0001214659-21-005227.txt : 20210512
0001214659-21-005227.hdr.sgml : 20210512
20210512154635
ACCESSION NUMBER: 0001214659-21-005227
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210512
DATE AS OF CHANGE: 20210512
EFFECTIVENESS DATE: 20210512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C.
CENTRAL INDEX KEY: 0001420473
IRS NUMBER: 943250323
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12703
FILM NUMBER: 21914926
BUSINESS ADDRESS:
STREET 1: 3315 SCOTT BLVD
STREET 2: 4TH FLOOR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 408-498-6000
MAIL ADDRESS:
STREET 1: 3315 SCOTT BLVD
STREET 2: 4TH FLOOR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001420473
XXXXXXXX
03-31-2021
03-31-2021
true
1
RESTATEMENT
false
Financial Engines Advisors L.L.C.
3315 SCOTT BLVD
4TH FLOOR
SANTA CLARA
CA
95054
13F HOLDINGS REPORT
028-12703
N
David Carr
Director of Compliance
913-319-8198
David Carr
Overland Park
KS
05-12-2021
0
268
32005493
INFORMATION TABLE
2
infotable.xml
3M Co
Common Stock
88579Y101
211
1095
SH
SOLE
0
0
1095
Abbott Laboratories
Common Stock
002824100
7294
60863
SH
SOLE
0
0
60863
AbbVie Inc
Common Stock
00287Y109
13778
127315
SH
SOLE
0
0
127315
Abeona Therapeutics Inc
Common Stock
00289Y107
40
21445
SH
SOLE
0
0
21445
Accenture PLC
Common Stock
G1151C101
252
913
SH
SOLE
0
0
913
Alaska Air Group Inc
Common Stock
011659109
3912
56525
SH
SOLE
0
0
56525
Alibaba Group Holding Ltd
ADR
01609W102
1011
4458
SH
SOLE
0
0
4458
Alphabet Inc
Common Stock
02079K305
1408
681
SH
SOLE
0
0
681
Altria Group Inc
Common Stock
02209S103
324
6232
SH
SOLE
0
0
6232
Amazon.com Inc
Common Stock
023135106
2258
730
SH
SOLE
0
0
730
Amcor PLC
Common Stock
G0250X107
2691
230401
SH
SOLE
0
0
230401
Amgen Inc
Common Stock
031162100
406
1630
SH
SOLE
0
0
1630
Apple Inc
Common Stock
037833100
5513
45136
SH
SOLE
0
0
45136
Aramark
Common Stock
03852U106
201
5324
SH
SOLE
0
0
5324
Associated Banc-Corp
Common Stock
045487105
417
19538
SH
SOLE
0
0
19538
Astec Industries Inc
Common Stock
046224101
401
5318
SH
SOLE
0
0
5318
AT&T Inc
Common Stock
00206R102
1014
33500
SH
SOLE
0
0
33500
Automatic Data Processing Inc
Common Stock
053015103
854
4520
SH
SOLE
0
0
4520
Ball Corp
Common Stock
058498106
345
4069
SH
SOLE
0
0
4069
Bank of America Corp
Common Stock
060505104
389
10064
SH
SOLE
0
0
10064
Bank of New York Mellon Corp/The
Common Stock
064058100
10502
222075
SH
SOLE
0
0
222075
Berkshire Hathaway Inc
Common Stock
084670702
4086
15994
SH
SOLE
0
0
15994
BlackRock Corporate High Yield Fund Inc
Closed-End Fund
09255P107
204
17370
SH
SOLE
0
0
