000003.txt : 20140227
0001422508-14-000003.hdr.sgml : 20140227
20140227170717
ACCESSION NUMBER: 0001422508-14-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140227
DATE AS OF CHANGE: 20140227
EFFECTIVENESS DATE: 20140227
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Montecito Bank & Trust
CENTRAL INDEX KEY: 0001422508
IRS NUMBER: 952900153
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13052
FILM NUMBER: 14650051
BUSINESS ADDRESS:
STREET 1: P.O. BOX 1440
CITY: SANTA BARBARA
STATE: CA
ZIP: 93102
BUSINESS PHONE: 805-564-0281
MAIL ADDRESS:
STREET 1: P.O. BOX 1440
CITY: SANTA BARBARA
STATE: CA
ZIP: 93102
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001422508
XXXXXXXX
12-31-2013
12-31-2013
Montecito Bank & Trust
P.O. BOX 1440
SANTA BARBARA
CA
93102
13F HOLDINGS REPORT
028-13052
N
Nevin Trampenau
Trust Operations Officer
8055640281
Nevin Trampenau
Santa Barbara
CA
02-27-2014
0
193
160285
false
INFORMATION TABLE
2
dec122013.xml
ABBOTT LABS INC
COMMON STOCK
2824100
461
12033
SH
SOLE
12033
0
0
ABBVIE INC
COMMON STOCK
00287Y109
585
11083
SH
SOLE
11083
0
0
ALLSTATE CORP
COMMON STOCK
20002101
282
5169
SH
SOLE
5169
0
0
AMERICAN EXPRESS CO
COMMON STOCK
25816109
487
5365
SH
SOLE
5365
0
0
AMERICAN EXPRESS CO
COMMON STOCK
25816109
2
25
SH
OTR
25
0
0
AMGEN INC
COMMON STOCK
31162100
355
3112
SH
SOLE
3112
0
0
AMGEN INC
COMMON STOCK
31162100
3
30
SH
OTR
30
0
0
ANADARKO PETE CORP COM
COMMON STOCK
32511107
674
8498
SH
SOLE
8498
0
0
ANIXTER INTERNATIONAL INC
COMMON STOCK
35290105
359
4000
SH
SOLE
4000
0
0
ANNALY MTG MGMT INC COM
COMMON STOCK
35710409
285
28547
SH
SOLE
28547
0
0
ANNALY MTG MGMT INC COM
COMMON STOCK
35710409
7
700
SH
OTR
700
0
0
APPLE INC
COMMON STOCK
37833100
1254
2236
SH
SOLE
2236
0
0
APPLE INC
COMMON STOCK
37833100
6
10
SH
OTR
10
0
0
AT & T INC
COMMON STOCK
00206R102
554
15767
SH
SOLE
15767
0
0
AUTOMATIC DATA PROCESSING
COMMON STOCK
53015103
248
3066
SH
SOLE
3066
0
0
AUTOMATIC DATA PROCESSING
COMMON STOCK
53015103
3
40
SH
OTR
40
0
0
AVERY DENNISON CORP
COMMON STOCK
53611109
783
15600
SH
SOLE
15600
0
0
BEAM INC
COMMON STOCK
73730103
300
4415
SH
SOLE
4415
0
0
BEAM INC
COMMON STOCK
73730103
1
20
SH
OTR
20
0
0
BERKSHIRE HATHAWAY INC-CL
COMMON STOCK
84670702
258
2178
SH
SOLE
2178
0
0
