0001209191-17-036407.txt : 20170531 0001209191-17-036407.hdr.sgml : 20170531 20170531160913 ACCESSION NUMBER: 0001209191-17-036407 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170530 FILED AS OF DATE: 20170531 DATE AS OF CHANGE: 20170531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Colfax CORP CENTRAL INDEX KEY: 0001420800 STANDARD INDUSTRIAL CLASSIFICATION: PUMPS & PUMPING EQUIPMENT [3561] IRS NUMBER: 541887631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 NATIONAL BUSINESS PARKWAY STREET 2: 5TH FLOOR CITY: ANNAPOLIS JUNCTION STATE: MD ZIP: 20701 BUSINESS PHONE: (301) 323-9000 MAIL ADDRESS: STREET 1: 420 NATIONAL BUSINESS PARKWAY STREET 2: 5TH FLOOR CITY: ANNAPOLIS JUNCTION STATE: MD ZIP: 20701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Puckett A. Lynne CENTRAL INDEX KEY: 0001502389 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34045 FILM NUMBER: 17881129 MAIL ADDRESS: STREET 1: 200 AMERICAN METRO BLVD., SUITE 111 CITY: HAMILTON TOWNSHIP STATE: NJ ZIP: 08619 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-30 0 0001420800 Colfax CORP CFX 0001502389 Puckett A. Lynne 420 NATIONAL BUSINESS PARKWAY 5TH FLOOR ANNAPOLIS JUNCTION MD 20701 0 1 0 0 SVP, GC & Secretary Common Stock, par value $.001 2017-05-30 4 M 0 14355 21.77 A 40907 D Common Stock, par value $.001 2017-05-30 4 S 0 10882 40.1375 D 30025 D Common Stock, par value $.001 1111 I By spouse Employee Stock Option (right to buy) 21.77 2017-05-30 4 M 0 14355 0.00 D 2018-02-25 Common Stock, par value $.001 14355 0 D The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on May 16, 2017. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in February 2018, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person. The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.31 to $40.07, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The option vested in three equal annual installments beginning on February 24, 2012. /s/ A. Lynne Puckett 2017-05-31