-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DXQ7hp4OVVSYoBF/TjJJ7q9YT923gc0Y7xsZErHqNQK8LHkObbP31PUQWYbJEyU3 KAfxx2I0LuWFHVZlyX/FyA== 0000919574-08-008355.txt : 20081114 0000919574-08-008355.hdr.sgml : 20081114 20081114143145 ACCESSION NUMBER: 0000919574-08-008355 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAMLYN CAPITAL, LLC CENTRAL INDEX KEY: 0001421097 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12823 FILM NUMBER: 081189968 BUSINESS ADDRESS: STREET 1: 527 MADISON AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-848-0519 MAIL ADDRESS: STREET 1: 527 MADISON AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d936713_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2008 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Samlyn Capital, LLC Address: 527 Madison Avenue 17th Floor New York, New York 10022 13F File Number: 028-12823 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Pohly Title: Managing Member Phone: (212) 848-0519 Signature, Place and Date of Signing: /s/ Robert Pohly New York, New York November 14, 2008 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 203 Form 13F Information Table Value Total: $1,137,514 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 028-12828 Samlyn Onshore Fund, LP 2. 028-12826 Samlyn Offshore, Ltd. 3. 028- Samlyn Partners, LLC FORM 13F INFORMATION TABLE September 30, 2008
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHR VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGS SOLE SHARED NONE - -------------- -------------- ----- ------- ------- --- ---- ---------- ---- ---- ------ ---- ABIOMED INC COM 003654100 3,835 216,050 SH SHARED-DEFINED 1 216,050 ABIOMED INC COM 003654100 5,709 321,650 SH SHARED-DEFINED 2 321,650 ACE LTD SHS H0023R105 10,501 194,000 SH SHARED-DEFINED 1 194,000 ACE LTD SHS H0023R105 15,638 288,900 SH SHARED-DEFINED 2 288,900 AMERICAN CAP LTD COM 02503Y103 6,944 272,190 SH SHARED-DEFINED 1 272,190 AMERICAN CAP LTD COM 02503Y103 10,328 404,874 SH SHARED-DEFINED 2 404,874 AMERISOURCEBERGEN CORP COM 03073E105 10,348 274,840 SH SHARED-DEFINED 1 274,840 AMERISOURCEBERGEN CORP COM 03073E105 15,369 408,215 SH SHARED-DEFINED 2 408,215 AMGEN INC COM 031162100 4,410 74,400 SH SHARED-DEFINED 1 74,400 AMGEN INC COM 031162100 6,555 110,600 SH SHARED-DEFINED 2 110,600 ANNALY CAP MGMT INC COM 035710409 6,180 459,500 SH SHARED-DEFINED 1 459,500 ANNALY CAP MGMT INC COM 035710409 9,189 683,200 SH SHARED-DEFINED 2 683,200 BANK OF NEW YORK MELLON CORP COM 064058100 2,095 64,300 SH SHARED-DEFINED 1 64,300 BANK OF NEW YORK MELLON CORP COM 064058100 3,118 95,700 SH SHARED-DEFINED 2 95,700 BECKMAN COULTER INC COM 075811109 6,432 90,600 SH SHARED-DEFINED 1 90,600 BECKMAN COULTER INC COM 075811109 9,541 134,400 SH SHARED-DEFINED 2 134,400 BHP BILLITON LTD SPONSORED ADR 088606108 2,204 42,400 SH SHARED-DEFINED 1 