BRISTOL MYERS SQUIBB CO
COMMON STOCK
110122108
641
12056
SH
SOLE
12056
0
0
BRISTOL MYERS SQUIBB CO
COMMON STOCK
110122108
3
65
SH
OTR
65
0
0
CANADIAN NATIONAL RAILWAY
COMMON STOCK
136375102
208
3650
SH
SOLE
3650
0
0
CHEVRON CORPORATION
COMMON STOCK
166764100
2262
18110
SH
SOLE
18110
0
0
CHEVRON CORPORATION
COMMON STOCK
166764100
3
25
SH
OTR
25
0
0
CINEMARK HOLDING INC
COMMON STOCK
17243V102
367
11000
SH
SOLE
11000
0
0
CINTAS CORP
COMMON STOCK
172908105
206
3456
SH
SOLE
3456
0
0
COCA COLA CO COM
COMMON STOCK
191216100
1377
33334
SH
SOLE
33334
0
0
COMCAST CORP-CL A
COMMON STOCK
20030N101
205
3939
SH
SOLE
3939
0
0
COMCAST CORP-CL A
COMMON STOCK
20030N101
3
65
SH
OTR
65
0
0
CONOCOPHILLIPS
COMMON STOCK
20825C104
219
3105
SH
SOLE
3105
0
0
CONOCOPHILLIPS
COMMON STOCK
20825C104
4
60
SH
OTR
60
0
0
COSTCO WHSL CORP NEW
COMMON STOCK
22160K105
792
6652
SH
SOLE
6652
0
0
COSTCO WHSL CORP NEW
COMMON STOCK
22160K105
3
25
SH
OTR
25
0
0
CVS CAREMARK CORP
COMMON STOCK
126650100
333
4649
SH
SOLE
4649
0
0
CVS CAREMARK CORP
COMMON STOCK
126650100
4
50
SH
OTR
50
0
0
DANAHER CORP
COMMON STOCK
235851102
219
2832
SH
SOLE
2832
0
0
DANAHER CORP
COMMON STOCK
235851102
1
10
SH
OTR
10
0
0
DU PONT E I DE NEMOURS &
COMMON STOCK
263534109
455
7003
SH
SOLE
7003
0
0
DU PONT E I DE NEMOURS &
COMMON STOCK
263534109
3
40
SH
OTR
40
0
0
EMERSON ELECTRIC
COMMON STOCK
291011104
733
10440
SH
SOLE
10440
0
0
ENTERPRISE PRODS PARTNERS
COMMON STOCK
293792107
1074
16202
SH
SOLE
16202
0
0
EV ENERGY PARTNERS LP
COMMON STOCK
26926V107
351
10332
SH
SOLE
10332
0
0
EXPRESS SCRIPTS HLDG
COMMON STOCK
30219G108
203
2885
SH
SOLE
2885
0
0
EXPRESS SCRIPTS HLDG
COMMON STOCK
30219G108
2
35
SH
OTR
35
0
0
EXXON MOBIL CORPORATION
COMMON STOCK
30231G102
2536
25059
SH
SOLE
25059
0
0
EXXON MOBIL CORPORATION
COMMON STOCK
30231G102
4
35
SH
OTR
35
0
0
FISERV INC COM
COMMON STOCK
337738108
210
3562
SH
SOLE
3562
0
0
FRANKLIN RES INC
COMMON STOCK
354613101
284
4926
SH
SOLE
4926
0
0
GANNETT CO INC
COMMON STOCK
364730101
203
6855
SH
SOLE
6855
0
0
GENERAL ELECTRIC CORP
COMMON STOCK
369604103
1117
39863
SH
SOLE
39863
0
0
GENERAL ELECTRIC CORP
COMMON STOCK
369604103
4
125
SH
OTR
125
0
0
GILEAD SCIENCES INC COM
COMMON STOCK
375558103
249
3322
SH
SOLE
3322
0
0
GILEAD SCIENCES INC COM
