-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NtPJ2G6kpdV3USolvzc6En3LF7401+o4l+cY0D/V74zTgpXS/OQU0rT9jW3gCsWu ayeR5MRVbCoQjKeFVNECuQ== 0000894579-08-000345.txt : 20081112 0000894579-08-000345.hdr.sgml : 20081111 20081112145122 ACCESSION NUMBER: 0000894579-08-000345 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 EFFECTIVENESS DATE: 20081112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vermillion Asset Management LLC CENTRAL INDEX KEY: 0001421758 IRS NUMBER: 202794416 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12729 FILM NUMBER: 081180390 BUSINESS ADDRESS: STREET 1: 267 FIFTH AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-683-8816 MAIL ADDRESS: STREET 1: 267 FIFTH AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 vermillion13f_hr111108.txt FORM 13F-HR - VERMILLION ASSET MANAGEMENT, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ] Amendment Number: _________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Vermillion Asset Management, LLC Address: 267 Fifth Avenue, 7th Floor New York, NY 10016 Form 13F File Number: 028-12729 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all the information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Zuech Title: Chief Compliance Officer Phone: 212-683-8816 Signature, Place, and Date of Signing: /s/ Christopher Zuech New York, New York November 11, 2008 --------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 262 Form 13F Information Table Value Total: $962,245 (in thousands) List of Other Included Managers: None
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 -------- -------- -------- -------- -------- -------- -------- -------- Shares or Title of Value Principal SH/ PUT/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1,000) Amount PRN CALL Discretion Managers Sole Shared None -------------- ----- ----- --------- ------ --- ---- ---------- -------- ---- ------ ---- 3PAR Inc CS 88580F109 35 5,500 SH SOLE None Acorda Therapeutics Inc CS 00484M106 48 2,000 SH SOLE None Acura Pharmaceuticals Inc CS 00509L703 48 6,800 SH SOLE None Administaff Inc CS 007094105 11,411 419,200 SH SOLE None Advanced Battery Technologies CS 00752H102 45 14,000 SH SOLE None AK Steel Holding Corp CS 001547108 4,044 156,000 SH SOLE None Alcoa Inc CS 013817101 7,451 330,000 SH SOLE None Alexion Pharmaceuticals Inc CS 015351900 41 1,200 SH SOLE None Allied Nevada Gold Corp CS 019344100 12 2,047 SH SOLE None Alpha Natural Resources Inc CALL 02076x902 186 6,507 SH CALL SOLE None Alpha Natural Resources Inc CS 02076X102 8,266 160,720 SH SOLE None Alpha Natural Resources Inc PUT 02076X952 806 1,067 SH PUT SOLE None American Dairy Inc CS 025334103 21 1,968 SH SOLE None American Ecology Corp CS 025533407 42 1,500 SH SOLE None American Oriental Bioengineer CS 028731107 45 7,000 SH SOLE None Amgen Inc PUT 031162950 6,662 16,609 SH PUT SOLE None Amgen Inc CALL 031162900 199 2,657 SH CALL SOLE None Amgen Inc CS 031162100 2,092 35,300 SH SOLE None Andersons Inc/The CS 034164103 35 1,000 SH SOLE None AP Pharma Inc CS 00202J203 48 64,000 SH SOLE None Apache Corp CS 037411905 9 3,667 SH SOLE None APCO Argentina Inc CS 037489101 37 1,300 SH SOLE None Apple Inc CS 037833900 2 3,900 SH