0001420811-17-000076.txt : 20170511 0001420811-17-000076.hdr.sgml : 20170511 20170511164559 ACCESSION NUMBER: 0001420811-17-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170510 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: On Deck Capital, Inc. CENTRAL INDEX KEY: 0001420811 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 421709682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 BUSINESS PHONE: 888-269-4246 MAIL ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: On Deck Capital Inc DATE OF NAME CHANGE: 20071210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wolfson Neil E CENTRAL INDEX KEY: 0001627467 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 17834997 MAIL ADDRESS: STREET 1: C/O ON DECK CAPITAL INC. STREET 2: 1400 BROADWAY 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 4 1 wf-form4_149453554403377.xml FORM 4 X0306 4 2017-05-10 0 0001420811 On Deck Capital, Inc. ONDK 0001627467 Wolfson Neil E C/O ON DECK CAPITAL, INC. 1400 BROADWAY, 25TH FLOOR NEW YORK NY 10018 1 0 0 0 Common Stock 2017-05-10 4 A 0 22557 0 A 163702 D Stock Option (right to buy) 3.99 2017-05-10 4 A 0 37736 0 A 2027-05-09 Common Stock 37736.0 37736 D The reported shares are represented by restricted stock units which vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or May 10, 2018. Vested shares will be delivered to the Reporting Person following the earlier of the date that the Reporting Person ceases to serve on Issuer's board of directors or there is a change in control as defined in Issuer's 2014 Equity Incentive Plan. Shares subject to the option vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or May 10, 2018. /s/ Robert A. Zuccaro, by power of attorney 2017-05-11