COMMON STOCK
375558103
2
20
SH
OTR
20
0
0
GOOGLE INC-CL A
COMMON STOCK
38259P508
698
623
SH
SOLE
623
0
0
GOOGLE INC-CL A
COMMON STOCK
38259P508
7
6
SH
OTR
6
0
0
HOME DEPOT INC
COMMON STOCK
437076102
316
3834
SH
SOLE
3834
0
0
HONEYWELL INTERNATIONAL I
COMMON STOCK
438516106
213
2332
SH
SOLE
2332
0
0
HONEYWELL INTERNATIONAL I
COMMON STOCK
438516106
5
50
SH
OTR
50
0
0
IBM CORPORATION
COMMON STOCK
459200101
642
3421
SH
SOLE
3421
0
0
IBM CORPORATION
COMMON STOCK
459200101
1
5
SH
OTR
5
0
0
INTEL CORP
COMMON STOCK
458140100
486
18707
SH
SOLE
18707
0
0
JOHNSON & JOHNSON
COMMON STOCK
478160104
2289
24992
SH
SOLE
24992
0
0
JOHNSON & JOHNSON
COMMON STOCK
478160104
3
35
SH
OTR
35
0
0
JOHNSON CTLS INC
COMMON STOCK
478366107
264
5148
SH
SOLE
5148
0
0
JOHNSON CTLS INC
COMMON STOCK
478366107
3
65
SH
OTR
65
0
0
JP MORGAN CHASE & CO
COMMON STOCK
46625H100
218
3731
SH
SOLE
3731
0
0
JP MORGAN CHASE & CO
COMMON STOCK
46625H100
3
50
SH
OTR
50
0
0
KINDER MORGAN ENERGY PART
COMMON STOCK
494550106
885
10971
SH
SOLE
10971
0
0
KINDER MORGAN MANAGEMENT
COMMON STOCK
49455U100
298
3943
SH
SOLE
3943
0
0
LEE ENTERPRISES INC
COMMON STOCK
523768109
105
30351
SH
SOLE
30351
0
0
LEGACY RESERVES LP
COMMON STOCK
524707304
444
15751
SH
SOLE
15751
0
0
LYDALL INC
COMMON STOCK
550819106
211
11994
SH
SOLE
11994
0
0
MACY S INC
COMMON STOCK
55616P104
252
4711
SH
SOLE
4711
0
0
MACY S INC
COMMON STOCK
55616P104
3
50
SH
OTR
50
0
0
MERCK & CO INC
COMMON STOCK
58933Y105
276
5517
SH
SOLE
5517
0
0
MICROSOFT CORP
COMMON STOCK
594918104
464
12402
SH
SOLE
12402
0
0
NATIONAL-OILWELL INC
COMMON STOCK
637071101
280
3522
SH
SOLE
3522
0
0
NATIONAL-OILWELL INC
COMMON STOCK
637071101
2
20
SH
OTR
20
0
0
OMNICOM GROUP, INC.
COMMON STOCK
681919106
458
6158
SH
SOLE
6158
0
0
OMNICOM GROUP, INC.
COMMON STOCK
681919106
3
46
SH
OTR
46
0
0
ORACLE CORPORATION COM
COMMON STOCK
68389X105
504
13186
SH
SOLE
13186
0
0
ORACLE CORPORATION COM
COMMON STOCK
68389X105
3
80
SH
OTR
80
0
0
PEPSICO INC
COMMON STOCK
713448108
420
5061
SH
SOLE
5061
0
0
PEPSICO INC
COMMON STOCK
713448108
2
20
SH
OTR
20
0
0
PFIZER INC
COMMON STOCK
717081103
1793
58545
SH
SOLE
58545
0
0
PFIZER INC
COMMON STOCK
717081103
4
130
SH
OTR
130
0
0
PG & E CORP
COMMON STOCK
69331C108
295
7320
SH
SOLE
7320
0
0
PHILIP MORRIS INTERNATION