42,400 BHP BILLITON LTD SPONSORED ADR 088606108 3,281 63,100 SH SHARED-DEFINED 2 63,100 BRISTOL MYERS SQUIBB CO COM 110122108 14,124 677,400 SH SHARED-DEFINED 1 677,400 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 2,737 53,700 SH SHARED-DEFINED 1 53,700 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 4,067 79,800 SH SHARED-DEFINED 2 79,800 CAPE BANCORP INC COM 139209100 1,904 208,040 SH SHARED-DEFINED 1 208,040 CAPE BANCORP INC COM 139209100 2,833 309,660 SH SHARED-DEFINED 2 309,660 CAPITALSOURCE INC COM 14055X102 1,271 103,310 SH SHARED-DEFINED 1 103,310 CAPITALSOURCE INC COM 14055X102 1,890 153,690 SH SHARED-DEFINED 2 153,690 CARDINAL HEALTH INC COM 14149Y108 10,285 208,700 SH SHARED-DEFINED 1 208,700 CARDINAL HEALTH INC COM 14149Y108 15,301 310,500 SH SHARED-DEFINED 2 310,500 CARMAX INC COM 143130102 5,716 408,300 SH SHARED-DEFINED 1 408,300 CARMAX INC COM 143130102 8,504 607,400 SH SHARED-DEFINED 2 607,400 CASCADE BANCORP COM 147154108 923 103,780 SH SHARED-DEFINED 1 103,780 CASCADE BANCORP COM 147154108 1,373 154,420 SH SHARED-DEFINED 2 154,420 CELGENE CORP COM 151020104 7,253 114,620 SH SHARED-DEFINED 1 114,620 CELGENE CORP COM 151020104 10,782 170,380 SH SHARED-DEFINED 2 170,380 CIGNA CORP COM 125509109 9,820 289,000 SH SHARED-DEFINED 1 289,000 CIGNA CORP COM 125509109 14,618 430,200 SH SHARED-DEFINED 2 430,200 CITIGROUP INC COM 172967101 2,086 101,700 SH SHARED-DEFINED 1 101,700 CITIGROUP INC COM 172967101 3,103 151,300 SH SHARED-DEFINED 2 151,300 CITIZENS REPUBLIC BANCORP IN COM 174420109 6,192 2,052,933 SH SHARED-DEFINED 1 2,052,933 CITIZENS REPUBLIC BANCORP IN COM 174420109 4,465 1,480,468 SH SHARED-DEFINED 2 1,480,468 COLONIAL BANCGROUP INC COM 195493309 3,715 472,660 SH SHARED-DEFINED 1 472,660 COLONIAL BANCGROUP INC COM 195493309 5,527 703,135 SH SHARED-DEFINED 2 703,135 COMMERCIAL METALS CO COM 201723103 1,546 91,550 SH SHARED-DEFINED 1 91,550 COMMERCIAL METALS CO COM 201723103 2,301 136,250 SH SHARED-DEFINED 2 136,250 CORUS BANKSHARES INC COM 220873103 505 124,600 SH SHARED-DEFINED 1 124,600 CORUS BANKSHARES INC COM 220873103 751 185,400 SH SHARED-DEFINED 2 185,400 CVS CAREMARK CORPORATION COM 126650100 6,037 179,340 SH SHARED-DEFINED 1 179,340 CVS CAREMARK CORPORATION COM 126650100 8,960 266,197 SH SHARED-DEFINED 2 266,197 DAVITA INC COM 23918K108 13,888 243,600 SH SHARED-DEFINED 1 243,600 DAVITA INC COM 23918K108 20,615 361,600 SH SHARED-DEFINED 2 361,600 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 2,404 54,360 SH SHARED-DEFINED 1 54,360 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 3,575 80,840 SH SHARED-DEFINED 2 80,840 E TRADE FINANCIAL CORP COM 269246104 1,883 672,600 SH SHARED-DEFINED 1 672,600 E TRADE FINANCIAL CORP COM 269246104 2,802 1,000,600 SH SHARED-DEFINED 2 1,000,600 FEDERATED INVS INC PA CL B 314211103 3,073 106,500 SH SHARED-DEFINED 1 106,500 