0001225208-15-013821.txt : 20150612
0001225208-15-013821.hdr.sgml : 20150612
20150612160831
ACCESSION NUMBER: 0001225208-15-013821
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150610
FILED AS OF DATE: 20150612
DATE AS OF CHANGE: 20150612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schneider Ryan M.
CENTRAL INDEX KEY: 0001420501
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 15928561
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
doc4.xml
X0306
4
2015-06-10
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001420501
Schneider Ryan M.
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
President, Card
Common Stock
2015-06-10
4
M
0
21600.0000
48.9500
A
177358.0000
D
Common Stock
2015-06-10
4
S
0
21600.0000
86.0000
D
155758.0000
D
Stock Options
48.9500
2015-06-10
4
M
0
21600.0000
0.0000
D
2018-02-20
Common Stock
21600.0000
100.0000
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
This option became exercisable in 1/3 increments beginning on February 21, 2009 and annually thereafter.
Gregory W. Seward (POA on file)
2015-06-12