COMMON STOCK
718172109
261
2993
SH
SOLE
2993
0
0
PRECISION CASTPARTS CORP
COMMON STOCK
740189105
225
836
SH
SOLE
836
0
0
PROCTER & GAMBLE COMPANY
COMMON STOCK
742718109
537
6592
SH
SOLE
6592
0
0
PROCTER & GAMBLE COMPANY
COMMON STOCK
742718109
3
35
SH
OTR
35
0
0
QUALCOMM INC
COMMON STOCK
747525103
345
4644
SH
SOLE
4644
0
0
REGAL ENTERTAINMENT GROUP
COMMON STOCK
758766109
233
12000
SH
SOLE
12000
0
0
REGENCY ENERGY PARTNERS L
COMMON STOCK
75885Y107
335
12770
SH
SOLE
12770
0
0
RPM INTERNATIONAL INC
COMMON STOCK
749685103
241
5800
SH
SOLE
5800
0
0
SEALED AIR CORP NEW
COMMON STOCK
81211K100
204
6000
SH
SOLE
6000
0
0
STERICYCLE INC
COMMON STOCK
858912108
229
1970
SH
SOLE
1970
0
0
STERICYCLE INC
COMMON STOCK
858912108
2
20
SH
OTR
20
0
0
SUNOCO LOGISTICS PARTNERS
COMMON STOCK
86764L108
610
8084
SH
SOLE
8084
0
0
UNION PAC CORP
COMMON STOCK
907818108
443
2635
SH
SOLE
2635
0
0
UNITED TECHNOLOGIES CORP
COMMON STOCK
913017109
356
3124
SH
SOLE
3124
0
0
US BANCORP
COMMON STOCK
902973304
238
5888
SH
SOLE
5888
0
0
US BANCORP
COMMON STOCK
902973304
3
75
SH
OTR
75
0
0
V.F. CORP
COMMON STOCK
918204108
217
3476
SH
SOLE
3476
0
0
V.F. CORP
COMMON STOCK
918204108
1
20
SH
OTR
20
0
0
VERIZON COMMUNICATIONS
COMMON STOCK
92343V104
551
11206
SH
SOLE
11206
0
0
VERIZON COMMUNICATIONS
COMMON STOCK
92343V104
4
80
SH
OTR
80
0
0
VISA INC-CLASS A
COMMON STOCK
92826C839
422
1896
SH
SOLE
1896
0
0
VISA INC-CLASS A
COMMON STOCK
92826C839
2
10
SH
OTR
10
0
0
WALT DISNEY COMPANY
COMMON STOCK
254687106
576
7543
SH
SOLE
7543
0
0
WALT DISNEY COMPANY
COMMON STOCK
254687106
3
40
SH
OTR
40
0
0
WELLS FARGO & CO NEW
COMMON STOCK
949746101
1121
24686
SH
SOLE
24686
0
0
WELLS FARGO & CO NEW
COMMON STOCK
949746101
2
50
SH
OTR
50
0
0
3M CO
COMMON STOCK
88579Y101
300
2140
SH
SOLE
2140
0
0
BP PLC SPONS ADR
COMMON STOCK
55622104
244
5029
SH
SOLE
5029
0
0
SCHLUMBERGER LTD
COMMON STOCK
806857108
426
4724
SH
SOLE
4724
0
0
SCHLUMBERGER LTD
COMMON STOCK
806857108
2
23
SH
OTR
23
0
0
BRANDYWINE RLTY TR NEW
OTHER
105368203
2818
200000
SH
SOLE
0
0
0
COVIDIEN PLC
OTHER
G2554F113
948
13914
SH
SOLE
13914
0
0
COVIDIEN PLC
OTHER
G2554F113
2
35
SH
OTR
35
0
0
EATON CORP PLC
OTHER
G29183103
355
4669
SH
SOLE
4669
0
0
EATON CORP PLC
OTHER
G29183103
2
25
SH
OTR
25
0
0