17370
Boeing Co/The
Common Stock
097023105
9259
36349
SH
SOLE
0
0
36349
Bristol-Myers Squibb Co
Common Stock
110122108
406
6396
SH
SOLE
0
0
6396
Carpenter Technology Corp
Common Stock
144285103
774
18813
SH
SOLE
0
0
18813
Caterpillar Inc
Common Stock
149123101
252
1086
SH
SOLE
0
0
1086
Chevron Corp
Common Stock
166764100
848
8097
SH
SOLE
0
0
8097
Chubb Ltd
Common Stock
H1467J104
293
1854
SH
SOLE
0
0
1854
Cisco Systems Inc/Delaware
Common Stock
17275R102
712
13774
SH
SOLE
0
0
13774
Clearwater Paper Corp
Common Stock
18538R103
475
12624
SH
SOLE
0
0
12624
Coca-Cola Co/The
Common Stock
191216100
271
5101
SH
SOLE
0
0
5101
Colgate-Palmolive Co
Common Stock
194162103
290
3685
SH
SOLE
0
0
3685
Comcast Corp
Common Stock
20030N101
584
10798
SH
SOLE
0
0
10798
Costco Wholesale Corp
Common Stock
22160K105
241
685
SH
SOLE
0
0
685
Crane Co
Common Stock
224399105
1885
20076
SH
SOLE
0
0
20076
CVS Health Corp
Common Stock
126650100
253
3367
SH
SOLE
0
0
3367
DaVita Inc
Common Stock
23918K108
2587
24001
SH
SOLE
0
0
24001
Deere & Co
Common Stock
244199105
236
631
SH
SOLE
0
0
631
Delta Air Lines Inc
Common Stock
247361702
614
12719
SH
SOLE
0
0
12719
Diageo PLC
ADR
25243Q205
480
2899
SH
SOLE
0
0
2899
Direxion Daily Technology Bull 3X Shares
ETP
25459W102
381
9222
SH
SOLE
0
0
9222
DTE Energy Co
Common Stock
233331107
219
1641
SH
SOLE
0
0
1641
Duke Energy Corp
Common Stock
26441C204
729
7549
SH
SOLE
0
0
7549
Ecolab Inc
Common Stock
278865100
310
1446
SH
SOLE
0
0
1446
Edwards Lifesciences Corp
Common Stock
28176E108
5992
71641
SH
SOLE
0
0
71641
Eli Lilly & Co
Common Stock
532457108
263
1407
SH
SOLE
0
0
1407
Energy Transfer LP
MLP
29273V100
86
11153
SH
SOLE
0
0
11153
EPR Properties
REIT
26884U109
770
16523
SH
SOLE
0
0
16523
Equifax Inc
Common Stock
294429105
1077
5948
SH
SOLE
0
0
5948
ETFMG Prime Cyber Security ETF
ETP
26924G201
1333
24289
SH
SOLE
0
0
24289
ETFMG Prime Mobile Payments ETF
ETP
26924G409
1194
17882
SH
SOLE
0
0
17882
Exxon Mobil Corp
Common Stock
30231G102
744
13333
SH
SOLE
0
0
13333
Facebook Inc
Common Stock
30303M102
582
1975
SH
SOLE
0
0
1975
Fidelity MSCI Real Estate Index ETF
ETP
316092857
5908
214909
SH
SOLE
0
0
214909
Fidelity National Information Services Inc
Common Stock
31620M106
232
1649
SH
SOLE
0
0
1649
Financial Select Sector SPDR Fund
ETP
81369Y605
276
8103
SH
SOLE
0
0
8103
Fiserv Inc
Common Stock
337738108
321
2694
SH
SOLE
0
0
2694
Ford Motor Co
Common Stock
345370860
445
36293
SH
SOLE
0
0
36293
Fortune Brands Home & Security Inc
Common Stock
34964C106
808
8428
SH
SOLE
0
0
8428
General Electric Co
Common Stock
