0001225208-15-006786.txt : 20150304 0001225208-15-006786.hdr.sgml : 20150304 20150304164800 ACCESSION NUMBER: 0001225208-15-006786 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150302 FILED AS OF DATE: 20150304 DATE AS OF CHANGE: 20150304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schneider Ryan M. CENTRAL INDEX KEY: 0001420501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 15674053 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 doc4.xml X0306 4 2015-03-02 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001420501 Schneider Ryan M. 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 President, Card Common Stock 2015-03-02 4 M 0 15650.0000 78.7100 A 206566.0000 D Common Stock 2015-03-02 4 S 0 15650.0000 78.9000 D 190916.0000 D Stock Options 78.7100 2015-03-02 4 M 0 15650.0000 0.0000 D 2015-03-14 Common Stock 15650.0000 0.0000 D This transaction was executed pursuant to a trading plan entered into by the reporting person on July, 21 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. This option became exercisable in 1/3 increments beginning on March 15, 2006 and annually thereafter. Gregory W. Seward (POA on file) 2015-03-04