0001172661-13-000160.txt : 20130117 0001172661-13-000160.hdr.sgml : 20130117 20130117081548 ACCESSION NUMBER: 0001172661-13-000160 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130117 DATE AS OF CHANGE: 20130117 EFFECTIVENESS DATE: 20130117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sparta Asset Management, LLC CENTRAL INDEX KEY: 0001422355 IRS NUMBER: 260703880 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12678 FILM NUMBER: 13533616 BUSINESS ADDRESS: STREET 1: ONE O'HARE CENTRE STREET 2: 6250 N. RIVER ROAD, SUITE 1000 CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 847-993-8100 MAIL ADDRESS: STREET 1: ONE O'HARE CENTRE STREET 2: 6250 N. RIVER ROAD, SUITE 1000 CITY: ROSEMONT STATE: IL ZIP: 60018 13F-HR 1 spartaassetmanagement4q12.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sparta Asset Management, LLC Address: One O'Hare Centre 6250 N. River Road, Suite 1000 Rosemont, IL 60018 13F File Number: 028-12678 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Susan Gurney Title: Chief Operating Officer Phone: 847-993-8102 Signature, Place, and Date of Signing: /s/ Susan Gurney Rosemont, IL/USA January 17, 2013 As of December 31, 2012, Sparta Asset Management, LLC did not exercise investment discretion over any Section 13(f) securities. The company is no longer in business therefore this will be their last Form 13F Filing. Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 0 Form 13F Information Table Value Total: $ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- NONE