0001683168-21-000771.txt : 20210303 0001683168-21-000771.hdr.sgml : 20210303 20210303213731 ACCESSION NUMBER: 0001683168-21-000771 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trautmann Erwin CENTRAL INDEX KEY: 0001680614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37850 FILM NUMBER: 21712357 MAIL ADDRESS: STREET 1: 750 UNIVERSITY AVENUE, SUITE 280 CITY: LOS GATOS STATE: CA ZIP: 95032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Atomera Inc CENTRAL INDEX KEY: 0001420520 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 750 UNIVERSITY AVENUE STREET 2: SUITE 280 CITY: LOS GATOS STATE: CA ZIP: 95032 BUSINESS PHONE: 408-442-5248 MAIL ADDRESS: STREET 1: 750 UNIVERSITY AVENUE STREET 2: SUITE 280 CITY: LOS GATOS STATE: CA ZIP: 95032 FORMER COMPANY: FORMER CONFORMED NAME: MEARS TECHNOLOGIES INC DATE OF NAME CHANGE: 20071206 4 1 ownership.xml X0306 4 2021-03-01 0 0001420520 Atomera Inc ATOM 0001680614 Trautmann Erwin C/O ATOMERA, INC. 750 UNIVERSITY AVENUE, SUITE 280 LOS GATOS CA 95032 1 1 0 0 See Remarks Common Stock 2021-03-01 4 S 0 528 27.67 D 97212 D Common Stock 2021-03-01 4 M 0 12000 7.01 A 109212 D Common Stock 2021-03-01 4 S 0 12000 27.37 D 97.212 D Stock Options (Right to Buy) 7.01 2021-03-01 4 M 0 12000 0 D 2017-09-01 2027-03-20 Common Stock 12000 12169 D Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reporting person is the Executive Vice President of Strategic Business Development of Issuer. /s/ Erwin Trautmann, by Mindi Zimmer, as Attorney-in-Fact 2021-03-03