0001225208-15-013821.txt : 20150612 0001225208-15-013821.hdr.sgml : 20150612 20150612160831 ACCESSION NUMBER: 0001225208-15-013821 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150610 FILED AS OF DATE: 20150612 DATE AS OF CHANGE: 20150612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schneider Ryan M. CENTRAL INDEX KEY: 0001420501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 15928561 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 doc4.xml X0306 4 2015-06-10 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001420501 Schneider Ryan M. 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 President, Card Common Stock 2015-06-10 4 M 0 21600.0000 48.9500 A 177358.0000 D Common Stock 2015-06-10 4 S 0 21600.0000 86.0000 D 155758.0000 D Stock Options 48.9500 2015-06-10 4 M 0 21600.0000 0.0000 D 2018-02-20 Common Stock 21600.0000 100.0000 D This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. This option became exercisable in 1/3 increments beginning on February 21, 2009 and annually thereafter. Gregory W. Seward (POA on file) 2015-06-12