ALERIAN MLP ETF
OTHER
00162Q866
1786
100402
SH
SOLE
0
0
0
ALERIAN MLP ETF
OTHER
00162Q866
5
300
SH
OTR
0
0
0
BLACKROCK ENHANCED EQUITY
OTHER
09251A104
122
15386
SH
SOLE
0
0
0
BLACKROCK ENHANCED EQUITY
OTHER
09251A104
16
2000
SH
OTR
0
0
0
CONSUMER DISCRETIONARY SE
OTHER
81369Y407
1089
16288
SH
SOLE
0
0
0
CONSUMER STAPLES SELECT S
OTHER
81369Y308
937
21798
SH
SOLE
0
0
0
FINANCIAL SELECT SECTOR S
OTHER
81369Y605
1048
47947
SH
SOLE
0
0
0
HEALTH CARE SELECT SECTOR
OTHER
81369Y209
996
17969
SH
SOLE
0
0
0
INDUSTRIAL SELECT SECTOR
OTHER
81369Y704
407
7786
SH
SOLE
0
0
0
ISHARES CORE S&P MID-CAP
OTHER
464287507
12102
90444
SH
SOLE
0
0
0
ISHARES CORE S&P MID-CAP
OTHER
464287507
90
675
SH
OTR
0
0
0
ISHARES CORE S&P SMALL-CA
OTHER
464287804
527
4826
SH
SOLE
0
0
0
ISHARES CORE S&P 500 ETF
OTHER
464287200
2171
11695
SH
SOLE
0
0
0
ISHARES DJ SELECT DIVIDEN
OTHER
464287168
1411
19778
SH
SOLE
0
0
0
ISHARES DJ US AEROSPACE &
OTHER
464288760
375
3545
SH
SOLE
0
0
0
ISHARES DJ US MEDICAL DEV
OTHER
464288810
564
6080
SH
SOLE
0
0
0
ISHARES DJ US TECHNOLOGY
OTHER
464287721
1816
20535
SH
SOLE
0
0
0
ISHARES MSCI EAFE ETF
OTHER
464287465
13798
205655
SH
SOLE
0
0
0
ISHARES MSCI EAFE ETF
OTHER
464287465
48
712
SH
OTR
0
0
0
ISHARES MSCI EMERGING MKT
OTHER
464287234
829
19846
SH
SOLE
0
0
0
ISHARES RUSSEL 2000 VALUE
OTHER
464287630
963
9676
SH
SOLE
0
0
0
ISHARES RUSSELL MICROCAP
OTHER
464288869
1113
14814
SH
SOLE
0
0
0
ISHARES RUSSELL MICROCAP
OTHER
464288869
6
75
SH
OTR
0
0
0
ISHARES RUSSELL 1000 ETF
OTHER
464287622
367
3561
SH
SOLE
0
0
0
ISHARES RUSSELL 1000 GROW
OTHER
464287614
16211
188606
SH
SOLE
0
0
0
ISHARES RUSSELL 1000 GROW
OTHER
464287614
61
715
SH
OTR
0
0
0
ISHARES RUSSELL 1000 VALU
OTHER
464287598
8635
91698
SH
SOLE
0
0
0
ISHARES RUSSELL 1000 VALU
OTHER
464287598
17
180
SH
OTR
0
0
0
ISHARES RUSSELL 2000 ETF
OTHER
464287655
3125
27089
SH
SOLE
0
0
0
ISHARES RUSSELL 2000 ETF
OTHER
464287655
18
160
SH
OTR
0
0
0
ISHARES RUSSELL 2000 GROW
OTHER
464287648
4202
31008
SH
SOLE
0
0
0
ISHARES RUSSELL 3000 ETF
OTHER
464287689
1453
13135
SH
SOLE
0
0
0
ISHARES S&P MIDCAP 400/GR
OTHER
464287606
332
2210
SH
SOLE
0
0
0
ISHARES S&P 500 GROWTH ET
OTHER
464287309
220
2230
SH
SOLE
0
0
0
KBW BANK ETF
OTHER
78464A797
413
12459
SH
SOLE
0
0
0
PAX MSCI EAFE ESG INDEX E