FEDERATED INVS INC PA CL B 314211103 4,567 158,300 SH SHARED-DEFINED 2 158,300 FIFTH THIRD BANCORP COM 316773100 18,138 1,524,200 SH SHARED-DEFINED 1 1,524,200 FIFTH THIRD BANCORP COM 316773100 26,962 2,265,743 SH SHARED-DEFINED 2 2,265,743 FIRST AMERN CORP CALIF COM 318522307 2,490 84,400 SH SHARED-DEFINED 1 84,400 FIRST AMERN CORP CALIF COM 318522307 3,705 125,600 SH SHARED-DEFINED 2 125,600 FIRSTFED FINL CORP COM 337907109 706 90,000 SH CALL SHARED-DEFINED 1 90,000 FIRSTFED FINL CORP COM 337907109 1,029 131,300 SH CALL SHARED-DEFINED 2 131,300 FLAGSTAR BANCORP INC COM 337930101 4,376 1,468,322 SH SHARED-DEFINED 1 1,468,322 FLAGSTAR BANCORP INC COM 337930101 6,142 2,061,071 SH SHARED-DEFINED 2 2,061,071 GENENTECH INC COM NEW 368710406 8,533 96,220 SH SHARED-DEFINED 1 96,220 GENENTECH INC COM NEW 368710406 12,706 143,280 SH SHARED-DEFINED 2 143,280 GILEAD SCIENCES INC COM 375558103 11,125 243,800 SH SHARED-DEFINED 1 243,800 GILEAD SCIENCES INC COM 375558103 16,564 363,000 SH SHARED-DEFINED 2 363,000 GOLDMAN SACHS GROUP INC COM 38141G104 5,530 43,200 SH SHARED-DEFINED 1 43,200 GOLDMAN SACHS GROUP INC COM 38141G104 8,230 64,300 SH SHARED-DEFINED 2 64,300 GRAFTECH INTL LTD COM 384313102 3,466 229,400 SH SHARED-DEFINED 1 229,400 GRAFTECH INTL LTD COM 384313102 5,154 341,113 SH SHARED-DEFINED 2 341,113 GRAMERCY CAP CORP COM 384871109 323 124,700 SH SHARED-DEFINED 1 124,700 GRAMERCY CAP CORP COM 384871109 480 185,500 SH SHARED-DEFINED 2 185,500 GUARANTY FINL GROUP INC COM 40108N106 1,460 399,504 SH SHARED-DEFINED 1 399,504 GUARANTY FINL GROUP INC COM 40108N106 2,172 594,308 SH SHARED-DEFINED 2 594,308 HATTERAS FINL CORP COM 41902R103 4,136 178,283 SH SHARED-DEFINED 1 178,283 HATTERAS FINL CORP COM 41902R103 5,519 237,883 SH SHARED-DEFINED 2 237,883 HILLTOP HOLDINGS INC COM 432748101 2,074 200,990 SH SHARED-DEFINED 1 200,990 HILLTOP HOLDINGS INC COM 432748101 3,086 299,010 SH SHARED-DEFINED 2 299,010 HOLOGIC INC COM 436440101 4,873 252,100 SH SHARED-DEFINED 1 252,100 HOLOGIC INC COM 436440101 7,247 374,900 SH SHARED-DEFINED 2 374,900 HOME FED BANCORP INC MD COM 43710G105 1,573 123,370 SH SHARED-DEFINED 1 123,370 HOME FED BANCORP INC MD COM 43710G105 2,341 183,630 SH SHARED-DEFINED 2 183,630 INDEPENDENT BANK CORP MICH COM 453838104 676 109,220 SH SHARED-DEFINED 1 109,220 INDEPENDENT BANK CORP MICH COM 453838104 1,006 162,480 SH SHARED-DEFINED 2 162,480 INTERCONTINENTALEXCHANGE INC COM 45865V100 2,041 25,300 SH SHARED-DEFINED 1 25,300 INTERCONTINENTALEXCHANGE INC COM 45865V100 3,042 37,700 SH SHARED-DEFINED 2 37,700 INVITROGEN CORP COM 46185R100 4,037 106,800 SH SHARED-DEFINED 1 106,800 INVITROGEN CORP COM 46185R100 6,009 158,960 SH SHARED-DEFINED 2 158,960 JONES LANG LASALLE INC COM 48020Q107 3,178 73,100 SH SHARED-DEFINED 1 73,100 JONES LANG LASALLE INC COM 48020Q107 4,735 108,900 SH SHARED-DEFINED 2 108,900 JPMORGAN & CHASE & CO COM 46625H100 11,806 252,800 SH SHARED-DEFINED 1 252,800 JPMORGAN & CHASE & CO COM 46625H100 17,569 376,200 SH SHARED-DEFINED 2 376,200 KEYCORP NEW COM 493267108 11,390 953,900 SH SHARED-DEFINED 1 953,900 KEYCORP NEW COM 493267108 16,941 1,418,885 SH SHARED-DEFINED 2 1,418,885 KNIGHT CAPITAL GROUP INC CL A 499005106 1,486 100,000 SH PUT SHARED-DEFINED 1 100,000 KNIGHT CAPITAL GROUP INC CL A 499005106 2,229 150,000 SH PUT SHARED-DEFINED 2 150,000 LANDAMERICA FINL GROUP INC COM 514936103 4,576 188,700 SH SHARED-DEFINED 1 188,700 LANDAMERICA FINL GROUP INC COM 514936103 6,807 280,700 SH SHARED-DEFINED 2 280,700 MAGELLAN HEALTH SVCS INC COM NEW 559079207 6,927 168,700 SH SHARED-DEFINED 1 168,700 MAGELLAN HEALTH SVCS INC COM NEW 559079207 10,296 250,747 SH SHARED-DEFINED 2 250,747 MASTERCARD INC CL A 57636Q104 4,398 24,800 SH SHARED-DEFINED 1 24,800 MASTERCARD INC CL A 57636Q104 6,561 37,000 SH SHARED-DEFINED 2 37,000 MCKESSON CORP COM 58155Q103 17,319 321,860 SH SHARED-DEFINED 1 321,860 MCKESSON CORP COM 58155Q103 25,787 479,226 SH SHARED-DEFINED 2 479,226 MEDCO HEALTH SOLUTIONS INC COM 58405U102 2,378 52,840 SH SHARED-DEFINED 1 52,840 MEDCO HEALTH SOLUTIONS INC COM 58405U102 3,543 78,741 SH SHARED-DEFINED 2 78,741 MERCK & CO INC COM 589331107 7,275 230,500 SH SHARED-DEFINED 1 230,500 MERCK & CO INC COM 589331107 10,809 342,500 SH SHARED-DEFINED 2 342,500 METHANEX CORP COM 59151K108 772 38,800 SH SHARED-DEFINED 1 38,800 METHANEX CORP COM 59151K108 1,148 57,700 SH SHARED-DEFINED 2 57,700 MF GLOBAL LTD SHS G60642108 11,694 2,694,400 SH SHARED-DEFINED 1 2,694,400 MF GLOBAL LTD SHS G60642108 17,406 4,010,600 SH SHARED-DEFINED 2 4,010,600 MFA MTG INVTS INC COM 55272X102 1,860 286,220 SH SHARED-DEFINED 1 286,220 MFA MTG INVTS INC COM 55272X102 2,768 425,780 SH SHARED-DEFINED 2 425,780 MSC INDL DIRECT INC CL A 553530106 3,024 65,630 SH SHARED-DEFINED 1 65,630 MSC INDL DIRECT INC CL A 553530106 4,502 97,720 SH SHARED-DEFINED 2 97,720 MYLAN INC COM 628530107 4,277 374,540 SH SHARED-DEFINED 1 374,540 MYLAN INC COM 628530107 6,355 556,460 SH SHARED-DEFINED 2 556,460 NATIONAL CITY CORP NOTE 4.000% 2/0 635405AW3 5,275 11,658,000 PRN SHARED-DEFINED 1 11,658,000 NATIONAL CITY CORP NOTE 4.000% 2/0 635405AW3 7,847 17,342,000 PRN SHARED-DEFINED 2 17,342,000 NATIONAL CITY CORP COM 635405103 4,327 2,472,600 SH SHARED-DEFINED 1 2,472,600 NATIONAL CITY CORP COM 635405103 6,111 3,491,800 SH SHARED-DEFINED 2 3,491,800 NAVISTAR INTL CORP NEW COM 63934E108 6,411 118,330 SH SHARED-DEFINED 1 118,330 NAVISTAR INTL CORP NEW COM 63934E108 9,545 176,170 SH SHARED-DEFINED 2 176,170 NEWMONT MINING CORP COM 651639106 1,535 39,590 SH SHARED-DEFINED 1 39,590 NEWMONT MINING CORP COM 651639106 2,283 58,895 SH SHARED-DEFINED 2 58,895 OM GROUP INC COM 670872100 3,671 163,140 SH SHARED-DEFINED 1 163,140 OM GROUP INC COM 670872100 5,463 