0001683168-21-000771.txt : 20210303
0001683168-21-000771.hdr.sgml : 20210303
20210303213731
ACCESSION NUMBER: 0001683168-21-000771
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trautmann Erwin
CENTRAL INDEX KEY: 0001680614
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37850
FILM NUMBER: 21712357
MAIL ADDRESS:
STREET 1: 750 UNIVERSITY AVENUE, SUITE 280
CITY: LOS GATOS
STATE: CA
ZIP: 95032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Atomera Inc
CENTRAL INDEX KEY: 0001420520
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 750 UNIVERSITY AVENUE
STREET 2: SUITE 280
CITY: LOS GATOS
STATE: CA
ZIP: 95032
BUSINESS PHONE: 408-442-5248
MAIL ADDRESS:
STREET 1: 750 UNIVERSITY AVENUE
STREET 2: SUITE 280
CITY: LOS GATOS
STATE: CA
ZIP: 95032
FORMER COMPANY:
FORMER CONFORMED NAME: MEARS TECHNOLOGIES INC
DATE OF NAME CHANGE: 20071206
4
1
ownership.xml
X0306
4
2021-03-01
0
0001420520
Atomera Inc
ATOM
0001680614
Trautmann Erwin
C/O ATOMERA, INC.
750 UNIVERSITY AVENUE, SUITE 280
LOS GATOS
CA
95032
1
1
0
0
See Remarks
Common Stock
2021-03-01
4
S
0
528
27.67
D
97212
D
Common Stock
2021-03-01
4
M
0
12000
7.01
A
109212
D
Common Stock
2021-03-01
4
S
0
12000
27.37
D
97.212
D
Stock Options (Right to Buy)
7.01
2021-03-01
4
M
0
12000
0
D
2017-09-01
2027-03-20
Common Stock
12000
12169
D
Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The reporting person is the Executive Vice President of Strategic Business Development of Issuer.
/s/ Erwin Trautmann, by Mindi Zimmer, as Attorney-in-Fact
2021-03-03