369604103
207
15735
SH
SOLE
0
0
15735
General Mills Inc
Common Stock
370334104
250
4084
SH
SOLE
0
0
4084
General Motors Co
Common Stock
37045V100
282
4908
SH
SOLE
0
0
4908
Genius Brands International Inc
Common Stock
37229T301
24
12400
SH
SOLE
0
0
12400
Getty Realty Corp
REIT
374297109
602
20974
SH
SOLE
0
0
20974
Gladstone Commercial Corp
REIT
376536108
792
40507
SH
SOLE
0
0
40507
Global Payments Inc
Common Stock
37940X102
279
1384
SH
SOLE
0
0
1384
Global X Robotics & Artificial Intelligence ETF
ETP
37954Y715
1178
35545
SH
SOLE
0
0
35545
Graco Inc
Common Stock
384109104
681
9508
SH
SOLE
0
0
9508
HB Fuller Co
Common Stock
359694106
435
6922
SH
SOLE
0
0
6922
Home Depot Inc/The
Common Stock
437076102
1216
3984
SH
SOLE
0
0
3984
Honeywell International Inc
Common Stock
438516106
231
1063
SH
SOLE
0
0
1063
Illinois Tool Works Inc
Common Stock
452308109
248
1114
SH
SOLE
0
0
1114
Intel Corp
Common Stock
458140100
239
3741
SH
SOLE
0
0
3741
International Business Machines Corp
Common Stock
459200101
821
6159
SH
SOLE
0
0
6159
Invesco Global Clean Energy ETF
ETP
46138G847
892
27871
SH
SOLE
0
0
27871
Invesco Nasdaq Next Gen 100 ETF
ETP
46138G631
505
15860
SH
SOLE
0
0
15860
Invesco QQQ Trust Series 1
ETP
46090E103
3385
10594
SH
SOLE
0
0
10594
Invesco S&P 500 High Dividend Low Volatility ETF
ETP
46138E362
99487
2320674
SH
SOLE
0
0
2320674
Invesco S&P 500 Pure Growth ETF
ETP
46137V266
257
1564
SH
SOLE
0
0
1564
Iron Mountain Inc
REIT
46284V101
829
22028
SH
SOLE
0
0
22028
iShares 10-20 Year Treasury Bond ETF
ETP
464288653
284
2026
SH
SOLE
0
0
2026
iShares 3-7 Year Treasury Bond ETF
ETP
464288661
672805
5179808
SH
SOLE
0
0
5179808
iShares 5-10 Year Investment Grade Corporate Bond ETF
ETP
464288638
1578985
26658528
SH
SOLE
0
0
26658528
iShares Core MSCI EAFE ETF
ETP
46432F842
29594
410743
SH
SOLE
0
0
410743
iShares Core MSCI Emerging Markets ETF
ETP
46434G103
12790
198722
SH
SOLE
0
0
198722
iShares Core S&P 500 ETF
ETP
464287200
879
2209
SH
SOLE
0
0
2209
iShares Core S&P Mid-Cap ETF
ETP
464287507
700321
2690646
SH
SOLE
0
0
2690646
iShares Core S&P Small-Cap ETF
ETP
464287804
574828
5296486
SH
SOLE
0
0
5296486
iShares Core S&P U.S. Value ETF
ETP
464287663
2206
32022
SH
SOLE
0
0
32022
iShares Core U.S. Aggregate Bond ETF
ETP
464287226
11368
99872
SH
SOLE
0
0
99872
iShares ESG Aware MSCI USA ETF
ETP
46435G425
225
2480
SH
SOLE
0
0
2480
iShares Exponential Technologies ETF
ETP
46434V381
1553244
26228361
SH
SOLE
0
0
26228361
iShares GNMA Bond ETF
ETP
46429B333
381
7582
SH
SOLE
0
0
7582
iShares iBoxx $ Investment Grade Corporate Bond ETF