242,785 SH SHARED-DEFINED 2 242,785 OMNICARE INC COM 681904108 8,185 284,500 SH SHARED-DEFINED 1 284,500 OMNICARE INC COM 681904108 12,173 423,100 SH SHARED-DEFINED 2 423,100 PACIFIC CAP BANCORP NEW COM 69404P101 1,545 75,900 SH SHARED-DEFINED 1 75,900 PACIFIC CAP BANCORP NEW COM 69404P101 2,298 112,900 SH SHARED-DEFINED 2 112,900 POPULAR INC COM 733174106 2,682 323,500 SH SHARED-DEFINED 1 323,500 POPULAR INC COM 733174106 3,990 481,300 SH SHARED-DEFINED 2 481,300 PRUDENTIAL FINL INC COM 744320102 3,614 50,200 SH SHARED-DEFINED 1 50,200 PRUDENTIAL FINL INC COM 744320102 5,386 74,800 SH SHARED-DEFINED 2 74,800 PZENA INVESTMENT MGMT INC CLASS A 74731Q103 1,382 145,800 SH SHARED-DEFINED 1 145,800 PZENA INVESTMENT MGMT INC CLASS A 74731Q103 2,056 216,900 SH SHARED-DEFINED 2 216,900 RANGE RES CORP COM 75281A109 690 16,100 SH SHARED-DEFINED 1 16,100 RANGE RES CORP COM 75281A109 1,025 23,900 SH SHARED-DEFINED 2 23,900 REGIONS FINANCIAL CORP NEW COM 7591EP100 1,246 129,800 SH SHARED-DEFINED 1 129,800 REGIONS FINANCIAL CORP NEW COM 7591EP100 1,853 193,012 SH SHARED-DEFINED 2 193,012 RESMED INC COM 761152107 5,618 130,650 SH SHARED-DEFINED 1 130,650 RESMED INC COM 761152107 8,357 194,350 SH SHARED-DEFINED 2 194,350 SANDRIDGE ENERGY INC COM 80007P307 1,125 57,400 SH SHARED-DEFINED 1 57,400 SANDRIDGE ENERGY INC COM 80007P307 1,678 85,600 SH SHARED-DEFINED 2 85,600 SCHWAB CHARLES CORP NEW COM 808513105 5,337 205,260 SH SHARED-DEFINED 1 205,260 SCHWAB CHARLES CORP NEW COM 808513105 7,941 305,420 SH SHARED-DEFINED 2 305,420 SENORX INC COM 81724W104 1,698 343,636 SH SHARED-DEFINED 1 343,636 SENORX INC COM 81724W104 2,526 511,364 SH SHARED-DEFINED 2 511,364 SHIRE LIMITED SPONSORED ADR 82481R106 7,674 160,720 SH SHARED-DEFINED 1 160,720 SHIRE LIMITED SPONSORED ADR 82481R106 11,426 239,280 SH SHARED-DEFINED 2 239,280 SIMS GROUP LTD SPONS ADR 829160100 3,287 142,300 SH SHARED-DEFINED 1 142,300 SIMS GROUP LTD SPONS ADR 829160100 4,884 211,407 SH SHARED-DEFINED 2 211,407 SMITHTOWN BANCORP INC COM 832449102 1,567 72,360 SH SHARED-DEFINED 1 72,360 SMITHTOWN BANCORP INC COM 832449102 2,331 107,640 SH SHARED-DEFINED 2 107,640 SOUTH FINL GROUP INC COM 837841105 1,130 154,100 SH SHARED-DEFINED 1 154,100 SOUTH FINL GROUP INC COM 837841105 1,679 229,100 SH SHARED-DEFINED 2 229,100 SPECTRANETICS CORP COM 84760C107 518 111,900 SH SHARED-DEFINED 1 111,900 SPECTRANETICS CORP COM 84760C107 772 166,700 SH SHARED-DEFINED 2 166,700 ST JUDE MED INC COM 790849103 9,824 225,900 SH SHARED-DEFINED 1 225,900 ST JUDE MED INC COM 790849103 14,582 335,300 SH SHARED-DEFINED 2 335,300 STATE STR CORP COM 857477103 14,049 247,000 SH SHARED-DEFINED 1 247,000 STATE STR CORP COM 857477103 20,903 367,500 SH SHARED-DEFINED 2 367,500 STERLING FINL CORP WASH COM 859319105 2,619 180,600 SH SHARED-DEFINED 1 180,600 STERLING FINL CORP WASH COM 859319105 3,896 268,700 SH