0000899243-19-006277.txt : 20190305
0000899243-19-006277.hdr.sgml : 20190305
20190305190633
ACCESSION NUMBER: 0000899243-19-006277
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190301
FILED AS OF DATE: 20190305
DATE AS OF CHANGE: 20190305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gault Jeffrey M
CENTRAL INDEX KEY: 0001420947
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34723
FILM NUMBER: 19660611
MAIL ADDRESS:
STREET 1: MORGANS HOTEL GROUP CO.
STREET 2: 475 TENTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICOLD REALTY TRUST
CENTRAL INDEX KEY: 0001455863
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 Glenlake Pkwy., Suite 800 S. Tower
CITY: Atlanta
STATE: GA
ZIP: 30328
BUSINESS PHONE: 678-441-1400
MAIL ADDRESS:
STREET 1: 10 Glenlake Pkwy., Suite 800 S. Tower
CITY: Atlanta
STATE: GA
ZIP: 30328
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-01
1
0001455863
AMERICOLD REALTY TRUST
NYSE: COLD
0001420947
Gault Jeffrey M
C/O AMERICOLD REALTY TRUST
10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600
ATLANTA
GA
30328
1
0
0
0
Common Shares of Beneficial Interest
2019-03-01
4
M
0
166958
9.81
A
301248
D
Common Shares of Beneficial Interest
2019-03-01
4
S
0
166958
28.6789
D
134290
D
Common Shares of Beneficial Interest
2019-03-05
4
M
0
100000
A
234290
D
Common Shares of Beneficial Interest
2019-03-05
4
S
0
134290
29.5129
D
100000
D
Stock Option
9.81
2019-03-01
4
M
0
166958
0.00
D
2022-02-01
Common Shares of Beneficial Interest
166958
333915
D
Restricted Stock Units
2019-03-05
4
M
0
200000
D
Common Shares of Beneficial Interest
100000
0
D
The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018.
The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $28.4000 to $28.9250, inclusive. The reporting person undertakes to provide to Americold Realty Trust (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of common shares sold at each separate price within the range set forth above.
On March 1, 2019, Mr. Gault made an exercise of 166,958 stock options and sold 166,958 common shares.
Options to acquire common shares vested 20% each on February 1, 2013, 2014, 2015, 2016 and 2017.
Each restricted stock unit ("RSU") represents the right to acquire one share of the Company.
On March 5, 2019, in connection with Mr. Gault's resignation from the Board of Trustees of the Company, 100,000 of Mr. Gault's RSUs vested immediately and the remaining 100,000 were cancelled.
The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $29.4100 to $29.6000, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above.
/s/ James C. Snyder, attorney-in-fact
2019-03-05