ETP
464287242
794748
6111099
SH
SOLE
0
0
6111099
iShares International Treasury Bond ETF
ETP
464288117
445150
8572107
SH
SOLE
0
0
8572107
iShares MBS ETF
ETP
464288588
10983
101301
SH
SOLE
0
0
101301
iShares MSCI EAFE ETF
ETP
464287465
91150
1201393
SH
SOLE
0
0
1201393
iShares MSCI EAFE Growth ETF
ETP
464288885
240
2387
SH
SOLE
0
0
2387
iShares MSCI EAFE Min Vol Factor ETF
ETP
46429B689
85092
1165799
SH
SOLE
0
0
1165799
iShares MSCI EAFE Value ETF
ETP
464288877
1402
27497
SH
SOLE
0
0
27497
iShares MSCI Emerging Markets ETF
ETP
464287234
318
5962
SH
SOLE
0
0
5962
iShares National Muni Bond ETF
ETP
464288414
229843
1980554
SH
SOLE
0
0
1980554
iShares Preferred & Income Securities ETF
ETP
464288687
522
13588
SH
SOLE
0
0
13588
iShares Russell 1000 ETF
ETP
464287622
1088
4861
SH
SOLE
0
0
4861
iShares Russell 1000 Growth ETF
ETP
464287614
1602
6593
SH
SOLE
0
0
6593
iShares Russell 1000 Value ETF
ETP
464287598
1835746
12113135
SH
SOLE
0
0
12113135
iShares Russell 2000 ETF
ETP
464287655
1026
4642
SH
SOLE
0
0
4642
iShares Russell 2000 Growth ETF
ETP
464287648
87839
292075
SH
SOLE
0
0
292075
iShares Russell 3000 ETF
ETP
464287689
1059
4463
SH
SOLE
0
0
4463
iShares Russell Mid-Cap ETF
ETP
464287499
479
6481
SH
SOLE
0
0
6481
iShares Russell Mid-Cap Growth ETF
ETP
464287481
1039
10176
SH
SOLE
0
0
10176
iShares Russell Mid-Cap Value ETF
ETP
464287473
287
2630
SH
SOLE
0
0
2630
iShares S&P 500 Growth ETF
ETP
464287309
39279
603272
SH
SOLE
0
0
603272
iShares S&P 500 Value ETF
ETP
464287408
49212
348428
SH
SOLE
0
0
348428
iShares S&P Mid-Cap 400 Growth ETF
ETP
464287606
145953
1862360
SH
SOLE
0
0
1862360
iShares S&P Mid-Cap 400 Value ETF
ETP
464287705
114618
1124479
SH
SOLE
0
0
1124479
iShares S&P Small-Cap 600 Growth ETF
ETP
464287887
1837
14328
SH
SOLE
0
0
14328
iShares S&P Small-Cap 600 Value ETF
ETP
464287879
1683
16710
SH
SOLE
0
0
16710
iShares Short Treasury Bond ETF
ETP
464288679
26316
238131
SH
SOLE
0
0
238131
iShares Short-Term National Muni Bond ETF
ETP
464288158
5155
47811
SH
SOLE
0
0
47811
iShares US Tech Breakthrough Multisector ETF
ETP
46436E502
306788
8673893
SH
SOLE
0
0
8673893
Johnson & Johnson
Common Stock
478160104
1248
7591
SH
SOLE
0
0
7591
JPMorgan Chase & Co
Common Stock
46625H100
882
5796
SH
SOLE
0
0
5796
Kinder Morgan Inc
Common Stock
49456B101
5313
319086
SH
SOLE
0
0
319086
L3Harris Technologies Inc
Common Stock
502431109
227
1121
SH
SOLE
0
0
1121
Lancaster Colony Corp
Common Stock
513847103
366
2088
SH
SOLE
0
0
2088
Legg Mason Low Volatility High Dividend ETF
ETP
52468L406
88086
2519972
SH
SOLE
0
0
2519972
