-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EGxLhyl6DaAqBZ4rZUu3uXy3/xnz9nIWk+Ne3pE8XBozcpiynWGlwH039+HUzgMq W+860nm2iIu8nPSj5Pf9fg== 0001225208-10-010332.txt : 20100414 0001225208-10-010332.hdr.sgml : 20100414 20100414162517 ACCESSION NUMBER: 0001225208-10-010332 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100412 FILED AS OF DATE: 20100414 DATE AS OF CHANGE: 20100414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schneider Ryan M. CENTRAL INDEX KEY: 0001420501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 10749701 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 doc4.xml X0303 4 2010-04-12 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001420501 Schneider Ryan M. 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 President, Card Common Stock 2010-04-12 4 M 0 10646 18.28 A 104459 D Common Stock 2010-04-12 4 S 0 10646 45 D 93813 D Stock Options 18.28 2010-04-12 4 M 0 10646 0 D 2019-01-28 Common Stock 10646 121295 D This transaction was executed pursuant to a trading plan entered into by the reporting person on October 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. These shares were sold at prices ranging from $45.00 to $45.01. Information regarding the number of shares sold at each separate price will be provided upon request. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. This option is exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Tangela S. Richter (POA on file) 2010-04-14 -----END PRIVACY-ENHANCED MESSAGE-----