SHARED-DEFINED 2 268,700 STEWART ENTERPRISES INC CL A 860370105 2,627 334,200 SH SHARED-DEFINED 1 334,200 STEWART ENTERPRISES INC CL A 860370105 3,903 496,600 SH SHARED-DEFINED 2 496,600 SUN HEALTHCARE GROUP INC COM NEW 866933401 4,712 321,420 SH SHARED-DEFINED 1 321,420 SUN HEALTHCARE GROUP INC COM NEW 866933401 7,004 477,766 SH SHARED-DEFINED 2 477,766 TENET HEALTHCARE CORP COM 88033G100 4,730 852,300 SH SHARED-DEFINED 1 852,300 TENET HEALTHCARE CORP COM 88033G100 7,036 1,267,700 SH SHARED-DEFINED 2 1,267,700 TERRA INDS INC COM 880915103 3,428 116,600 SH SHARED-DEFINED 1 116,600 TERRA INDS INC COM 880915103 5,107 173,700 SH SHARED-DEFINED 2 173,700 THERAVANCE INC COM 88338T104 3,361 269,760 SH SHARED-DEFINED 1 269,760 THERAVANCE INC COM 88338T104 5,001 401,340 SH SHARED-DEFINED 2 401,340 THOMPSON CREEK METALS CO INC COM 884768102 7,513 810,310 SH SHARED-DEFINED 1 810,310 THOMPSON CREEK METALS CO INC COM 884768102 11,157 1,203,290 SH SHARED-DEFINED 2 1,203,290 THORNBURG MTG INC COM 885218107 19 10,839 SH SHARED-DEFINED 1 10,839 THORNBURG MTG INC COM 885218107 25 14,309 SH SHARED-DEFINED 2 14,309 THORNBURG MTG INC COM 885218107 163 93,000 SH PUT SHARED-DEFINED 1 93,000 THORNBURG MTG INC COM 885218107 229 130,930 SH PUT SHARED-DEFINED 2 130,930 UMPQUA HLDGS CORP COM 904214103 850 57,800 SH SHARED-DEFINED 1 57,800 UMPQUA HLDGS CORP COM 904214103 1,265 85,990 SH SHARED-DEFINED 2 85,990 UNITED CMNTY BKS BLAIRSVLE G CAP STK 90984P105 4,626 348,896 SH SHARED-DEFINED 1 348,896 UNITED CMNTY BKS BLAIRSVLE G CAP STK 90984P105 6,882 519,027 SH SHARED-DEFINED 2 519,027 UNITED FINANCIAL BANCORP INC COM 91030T109 3,011 202,750 SH SHARED-DEFINED 1 202,750 UNITED FINANCIAL BANCORP INC COM 91030T109 4,484 301,969 SH SHARED-DEFINED 2 301,969 UNITED THERAPEUTICS CORP DEL COM 91307C102 6,310 60,000 SH CALL SHARED-DEFINED 1 60,000 UNITED THERAPEUTICS CORP DEL COM 91307C102 8,414 80,000 SH CALL SHARED-DEFINED 2 80,000 VISA INC COM CL A 92826C839 4,193 68,300 SH SHARED-DEFINED 1 68,300 VISA INC COM CL A 92826C839 6,243 101,700 SH SHARED-DEFINED 2 101,700 WASHINGTON FED INC COM 938824109 1,672 90,600 SH SHARED-DEFINED 1 90,600 WASHINGTON FED INC COM 938824109 2,480 134,400 SH SHARED-DEFINED 2 134,400 WESCO INTL INC COM 95082P105 1,434 44,570 SH SHARED-DEFINED 1 44,570 WESCO INTL INC COM 95082P105 2,131 66,230 SH SHARED-DEFINED 2 66,230 WESTAMERICA BANCORPORATION COM 957090103 1,572 27,330 SH SHARED-DEFINED 1 27,330 WESTAMERICA BANCORPORATION COM 957090103 2,337 40,628 SH SHARED-DEFINED 2 40,628 WILMINGTON TRUST CORP COM 971807102 874 30,300 SH SHARED-DEFINED 1 30,300 WILMINGTON TRUST CORP COM 971807102 1,289 44,700 SH SHARED-DEFINED 2 44,700 XTO ENERGY INC COM 98385X106 6,273 134,840 SH SHARED-DEFINED 1 134,840 XTO ENERGY INC COM 98385X106 9,305 200,022 SH SHARED-DEFINED 2 200,022
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