SOLE None ArcelorMittal CALL 03938L904 52 4,187 SH CALL SOLE None ArcelorMittal PUT 03938L954 10,204 3,902 SH PUT SOLE None ArcelorMittal CS 03938L104 15,752 319,000 SH SOLE None Archer-Daniels-Midland Co CS 039483102 1,131 51,600 SH SOLE None ArcSight Inc CS 039666102 46 6,000 SH SOLE None Arden Group Inc CLASS A 039762109 44 300 SH SOLE None Ares Capital Corp CS 04010L103 47 4,500 SH SOLE None Asyst Technologies Inc CS 04648X107 34 14,000 SH SOLE None Atheros Communications Inc CS 04743P108 47 2,000 SH SOLE None ATMI Inc CS 00207R101 45 2,500 SH SOLE None Auxilium Pharmaceuticals Inc CALL 05334D907 20 996 SH CALL SOLE None Avigen Inc CS 053690103 708 176,975 SH SOLE None Barrick Gold Corp CS 067901108 9,700 264,000 SH SOLE None Baxter International Inc CALL 071813909 549 13,728 SH CALL SOLE None Baxter International Inc PUT 071813959 732 4,305 SH PUT SOLE None Belden Inc CS 077454106 48 1,500 SH SOLE None BGC Partners Inc CLASS A 05441T101 43 10,000 SH SOLE None Biolase Technology Inc CS 090911108 544 287,688 SH SOLE None
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 -------- -------- -------- -------- -------- -------- -------- -------- Shares or Title of Value Principal SH/ PUT/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1,000) Amount PRN CALL Discretion Managers Sole Shared None -------------- ----- ----- --------- ------ --- ---- ---------- -------- ---- ------ ---- BJ Services Co CALL 055482103 8 3,300 SH CALL SOLE None Broadcom Corp CLASS A 111320107 2,087 112,000 SH SOLE None Burlington Northern Santa Fe CALL 12189T904 3 1,372 SH CALL SOLE None Bway Holding Co CS 12429T104 45 3,800 SH SOLE None Cabot Microelectronics Corp CS 12709P103 48 1,500 SH SOLE None Cadiz Inc CS 127537207 11 600 SH SOLE None Camden National Corp CS 133034108 14 400 SH SOLE None Caraco Pharmaceutical Laborat CS 14075T107 44 3,500 SH SOLE None Cardiome Pharma Corp CS 14159U202 12,830 1,688,148 SH SOLE None Cardtronics Inc CS 14161H108 63 8,000 SH SOLE None Catalyst Health Solutions Inc CS 422211102 39 1,500 SH SOLE None Celgene Corp CALL 151020904 100 2,000 SH SOLE None Celgene Corp PUT 151020954 1,390 2,000 SH PUT SOLE None CH Robinson Worldwide Inc CS 12541W209 4,192 82,250 SH SOLE None Checkpoint Systems Inc CS 162825103 47 2,500 SH SOLE None Chevron Corp CALL 166764900 50 6,600 SH CALL SOLE None China Direct Inc CS 169384203 4 872 SH SOLE None China Security & Surveillance CS 16942J105 49 3,500 SH SOLE None Cincinnati Bell Inc CS 171871106 43 14,000 SH SOLE None Circuit City Stores Inc CS 172737108 23 30,000 SH SOLE None Corning Inc CS 219350105 1,173 75,000 SH SOLE None CoStar Group Inc CS 22160N109 45 1,000 SH SOLE None Cross Country Healthcare Inc CS 227483104 6,729 413,099 SH SOLE None Cubist Pharmaceuticals Inc CS 229678107 6,724 302,489 SH SOLE None Deere & Co CS 244199105 4,950 100,000 SH SOLE None Delek US Holdings Inc CS 246647101 1 119 SH SOLE None Dell Inc PUT 24702R951 1,309 11,000 SH PUT SOLE None Dell Inc CS 24702R101 6,901 418,750 SH SOLE None DHT Maritime Inc CS Y2065G105 40 6,000 SH SOLE None Dice Holdings Inc CS 253017107 50 7,000 SH SOLE None Digital River Inc CS 25388B104 32 1,000 SH SOLE None Dillard's Inc CLASS A 254067101 47 4,000 