0001172661-12-000511.txt : 20120508 0001172661-12-000511.hdr.sgml : 20120508 20120508081358 ACCESSION NUMBER: 0001172661-12-000511 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120508 DATE AS OF CHANGE: 20120508 EFFECTIVENESS DATE: 20120508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sparta Asset Management, LLC CENTRAL INDEX KEY: 0001422355 IRS NUMBER: 260703880 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12678 FILM NUMBER: 12819679 BUSINESS ADDRESS: STREET 1: ONE O'HARE CENTRE STREET 2: 6250 N. RIVER ROAD, SUITE 1000 CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 847-993-8100 MAIL ADDRESS: STREET 1: ONE O'HARE CENTRE STREET 2: 6250 N. RIVER ROAD, SUITE 1000 CITY: ROSEMONT STATE: IL ZIP: 60018 13F-HR 1 SpartaAssetManagement1Q12.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sparta Asset Management, LLC Address: One O'Hare Centre 6250 N. River Road, Suite 1000 Rosemont, IL 60018 13F File Number: 028-12678 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ryan Carr Title: CIO, Managing Partner Phone: 425-214-0075 Signature, Place, and Date of Signing: /s/ Ryan Carr Bellevue, WA/USA May 08, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 114 Form 13F Information Table Value Total: $587,906 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-05230 Public Employees Retirement System of Ohio FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACME PACKET INC COM 004764106 5080 184588 SH SOLE 111833 0 72755 ALBEMARLE CORP COM 012653101 1010 15797 SH SOLE 0 0 15797 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 2573 155000 SH SOLE 0 0 155000 ALPHA NATURAL RESOURCES INC COM 02076X102 434 28516 SH SOLE 0 0 28516 AMERICAN SCIENCE & ENGR INC COM 029429107 3258 48594 SH OTHER 1 0 0 48594 AMERICAN SCIENCE & ENGR INC COM 029429107 9306 138788 SH SOLE 82149 0 56639 ASTEC INDS INC COM 046224101 8929 244752 SH SOLE 145860 0 98892 BERKLEY W R CORP COM 084423102 1604 44408 SH SOLE 0 0 44408 BOTTOMLINE TECH DEL INC COM 101388106 1991 71248 SH SOLE 49176 0 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