-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K/v6Nilr5ZGI/+omuL8dBeNeKbggHPwddjGNgEOsaS8DPMoDhtBvsDZECCzK7NgA 39YK0cmyd8QHuB2hNyPwLQ== 0001437749-10-000089.txt : 20100121 0001437749-10-000089.hdr.sgml : 20100121 20100121122542 ACCESSION NUMBER: 0001437749-10-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100120 FILED AS OF DATE: 20100121 DATE AS OF CHANGE: 20100121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johannessen Fred Olav CENTRAL INDEX KEY: 0001438188 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34112 FILM NUMBER: 10538228 MAIL ADDRESS: STREET 1: C/O ENERGY RECOVERY, INC. STREET 2: 1908 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Recovery, Inc. CENTRAL INDEX KEY: 0001421517 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 010616867 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 BUSINESS PHONE: (510) 483-7370 MAIL ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 4 1 rdgdoc.xml PRIMARY DOCUMENT X0303 4 2010-01-20 0001421517 Energy Recovery, Inc. ERII 0001438188 Johannessen Fred Olav C/O ENERGY RECOVERY, INC. 1717 DOOLITTLE DRIVE SAN LEANDRO CA 94577 1 Common Stock 2010-01-20 4 S 0 5548.0000 6.8238 D 90417.0000 I By Gallissas Ltd. Common Stock 1039500.0000 D Common Stock 25000.0000 I By Spouse Common Stock 120000.0000 I By Child Common Stock 194800.0000 I By Logar AS Common Stock 242200.0000 I By Kalamaris Invest AG The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person on December 15, 2009. This figure is the weighted average sales price of multiple trades ranging from $6.80 to $6.86 per share. The reporting person undertakes to provide to the SEC Staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request. /s/ Carolyn Bostick, attorney-in-fact for Fred Olav Johannessen 2010-01-21 -----END PRIVACY-ENHANCED MESSAGE-----