0001213900-14-009008.txt : 20141219 0001213900-14-009008.hdr.sgml : 20141219 20141219120249 ACCESSION NUMBER: 0001213900-14-009008 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141219 DATE AS OF CHANGE: 20141219 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENSPERA INC CENTRAL INDEX KEY: 0001421204 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88449 FILM NUMBER: 141298136 BUSINESS ADDRESS: STREET 1: 2511 N LOOP 1604 W STREET 2: SUITE 204 CITY: SAN ANTONIO STATE: TX ZIP: 78258 BUSINESS PHONE: (210) 479-8112 MAIL ADDRESS: STREET 1: 2511 N LOOP 1604 W STREET 2: SUITE 204 CITY: SAN ANTONIO STATE: TX ZIP: 78258 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA CAPITAL ANSTALT CENTRAL INDEX KEY: 0001140358 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: PRADAFAUT 7 STREET 2: FURSTENTUMS 1490 CITY: VADUZ LIECHTENSTEIN STATE: C4 ZIP: 99999 BUSINESS PHONE: 0114232376363 MAIL ADDRESS: STREET 1: PRADAFAUT 7 STREET 2: FURSTENTUMS 1490 CITY: VADUZ LIECHTENSTEIN STATE: C4 ZIP: 99999 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA CAPITAL AKTIENGESELLSCHAFT DATE OF NAME CHANGE: 20010510 SC 13G 1 sc13g1214alpha_genspera.htm SCHEDULE 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13G

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. ___)

 

GENSPERA, INC.


(Name of Issuer)

 

COMMON STOCK


(Title of Class of Securities)

  

37251Q118


(CUSIP Number)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒   Rule 13d-1(c)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

  

(Continued on following page(s)

 

Page 1 of 4 Pages

 

 

 

 
 

 

CUSIP No. 37251Q118   13G   Page 2 of 4 Pages

   

  1.

NAMES OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

    Alpha Capital Anstalt
     
  2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)    ¨
(b)    ¨
     
  3. SEC USE ONLY

 
     
  4. CITIZENSHIP OR PLACE OF ORGANIZATION
 
Liechtenstein
     
  5. SOLE VOTING POWER, NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON –

2,361,213 Common Stock
     
  6. SHARED VOTING POWER –

None
     
  7. SOLE DISPOSITIVE POWER –

2,361,213 shares of Common Stock
     
  8. SHARED DISPOSITIVE POWER –

None
     
  9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON –

 

2,361,213 shares of Common Stock

     
  10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

 

CERTAIN SHARES      ¨

     
  11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

7.208%

     
  12.

TYPE OF REPORTING PERSON

 

CO

 

 
 

 

CUSIP No. 37251Q118   13G   Page 3 of 4 Pages

  

 

ITEM 1 (a) NAME OF ISSUER: GenSpera, Inc.
   
ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:

 

2511 N. Loop 1604 W., Suite 204, San Antonio, Texas 78258

 

ITEM 2 (a) NAME OF PERSON FILING: Alpha Capital Anstalt
   
ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

 

Pradafant 7, Furstentums 9490, Vaduz, Liechtenstein

 

ITEM 2 (c) CITIZENSHIP: Liechtenstein
   
ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Common Stock
   
ITEM 2 (e) CUSIP NUMBER: 37251Q118
   
ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B): Not applicable
   
ITEM 4 OWNERSHIP

 

  (a) AMOUNT BENEFICIALLY OWNED: 2,361,213 Shares of Common Stock
     
  (b) PERCENT OF CLASS: 7.208%
     
  (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:

 

  (i)   SOLE POWER TO VOTE OR DIRECT THE VOTE

 

2,361,213 Shares

 

  (ii)  SHARED POWER TO VOTE OR DIRECT THE VOTE

 

0 Shares

 

  (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF

 

2,361,213 Shares

 

  (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF

 

0 Shares

 

 
 

 

CUSIP No. 37251Q118   13G   Page 4 of 4 Pages

 

ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

 

Not applicable

 

ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

 

Not applicable

 

ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY

 

Not applicable

 

ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP

 

Not applicable

 

ITEM 9 NOTICE OF DISSOLUTION OF GROUP

 

Not applicable

  

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  December 17, 2014
  (Date)
   
  /s/ Konrad Ackermann
  (Signature)
   
  Konrad Ackermann, Director
  (Name/Title)