SH SOLE None Diodes Inc CS 254543101 46 2,500 SH SOLE None Dollar Thrifty Automotive Gro CS 256743105 17 9,000 SH SOLE None DuPont Fabros Technology Inc CS 26613Q106 46 3,000 SH SOLE None Dynegy Inc CLASS A 26817G102 716 200,000 SH SOLE None Earthlink Inc CS 270321102 47 5,500 SH SOLE None Eaton Corp CS 278058102 7,025 125,040 SH SOLE None Elan Corp PLC CALL 284131908 18 7,202 SH CALL SOLE None Elan Corp PLC PUT 284131958 8,925 9,100 SH PUT SOLE None Elan Corp PLC CS 284131208 9,710 910,000 SH SOLE None EMC Corp/Massachusetts CALL 268648102 33 16,667 SH CALL SOLE None Emerson Electric Co CS 291011104 2,052 50,310 SH SOLE None Enstar Group Ltd CS G3075P101 49 500 SH SOLE None Entegris Inc CS 29362U104 44 9,000 SH SOLE None EPIX Pharmaceuticals, Inc CS 26881Q309 0 100 SH SOLE None ESSA Bancorp Inc CS 29667D104 26 1,900 SH SOLE None
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 -------- -------- -------- -------- -------- -------- -------- -------- Shares or Title of Value Principal SH/ PUT/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1,000) Amount PRN CALL Discretion Managers Sole Shared None -------------- ----- ----- --------- ------ --- ---- ---------- -------- ---- ------ ---- Esterline Technologies Corp CS 297425100 40 1,000 SH SOLE None Evergreen Energy Inc CS 30024B104 45 45,000 SH SOLE None Exactech Inc CS 30064E109 45 2,000 SH SOLE None FiberTower Corp CS 31567R100 28 20,200 SH SOLE None Financial Institutions Inc CS 317585404 38 1,900 SH SOLE None Finish Line/The PUT 317923950 88 500 SH PUT SOLE None First Horizon National Corp CS 320517105 12 1,297 SH SOLE None Foot Locker Inc CS 344849104 4,239 262,300 SH SOLE None Forestar Real Estate Group In CS 346233109 37 2,500 SH SOLE None Foster Wheeler Ltd PUT G36535959 1,862 700 SH PUT SOLE None Foster Wheeler Ltd CS G36535139 834 23,100 SH SOLE None Frontier Oil Corp CS 35914P105 1 55 SH SOLE None Frontline Ltd CS G3682E127 1,204 25,046 SH SOLE None Fuqi International Inc CS 36102A207 41 5,000 SH SOLE None Gaylord Entertainment Co CS 367905106 44 1,500 SH SOLE None Genentech Inc CS 368710406 12,717 143,406 SH SOLE None General Growth Properties Inc CS 370021107 846 56,000 SH SOLE None General Mills Inc CALL 370334904 1,564 12,462 SH CALL SOLE None General Mills Inc PUT 370334954 854 5,661 SH PUT SOLE None GeoGlobal Resources Inc CS 37249T109 23 9,070 SH SOLE None Gilead Sciences Inc CS 375558103 2,409 52,800 SH SOLE None Global Crossing Ltd CS G3921A175 46 3,000 SH SOLE None Goldman Sachs Group Inc/The PUT 38141G104 4,575 1,250 SH PUT SOLE None Goldman Sachs Group Inc/The CS 38141G104 12,826 100,200 SH SOLE None Goodyear Tire & Rubber Co/The CS 382550101 1,531 100,000 SH SOLE None Gray Television Inc CS 389375106 31 18,100 SH SOLE None Great Wolf Resorts Inc CS 391523107 50 13,600 SH SOLE None GreenHunter Energy Inc CS 39530A104 49 3,454 SH SOLE None Griffon Corp CS 398433102 50 5,500 SH SOLE None Halliburton Co CS 406216101 7 200 SH SOLE None Harbin Electric Inc CS 41145W109 47 4,000 SH SOLE None Helmerich & Payne Inc CALL 423452901 128 3,666 SH CALL SOLE None Hess Corp CS 42809H107 1 13 SH SOLE None Hibbett Sports Inc CS 428567101 1,401 70,000 SH SOLE None Hill International Inc CS 