0001172661-13-000160.txt : 20130117
0001172661-13-000160.hdr.sgml : 20130117
20130117081548
ACCESSION NUMBER: 0001172661-13-000160
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130117
DATE AS OF CHANGE: 20130117
EFFECTIVENESS DATE: 20130117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sparta Asset Management, LLC
CENTRAL INDEX KEY: 0001422355
IRS NUMBER: 260703880
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12678
FILM NUMBER: 13533616
BUSINESS ADDRESS:
STREET 1: ONE O'HARE CENTRE
STREET 2: 6250 N. RIVER ROAD, SUITE 1000
CITY: ROSEMONT
STATE: IL
ZIP: 60018
BUSINESS PHONE: 847-993-8100
MAIL ADDRESS:
STREET 1: ONE O'HARE CENTRE
STREET 2: 6250 N. RIVER ROAD, SUITE 1000
CITY: ROSEMONT
STATE: IL
ZIP: 60018
13F-HR
1
spartaassetmanagement4q12.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sparta Asset Management, LLC
Address: One O'Hare Centre
6250 N. River Road, Suite 1000
Rosemont, IL 60018
13F File Number: 028-12678
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Susan Gurney
Title: Chief Operating Officer
Phone: 847-993-8102
Signature, Place, and Date of Signing:
/s/ Susan Gurney Rosemont, IL/USA January 17, 2013
As of December 31, 2012, Sparta Asset Management, LLC did not exercise
investment discretion over any Section 13(f) securities. The company is no
longer in business therefore this will be their last Form 13F Filing.
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 0
Form 13F Information Table Value Total: $ (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
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NONE