0001209191-17-036407.txt : 20170531
0001209191-17-036407.hdr.sgml : 20170531
20170531160913
ACCESSION NUMBER: 0001209191-17-036407
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170530
FILED AS OF DATE: 20170531
DATE AS OF CHANGE: 20170531
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Colfax CORP
CENTRAL INDEX KEY: 0001420800
STANDARD INDUSTRIAL CLASSIFICATION: PUMPS & PUMPING EQUIPMENT [3561]
IRS NUMBER: 541887631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 NATIONAL BUSINESS PARKWAY
STREET 2: 5TH FLOOR
CITY: ANNAPOLIS JUNCTION
STATE: MD
ZIP: 20701
BUSINESS PHONE: (301) 323-9000
MAIL ADDRESS:
STREET 1: 420 NATIONAL BUSINESS PARKWAY
STREET 2: 5TH FLOOR
CITY: ANNAPOLIS JUNCTION
STATE: MD
ZIP: 20701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Puckett A. Lynne
CENTRAL INDEX KEY: 0001502389
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34045
FILM NUMBER: 17881129
MAIL ADDRESS:
STREET 1: 200 AMERICAN METRO BLVD., SUITE 111
CITY: HAMILTON TOWNSHIP
STATE: NJ
ZIP: 08619
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-30
0
0001420800
Colfax CORP
CFX
0001502389
Puckett A. Lynne
420 NATIONAL BUSINESS PARKWAY
5TH FLOOR
ANNAPOLIS JUNCTION
MD
20701
0
1
0
0
SVP, GC & Secretary
Common Stock, par value $.001
2017-05-30
4
M
0
14355
21.77
A
40907
D
Common Stock, par value $.001
2017-05-30
4
S
0
10882
40.1375
D
30025
D
Common Stock, par value $.001
1111
I
By spouse
Employee Stock Option (right to buy)
21.77
2017-05-30
4
M
0
14355
0.00
D
2018-02-25
Common Stock, par value $.001
14355
0
D
The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on May 16, 2017. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in February 2018, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person.
The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.31 to $40.07, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The option vested in three equal annual installments beginning on February 24, 2012.
/s/ A. Lynne Puckett
2017-05-31