0001683168-23-008635.txt : 20231205 0001683168-23-008635.hdr.sgml : 20231205 20231205160115 ACCESSION NUMBER: 0001683168-23-008635 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231201 FILED AS OF DATE: 20231205 DATE AS OF CHANGE: 20231205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mears Robert J CENTRAL INDEX KEY: 0001680617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37850 FILM NUMBER: 231466484 MAIL ADDRESS: STREET 1: 750 UNIVERSITY AVENUE, SUITE 280 CITY: LOS GATOS STATE: CA ZIP: 95032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Atomera Inc CENTRAL INDEX KEY: 0001420520 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 750 UNIVERSITY AVENUE STREET 2: SUITE 280 CITY: LOS GATOS STATE: CA ZIP: 95032 BUSINESS PHONE: 408-442-5248 MAIL ADDRESS: STREET 1: 750 UNIVERSITY AVENUE STREET 2: SUITE 280 CITY: LOS GATOS STATE: CA ZIP: 95032 FORMER COMPANY: FORMER CONFORMED NAME: MEARS TECHNOLOGIES INC DATE OF NAME CHANGE: 20071206 4 1 ownership.xml X0508 4 2023-12-01 0 0001420520 Atomera Inc ATOM 0001680617 Mears Robert J C/O ATOMERA, INC. 750 UNIVERSITY AVENUE, SUITE 280 LOS GATOS CA 95032 0 1 0 0 Chief Technology Officer 0 Common Stock 2023-12-01 4 S 0 181 6.67 D 119655 D Common Stock 2023-12-01 4 S 0 381 6.67 D 119274 D Common Stock 2023-12-01 4 S 0 1447 6.67 D 117827 D Common Stock 2023-12-01 4 S 0 773 6.67 D 117054 D Common Stock 2023-12-01 4 M 0 2882 3.90 A 119936 D Common Stock 2023-12-01 4 S 0 2882 6.67 D 117054 D Common Stock 2023-12-04 4 S 0 3251 7.16 D 113803 D Common Stock 2666 I by Spouse Stock Option (right to buy) 3.90 2023-12-01 4 M 0 2882 0.00 D 2021-12-01 2029-02-27 Common Stock 2882 24041 D Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person. /s/ by Mindi Zimmer, as Attorney-in-Fact For: Robert J. Mears 2023-12-05