OTHER
70422P206
224
7500
SH
SOLE
0
0
0
POWERSHARES DB COMMODITY
OTHER
73935S105
357
13923
SH
SOLE
0
0
0
POWERSHARES DYN ENRG EXP
OTHER
73935X658
639
18558
SH
SOLE
0
0
0
POWERSHARES NYM OIL & GAS
OTHER
73935X625
550
21267
SH
SOLE
0
0
0
POWERSHARES QQQ TRUST
OTHER
73935A104
548
6230
SH
SOLE
0
0
0
POWERSHARES S&P SC HEALTH
OTHER
73937B886
1138
20646
SH
SOLE
0
0
0
SPDR DJ WILSHIRE INTL REA
OTHER
78463X863
930
22577
SH
SOLE
0
0
0
SPDR DOW JONES REIT ETF
OTHER
78464A607
1205
16903
SH
SOLE
0
0
0
SPDR DOW JONES REIT ETF
OTHER
78464A607
21
300
SH
OTR
0
0
0
SPDR S&P BIOTECH ETF
OTHER
78464A870
1379
10594
SH
SOLE
0
0
0
SPDR S&P INTERNATIONAL SM
OTHER
78463X871
231
6883
SH
SOLE
0
0
0
SPDR S&P MIDCAP 400 ETF T
OTHER
78467Y107
1612
6603
SH
SOLE
0
0
0
SPDR S&P 500 ETF TRUST
OTHER
78462F103
8451
45757
SH
SOLE
0
0
0
UTILITIES SELECT SECTOR S
OTHER
81369Y886
712
18752
SH
SOLE
0
0
0
VANGUARD DIVIDEND APPREC
OTHER
921908844
665
8836
SH
SOLE
0
0
0
VANGUARD FTSE ALL-WORLD E
OTHER
922042775
2964
58421
SH
SOLE
0
0
0
VANGUARD FTSE EMERGING MA
OTHER
922042858
1008
24513
SH
SOLE
0
0
0
VANGUARD FTSE EMERGING MA
OTHER
922042858
11
273
SH
OTR
0
0
0
VANGUARD HEALTH CARE ETF
OTHER
92204A504
220
2174
SH
SOLE
0
0
0
VANGUARD IND FD MID-CAP
OTHER
922908629
1778
16160
SH
SOLE
0
0
0
VANGUARD REIT ETF
OTHER
922908553
988
15301
SH
SOLE
0
0
0
VANGUARD SMALL-CAP ETF
OTHER
922908751
1229
11176
SH
SOLE
0
0
0
VANGUARD SMALL-CAP ETF
OTHER
922908751
36
325
SH
OTR
0
0
0
VANGUARD TOTAL STOCK MARK
OTHER
922908769
528
5504
SH
SOLE
0
0
0
WISDOMTREE EMERGING MKTS
OTHER
97717W281
2904
62997
SH
SOLE
0
0
0
WISDOMTREE EMERGING MKTS
OTHER
97717W281
28
600
SH
OTR
0
0
0
WISDOMTREE JAPAN HEDGED E
OTHER
97717W851
1361
26767
SH
SOLE
0
0
0
FLAH & CRUM PFD SECU INCO
OTHER
338478100
432
24662
SH
SOLE
0
0
0
ISHARES IBOXX H/Y CORP BO
OTHER
464288513
1539
16572
SH
SOLE
0
0
0
ISHARES IBOXX INV GRD COR
OTHER
464287242
587
5137
SH
SOLE
0
0
0
NUVEEN CALIFORNIA MUNI VA
OTHER
67062C107
175
19029
SH
SOLE
0
0
0
NUVEEN INS CA T/F ADV MUN
OTHER
670651108
425
34911
SH
SOLE
0
0
0
PIMCO 0-5 YEAR H/Y CORP B
OTHER
72201R783
1926
18104
SH
SOLE
0
0
0
VANGUARD SHORT-TERM BOND
OTHER
921937827
425
5317
SH
SOLE
0
0
0
VANGUARD SHORT-TERM GOV B
OTHER
92206C102
487
8000
SH
SOLE
0
0
0