0000899243-19-006277.txt : 20190305 0000899243-19-006277.hdr.sgml : 20190305 20190305190633 ACCESSION NUMBER: 0000899243-19-006277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gault Jeffrey M CENTRAL INDEX KEY: 0001420947 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34723 FILM NUMBER: 19660611 MAIL ADDRESS: STREET 1: MORGANS HOTEL GROUP CO. STREET 2: 475 TENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICOLD REALTY TRUST CENTRAL INDEX KEY: 0001455863 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 Glenlake Pkwy., Suite 800 S. Tower CITY: Atlanta STATE: GA ZIP: 30328 BUSINESS PHONE: 678-441-1400 MAIL ADDRESS: STREET 1: 10 Glenlake Pkwy., Suite 800 S. Tower CITY: Atlanta STATE: GA ZIP: 30328 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-01 1 0001455863 AMERICOLD REALTY TRUST NYSE: COLD 0001420947 Gault Jeffrey M C/O AMERICOLD REALTY TRUST 10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600 ATLANTA GA 30328 1 0 0 0 Common Shares of Beneficial Interest 2019-03-01 4 M 0 166958 9.81 A 301248 D Common Shares of Beneficial Interest 2019-03-01 4 S 0 166958 28.6789 D 134290 D Common Shares of Beneficial Interest 2019-03-05 4 M 0 100000 A 234290 D Common Shares of Beneficial Interest 2019-03-05 4 S 0 134290 29.5129 D 100000 D Stock Option 9.81 2019-03-01 4 M 0 166958 0.00 D 2022-02-01 Common Shares of Beneficial Interest 166958 333915 D Restricted Stock Units 2019-03-05 4 M 0 200000 D Common Shares of Beneficial Interest 100000 0 D The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018. The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $28.4000 to $28.9250, inclusive. The reporting person undertakes to provide to Americold Realty Trust (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of common shares sold at each separate price within the range set forth above. On March 1, 2019, Mr. Gault made an exercise of 166,958 stock options and sold 166,958 common shares. Options to acquire common shares vested 20% each on February 1, 2013, 2014, 2015, 2016 and 2017. Each restricted stock unit ("RSU") represents the right to acquire one share of the Company. On March 5, 2019, in connection with Mr. Gault's resignation from the Board of Trustees of the Company, 100,000 of Mr. Gault's RSUs vested immediately and the remaining 100,000 were cancelled. The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $29.4100 to $29.6000, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above. /s/ James C. Snyder, attorney-in-fact 2019-03-05