Lexington Realty Trust
REIT
529043101
806
71866
SH
SOLE
0
0
71866
Lockheed Martin Corp
Common Stock
539830109
242
655
SH
SOLE
0
0
655
Lowe's Cos Inc
Common Stock
548661107
380
1998
SH
SOLE
0
0
1998
Marsh & McLennan Cos Inc
Common Stock
571748102
2527
20746
SH
SOLE
0
0
20746
Mastercard Inc
Common Stock
57636Q104
552
1549
SH
SOLE
0
0
1549
Materials Select Sector SPDR Fund
ETP
81369Y100
886
11248
SH
SOLE
0
0
11248
McDonald's Corp
Common Stock
580135101
289
1289
SH
SOLE
0
0
1289
Merck & Co Inc
Common Stock
58933Y105
427
5494
SH
SOLE
0
0
5494
Microsoft Corp
Common Stock
594918104
6053
25675
SH
SOLE
0
0
25675
Mondelez International Inc
Common Stock
609207105
262
4459
SH
SOLE
0
0
4459
Morgan Stanley
Common Stock
617446448
276
3548
SH
SOLE
0
0
3548
Navistar International Corp
Common Stock
63934E108
356
8074
SH
SOLE
0
0
8074
Netflix Inc
Common Stock
64110L106
458
877
SH
SOLE
0
0
877
NextEra Energy Inc
Common Stock
65339F101
462
6116
SH
SOLE
0
0
6116
NIKE Inc
Common Stock
654106103
280
2104
SH
SOLE
0
0
2104
Nordstrom Inc
Common Stock
655664100
3680
97184
SH
SOLE
0
0
97184
Novartis AG
ADR
66987V109
232
2709
SH
SOLE
0
0
2709
NVIDIA Corp
Common Stock
67066G104
218
407
SH
SOLE
0
0
407
Old Dominion Freight Line Inc
Common Stock
679580100
13261
55159
SH
SOLE
0
0
55159
Olin Corp
Common Stock
680665205
3592
94596
SH
SOLE
0
0
94596
Omega Healthcare Investors Inc
REIT
681936100
825
22530
SH
SOLE
0
0
22530
One Liberty Properties Inc
REIT
682406103
577
25414
SH
SOLE
0
0
25414
Oracle Corp
Common Stock
68389X105
799
11384
SH
SOLE
0
0
11384
O'Reilly Automotive Inc
Common Stock
67103H107
1937
3818
SH
SOLE
0
0
3818
Pactiv Evergreen Inc
Common Stock
69526K105
275
20000
SH
SOLE
0
0
20000
Palantir Technologies Inc
Common Stock
69608A108
517
22191
SH
SOLE
0
0
22191
Paratek Pharmaceuticals Inc
Common Stock
699374302
282
40000
SH
SOLE
0
0
40000
PepsiCo Inc
Common Stock
713448108
377
2668
SH
SOLE
0
0
2668
Perrigo Co PLC
Common Stock
G97822103
205
5064
SH
SOLE
0
0
5064
Pfizer Inc
Common Stock
717081103
511
14099
SH
SOLE
0
0
14099
Philip Morris International Inc
Common Stock
718172109
290
3220
SH
SOLE
0
0
3220
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
ETP
72201R817
12573
112851
SH
SOLE
0
0
112851
Pinterest Inc
Common Stock
72352L106
1563
21110
SH
SOLE
0
0
21110
Pioneer Natural Resources Co
Common Stock
723787107
411
2579
SH
SOLE
0
0
2579
PNC Financial Services Group Inc/The
Common Stock
693475105
206
1176
SH
SOLE
0
0
1176
PotlatchDeltic Corp
REIT
737630103
239
4524
SH
SOLE
0
0
4524
Precigen Inc
Common Stock
74017N105
69
10000
SH
SOLE