431466101 42 3,000 SH SOLE None Holly Corp CS 435758305 1 36 SH SOLE None Honeywell International Inc CS 438516106 3,511 84,500 SH SOLE None Hooker Furniture Corp CS 439038100 53 3,000 SH SOLE None Hutchinson Technology Inc CS 448407106 46 4,000 SH SOLE None Hypercom Corp CS 44913M105 20 5,000 SH SOLE None ICx Technologies Inc CS 44934T105 43 5,600 SH SOLE None I-Flow Corp CS 449520303 6,746 724,580 SH SOLE None iGate Corp CS 45169U105 43 5,000 SH SOLE None Illumina Inc CALL 452327909 5 436 SH CALL SOLE None Imperial Sugar Co CS 453096208 47 3,500 SH SOLE None Ingersoll-Rand Co Ltd CLASS A G4776G101 7,662 245,800 SH SOLE None Interface Inc CLASS A 458665106 46 4,000 SH SOLE None
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 -------- -------- -------- -------- -------- -------- -------- -------- Shares or Title of Value Principal SH/ PUT/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1,000) Amount PRN CALL Discretion Managers Sole Shared None -------------- ----- ----- --------- ------ --- ---- ---------- -------- ---- ------ ---- Inverness Medical Innovations CS 46126P106 5,759 191,862 SH SOLE None iShares MSCI Brazil Index Fun MSCI BRAZIL 464286400 5,631 100,000 SH SOLE None iShares MSCI Mexico Investabl MSCI MEXICO 464286822 1,960 42,000 SH SOLE None iShares Nasdaq Biotechnology NASDAQ BIO 464287556 358 11,000 SH SOLE None iShares Russell 2000 Index Fu RUSSELL 2000 464287655 5,984 88,000 SH SOLE None Johnson & Johnson CALL 478160904 1,393 16,880 SH CALL SOLE None Johnson & Johnson PUT 478160954 1,227 7,787 SH PUT SOLE None Joy Global Inc CALL 481165908 14 5,767 SH CALL SOLE None Joy Global Inc CS 481165108 3,386 75,000 SH SOLE None Kayne Anderson Energy Develop CS 48660Q102 20 1,200 SH SOLE None Krispy Kreme Doughnuts Inc COMMON 501014104 45 13,500 SH SOLE None LaBranche & Co Inc COMMON 505447102 43 9,500 SH SOLE None Layne Christensen Co COMMON 521050104 35 1,000 SH SOLE None Mannatech Inc COMMON 563771104 32 8,000 SH SOLE None MAP Pharmaceuticals Inc COMMON 56509R108 55 5,400 SH SOLE None Market Vectors Gold Miners ET GOLD MINERS ET 57060U100 9,475 280,400 SH SOLE None MarketAxess Holdings Inc COMMON 57060D108 29 3,600 SH SOLE None Massey Energy Co COMMON 576206106 4,054 113,650 SH SOLE None Mastercard Inc CALL 57636Q904 5 2,167 SH CALL SOLE None Mattel Inc COMMON 577081102 3,608 200,000 SH SOLE None Max Capital Group Ltd COMMON G6052F103 47 2,000 SH SOLE None McAfee Inc COMMON 579064106 3,430 101,000 SH SOLE None MEMC Electronic Materials Inc COMMON 552715104 7,172 253,782 SH SOLE None MercadoLibre Inc COMMON 58733R102 41 2,000 SH SOLE None Mercer International Inc COMMON 588056101 33 9,000 SH SOLE None Methode Electronics Inc COMMON 591520200 45 5,000 SH SOLE None Microtune Inc COMMON 59514P109 44 16,500 SH SOLE None MiddleBrook Pharmaceuticals I COMMON 596087106 47 31,500 SH SOLE None Midwest Banc Holdings Inc COMMON 598251106 21 5,122 SH SOLE None MIPS Technologies Inc COMMON 604567107 49 14,000 SH SOLE None Monotype Imaging Holdings Inc COMMON 61022P100 50 4,500 SH SOLE None Mosaic Co/The CALL 61945A907 3 4,300 SH CALL SOLE None MRV Communications Inc COMMON 553477100 18 15,300 SH SOLE None Murphy Oil Corp COMMON 626717102 6,414 100,000 