0
0
10000
Procter & Gamble Co/The
Common Stock
742718109
476
3517
SH
SOLE
0
0
3517
ProShares Ultra Dow30
ETP
74347R305
308
4675
SH
SOLE
0
0
4675
ProShares Ultra QQQ
ETP
74347R206
1460
12455
SH
SOLE
0
0
12455
Raytheon Technologies Corp
Common Stock
75513E101
361
4668
SH
SOLE
0
0
4668
Realty Income Corp
REIT
756109104
1021
16025
SH
SOLE
0
0
16025
Ross Stores Inc
Common Stock
778296103
333
2777
SH
SOLE
0
0
2777
Royal Dutch Shell PLC
ADR
780259206
298
7769
SH
SOLE
0
0
7769
Schwab 1000 Index ETF
ETP
808524722
369152
9364578
SH
SOLE
0
0
9364578
Schwab Emerging Markets Equity ETF
ETP
808524706
731199
23008141
SH
SOLE
0
0
23008141
Schwab Fundamental International Large Company Index ETF
ETP
808524755
282
8799
SH
SOLE
0
0
8799
Schwab Intermediate-Term U.S. Treasury ETF
ETP
808524854
39373
697973
SH
SOLE
0
0
697973
Schwab International Equity ETF
ETP
808524805
2574690
68439403
SH
SOLE
0
0
68439403
Schwab International Small-Cap Equity ETF
ETP
808524888
1219
30916
SH
SOLE
0
0
30916
Schwab Short-Term U.S. Treasury ETF
ETP
808524862
4952
96503
SH
SOLE
0
0
96503
Schwab U.S. Aggregate Bond ETF
ETP
808524839
135963
2520169
SH
SOLE
0
0
2520169
Schwab U.S. Large-Cap Growth ETF
ETP
808524300
1671997
12883321
SH
SOLE
0
0
12883321
Schwab U.S. Large-Cap Value ETF
ETP
808524409
2186657
33496585
SH
SOLE
0
0
33496585
Schwab U.S. Mid-Cap ETF
ETP
808524508
538296
7232246
SH
SOLE
0
0
7232246
Schwab U.S. REIT ETF
ETP
808524847
704777
17152029
SH
SOLE
0
0
17152029
Schwab US Broad Market ETF
ETP
808524102
923
9548
SH
SOLE
0
0
9548
Schwab US Large-Cap ETF
ETP
808524201
1620
16868
SH
SOLE
0
0
16868
Schwab US Small-Cap ETF
ETP
808524607
144403
1448813
SH
SOLE
0
0
1448813
Sensus Healthcare Inc
Common Stock
81728J109
276
72024
SH
SOLE
0
0
72024
Shopify Inc
Common Stock
82509L107
1949
1761
SH
SOLE
0
0
1761
Simon Property Group Inc
REIT
828806109
211
1850
SH
SOLE
0
0
1850
Sonoco Products Co
Common Stock
835495102
1022
16141
SH
SOLE
0
0
16141
SPDR Bloomberg Barclays International Treasury Bond ETF
ETP
78464A516
288
9895
SH
SOLE
0
0
9895
SPDR Dow Jones Industrial Average ETF Trust
ETP
78467X109
390
1179
SH
SOLE
0
0
1179
SPDR Gold Shares
ETP
78463V107
392
2451
SH
SOLE
0
0
2451
SPDR MSCI ACWI ex-US ETF
ETP
78463X848
3514
121561
SH
SOLE
0
0
121561
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF
ETP
78468R721
52016
1006899
SH
SOLE
0
0
1006899
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF
ETP
78468R739
54401
1097681
SH
SOLE
0
0
1097681
SPDR Portfolio Developed World ex-US ETF
ETP
78463X889
606002
17138053
SH
SOLE
0
0
17138053