SH SOLE None Myriad Genetics Inc CALL 62855J904 4,847 23,242 SH CALL SOLE None Myriad Genetics Inc PUT 62855J954 508 7,268 SH PUT SOLE None Nabi Biopharmaceuticals COMMON 629519109 42 9,000 SH SOLE None NACCO Industries Inc CLASS A 629579103 47 500 SH SOLE None National Interstate Corp COMMON 63654U100 26 1,100 SH SOLE None National Oilwell Varco Inc CALL 637071901 17 2,200 SH CALL SOLE None NetApp Inc COMMON 64110D104 2,735 150,000 SH SOLE None New York & Co Inc COMMON 649295102 43 4,500 SH SOLE None News Corp CLASS B 65248E203 4,882 401,800 SH SOLE None NewStar Financial Inc COMMON 65251F105 3 400 SH SOLE None Noven Pharmaceuticals Inc COMMON 670009109 47 4,000 SH SOLE None Nvidia Corp COMMON 67066G104 2,131 199,000 SH SOLE None Opko Health Inc COMMON 68375N103 36 20,300 SH SOLE None
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 -------- -------- -------- -------- -------- -------- -------- -------- Shares or Title of Value Principal SH/ PUT/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1,000) Amount PRN CALL Discretion Managers Sole Shared None -------------- ----- ----- --------- ------ --- ---- ---------- -------- ---- ------ ---- Oracle Corp COMMON 68389X105 2,031 100,000 SH SOLE None Overseas Shipholding Group In COMMON 690368105 1,227 21,036 SH SOLE None Palomar Medical Technologies COMMON 697529303 6,198 460,508 SH SOLE None Par Pharmaceutical Cos Inc COMMON 69888P106 43 3,500 SH SOLE None PDL BioPharma Inc COMMON 69329Y104 42 4,500 SH SOLE None Peabody Energy Corp COMMON 704549104 2,250 50,000 SH SOLE None Petroleo Brasileiro SA COMMON 71654v901 23 9,333 SH SOLE None PF Chang's China Bistro Inc COMMON 69333Y108 47 2,000 SH SOLE None Pico Holdings Inc COMMON 693366205 36 1,000 SH SOLE None Plexus Corp COMMON 729132100 41 2,000 SH SOLE None Plug Power Inc COMMON 72919P103 26 26,000 SH SOLE None PMC - Sierra Inc COMMON 69344F106 45 6,000 SH SOLE None PMFG Inc COMMON 69345P103 36 2,500 SH SOLE None Potash Corp of Saskatchewan CALL 73755L907 252 5,600 SH CALL SOLE None Potash Corp of Saskatchewan PUT 73755L957 20,516 4,600 SH PUT SOLE None Potash Corp of Saskatchewan COMMON 73755L107 60,725 460,000 SH SOLE None Power-One Inc COMMON 739308104 15 10,300 SH SOLE None Premierwest Bancorp COMMON 740921101 27 3,400 SH SOLE None Progress Software Corp COMMON 743312100 52 2,000 SH SOLE None QUALCOMM Inc CALL 747525903 3 5,535 SH CALL SOLE None QUALCOMM Inc COMMON 747525103 1,396 32,487 SH SOLE None Quantum Fuel Systems Technolo COMMON 74765E109 50 38,500 SH SOLE None Quest Software Inc COMMON 74834T103 44 3,500 SH SOLE None Quiksilver Inc COMMON 74838C106 40 7,000 SH SOLE None Radisys Corp COMMON 750459109 43 5,000 SH SOLE None RadNet Inc COMMON 750491102 40 10,000 SH SOLE None Raser Technologies Inc COMMON 754055101 77 9,000 SH SOLE None RCN Corp COMMON 749361200 49 4,000 SH SOLE None Repros Therapeutics Inc COMMON 76028H100 9,778 1,361,800 SH SOLE None Research In Motion Ltd CALL 760975902 65 1,300 SH CALL SOLE None Rick's Cabaret International COMMON 765641303 39 4,000 SH SOLE None RightNow Technologies Inc COMMON 76657R106 50 4,000 SH SOLE None Rimage Corp COMMON 766721104 49 3,500 SH SOLE None Robert Half International Inc COMMON 770323103 