SPDR Portfolio Emerging Markets ETF
ETP
78463X509
167228
3819735
SH
SOLE
0
0
3819735
SPDR Portfolio Intermediate Term Corporate Bond ETF
ETP
78464A375
432
11917
SH
SOLE
0
0
11917
SPDR Portfolio Intermediate Term Treasury ETF
ETP
78464A672
394448
12295773
SH
SOLE
0
0
12295773
SPDR Portfolio Long Term Treasury ETF
ETP
78464A664
610887
15671798
SH
SOLE
0
0
15671798
SPDR Portfolio Mortgage Backed Bond ETF
ETP
78464A383
2341048
90283383
SH
SOLE
0
0
90283383
SPDR Portfolio S&P 400 Mid Cap ETF
ETP
78464A847
1211
26473
SH
SOLE
0
0
26473
SPDR Portfolio S&P 500 ETF
ETP
78464A854
202362
4341598
SH
SOLE
0
0
4341598
SPDR Portfolio S&P 500 Growth ETF
ETP
78464A409
458992
8138149
SH
SOLE
0
0
8138149
SPDR Portfolio S&P 500 Value ETF
ETP
78464A508
1802512
47559683
SH
SOLE
0
0
47559683
SPDR Portfolio S&P 600 Small Cap ETF
ETP
78468R853
408943
9674542
SH
SOLE
0
0
9674542
SPDR Portfolio Short Term Corporate Bond ETF
ETP
78464A474
301
9598
SH
SOLE
0
0
9598
SPDR S&P 400 Mid Cap Value ETF
ETP
78464A839
79720
1218402
SH
SOLE
0
0
1218402
SPDR S&P 400 Mid CapGrowth ETF
ETP
78464A821
287004
3821115
SH
SOLE
0
0
3821115
SPDR S&P 500 ETF Trust
ETP
78462F103
8398
21124
SH
SOLE
0
0
21124
SPDR S&P 600 Small Cap Growth ETF
ETP
78464A201
75281
876884
SH
SOLE
0
0
876884
SPDR S&P 600 Small CapETF
ETP
78464A813
576
6131
SH
SOLE
0
0
6131
SPDR S&P 600 Small CapValue ETF
ETP
78464A300
98677
1203523
SH
SOLE
0
0
1203523
SPDR S&P Biotech ETF
ETP
78464A870
223
1646
SH
SOLE
0
0
1646
SPDR S&P Dividend ETF
ETP
78464A763
230
1946
SH
SOLE
0
0
1946
SPDR S&P Kensho New Economies Composite ETF
ETP
78468R648
1178431
17404085
SH
SOLE
0
0
17404085
SPDR S&P MidCap 400 ETF Trust
ETP
78467Y107
335
703
SH
SOLE
0
0
703
SPDR S&P North American Natural Resources ETF
ETP
78463X152
410252
10658673
SH
SOLE
0
0
10658673
Square Inc
Common Stock
852234103
3490
15371
SH
SOLE
0
0
15371
STAG Industrial Inc
REIT
85254J102
767
22733
SH
SOLE
0
0
22733
Starbucks Corp
Common Stock
855244109
652
5963
SH
SOLE
0
0
5963
Sutro Biopharma Inc
Common Stock
869367102
231
10151
SH
SOLE
0
0
10151
Target Corp
Common Stock
87612E106
229
1156
SH
SOLE
0
0
1156
Teleflex Inc
Common Stock
879369106
241
581
SH
SOLE
0
0
581
Tesla Inc
Common Stock
88160R101
1503
2250
SH
SOLE
0
0
2250
Texas Instruments Inc
Common Stock
882508104
304
1607
SH
SOLE
0
0
1607
Thermo Fisher Scientific Inc
Common Stock
883556102
598
1310
SH
SOLE
0
0
1310
TJX Cos Inc/The
Common Stock
872540109
421
6358
SH
SOLE
0
0
6358
Trinity Industries Inc
Common Stock
896522109
366
12836
SH
SOLE
0
0
12836
Union Pacific Corp
Common Stock
907818108
700
3177
SH
SOLE
0
0
3177
United Bancorp Inc/OH
Common Stock
909911109
163
11355
SH
SOLE
0
0
11355
United Parcel Service Inc
Common Stock
911312106
306
1803
SH
SOLE
0
0
1803
UnitedHealth Group Inc
Common Stock
91324P102
1123
3019
SH
SOLE
0
0
3019
US Bancorp
Common Stock
902973304
372
6673
SH
SOLE
0
0
6673
Vanguard Dividend Appreciation ETF
ETP
921908844
357
2429
SH
SOLE
0
0
2429
Vanguard Energy ETF
ETP
92204A306
222
3271
SH
SOLE
0
0
3271
Vanguard FTSE Developed Markets ETF
ETP
921943858
2007
40866
SH
SOLE
0
0
40866
Vanguard FTSE Emerging Markets ETF
ETP
922042858
503563
9674594
SH
SOLE
0
0
9674594
Vanguard Growth ETF
ETP
922908736
2832103
11018142
SH
SOLE
0
0
11018142
Vanguard High Dividend Yield ETF
ETP
921946406
289
2863
SH
SOLE
0
0
2863
Vanguard Information Technology ETF
ETP
92204A702
430
1200
SH
SOLE
0
0
1200
Vanguard Intermediate-Term Bond ETF
ETP
921937819
405
4568
SH
SOLE
0
0
4568
Vanguard Intermediate-Term Corporate Bond ETF
ETP
92206C870
210
2255
SH
SOLE
0
0
2255
Vanguard Mid-Cap ETF
ETP
922908629
947
4279
SH
SOLE
0
0
4279
Vanguard Mid-Cap Growth ETF
ETP
922908538
1552
7233
SH
SOLE
0
0
7233
Vanguard Mid-Cap Value ETF
ETP
922908512
1020
7566
SH
SOLE
0
0
7566
Vanguard Real Estate ETF
ETP
922908553
355313
3867983
SH
SOLE
0
0
3867983
Vanguard S&P 500 ETF
ETP
922908363
804
2206
SH
SOLE
0
0
2206
Vanguard Short-Term Bond ETF
ETP
921937827
396
4821
SH
SOLE
0
0
4821
Vanguard Small-Cap ETF
ETP
922908751
4357
20354
SH
SOLE
0
0
20354
Vanguard Small-Cap Growth ETF
ETP
922908595
1455
5297
SH
SOLE
0
0
5297
Vanguard Small-Cap Value ETF
ETP
922908611
1467
8856
SH
SOLE
0
0
8856
Vanguard Total Bond Market ETF
ETP
921937835
49811
587954
SH
SOLE
0
0
587954
Vanguard Total International Bond ETF
ETP
92203J407
248
4343
SH
SOLE
0
0
4343
Vanguard Total Stock Market ETF
ETP
922908769
80038
387239
SH
SOLE
0
0
387239
Vanguard Value ETF
ETP
922908744
9156
69652
SH
SOLE
0
0
69652
Verastem Inc
Common Stock
92337C104
247
100000
SH
SOLE
0
0
100000
Verizon Communications Inc
Common Stock
92343V104
685
11781
SH
SOLE
0
0
11781
Viasat Inc
Common Stock
92552V100
2009
41796
SH
SOLE
0
0
41796
Virgin Galactic Holdings Inc
Common Stock
92766K106
319
10405
SH
SOLE
0
0
10405
Visa Inc
Common Stock
92826C839
703
3321
SH
SOLE
0
0
3321
Walmart Inc
Common Stock
931142103
513
3761
SH
SOLE
0
0
3761
Walt Disney Co/The
Common Stock
254687106
494
2677
SH
SOLE
0
0
2677
Wells Fargo & Co
Common Stock
949746101
341
8722
SH
SOLE
0
0
8722
White Mountains Insurance Group Ltd
Common Stock
G9618E107
415
372
SH
SOLE
0
0
372
WP Carey Inc
REIT
92936U109
577
8035
SH
SOLE
0
0
8035