4,881 197,200 SH SOLE None Rockwood Holdings Inc COMMON 774415103 39 1,500 SH SOLE None RTI International Metals Inc COMMON 74973W107 39 2,000 SH SOLE None Sapient Corp COMMON 803062108 45 6,000 SH SOLE None ShengdaTech Inc COMMON 823213103 42 6,000 SH SOLE None Smithtown Bancorp Inc COMMON 832449102 45 2,000 SH SOLE None SonoSite Inc COMMON 83568G104 47 1,500 SH SOLE None Sotheby's COMMON 835898107 40 2,000 SH SOLE None Spartan Motors Inc COMMON 846819100 40 12,500 SH SOLE None SPDR Trust Series 1 PUT 78462F953 62,613 85,000 SH PUT SOLE None SPDR Trust Series 1 UNIT SER 1 78462F103 450,041 3,879,996 SH SOLE None STEC Inc COMMON 784774101 42 5,500 SH SOLE None Sunoco Inc COMMON 86764P109 6,831 191,976 SH SOLE None Sutor Technology Group Ltd COMMON 869362103 3 1,000 SH SOLE None
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 -------- -------- -------- -------- -------- -------- -------- -------- Shares or Title of Value Principal SH/ PUT/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1,000) Amount PRN CALL Discretion Managers Sole Shared None -------------- ----- ----- --------- ------ --- ---- ---------- -------- ---- ------ ---- Synaptics Inc CALL 87157D909 34 710 SH CALL SOLE None Synaptics Inc PUT 87157D959 333 710 SH PUT SOLE None Syntel Inc COMMON 87162H103 37 1,500 SH SOLE None Take-Two Interactive Software COMMON 874054109 41 2,500 SH SOLE None Taleo Corp CLASS A 87424N104 50 2,500 SH SOLE None Tesoro Corp COMMON 881609101 1 61 SH SOLE None Tessera Technologies Inc COMMON 88164L100 41 2,500 SH SOLE None Texas Roadhouse Inc CLASS A 882681109 49 5,500 SH SOLE None TIBCO Software Inc COMMON 88632Q103 366 50,000 SH SOLE None United States Steel Corp CALL 912909908 33 4,253 SH CALL SOLE None United Technologies Corp COMMON 913017109 1,802 30,000 SH SOLE None Vail Resorts Inc COMMON 91879Q109 35 1,000 SH SOLE None Valeant Pharmaceuticals Inter CALL 91911X904 1,167 8,512 SH CALL SOLE None Valence Technology Inc COMMON 918914102 10 3,000 SH SOLE None Valero Energy Corp COMMON 91913Y100 1 33 SH SOLE None Varian Inc COMMON 922206107 43 1,000 SH SOLE None VeraSun Energy Corp PUT 92336G956 4,672 6,400 SH PUT SOLE None VeraSun Energy Corp COMMON 92336g106 1,174 375,000 SH SOLE None Verso Paper Corp COMMON 92531L108 29 11,000 SH SOLE None Walter Industries Inc CALL 93317Q905 15 1,407 SH CALL SOLE None Walter Industries Inc COMMON 93317Q105 5,144 108,400 SH SOLE None Waterstone Financial Inc COMMON 941888109 53 5,400 SH SOLE None Western Digital Corp CALL 958102905 20 4,000 SH CALL SOLE None Western Digital Corp PUT 958102955 3,500 4,000 SH PUT SOLE None Western Digital Corp COMMON 958102105 5,737 269,100 SH SOLE None Western Refining Inc COMMON 959319104 1 100 SH CALL SOLE None Wind River Systems Inc CALL 973149907 5 900 SH SOLE None Wonder Auto Technology Inc COMMON 978166106 5 800 SH SOLE None World Wrestling Entertainment CLASS A 98156Q108 54 3,500 SH SOLE None WR Grace & Co COMMON 38388F108 38 2,500 SH SOLE None YRC Worldwide Inc COMMON 984249102 42 3,500 SH SOLE None Yum! Brands Inc COMMON 988498101 6,522 200,000 SH SOLE None Zymogenetics Inc COMMON 98985T109 43 406 SH SOLE None 962,245
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