Director of Compliance

0001214659-20-007020.txt : 20200813 0001214659-20-007020.hdr.sgml : 20200813 20200813093755 ACCESSION NUMBER: 0001214659-20-007020 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C. CENTRAL INDEX KEY: 0001420473 IRS NUMBER: 943250323 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12703 FILM NUMBER: 201097596 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY STREET 2: 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6900 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY STREET 2: 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001420473 XXXXXXXX 06-30-2020 06-30-2020 false Financial Engines Advisors L.L.C.

1050 Enterprise Way 3rd Fl Sunnyvale CA 94089

13F HOLDINGS REPORT 028-12703 N David Carr Director of Compliance 913-319-8198 /s/ David Carr Overland Park KS 08-13-2020 0 231 22856665 INFORMATION TABLE 2 infotable.xml Apple Inc Common Stock 037833100 5492 15055 SH SOLE 15055 0 0 AbbVie Inc Common Stock 00287Y109 11843 120624 SH SOLE 120624 0 0 Abbott Laboratories Common Stock 002824100 5422 59304 SH SOLE 59304 0 0 iShares Core US Aggregate Bond Exchange Traded Fund 464287226 8893 75231 SH SOLE 75231 0 0 Alaska Air Group Inc COM 011659109 1635 45096 SH SOLE 45096 0 0 Amcor PLC ORD G0250X107 2558 250584 SH SOLE 250584 0 0 Amazoncom Inc Common Stock 023135106 1433 519 SH SOLE 519 0 0 AON PLC SHS CL A G0403H108 7202 37395 SH SOLE 37395 0 0 Associated Banc-Corp Common Stock 045487105 267 19538 SH SOLE 19538 0 0 ASTEC INDUSTRIES INC COM 046224101 317 6853 SH SOLE 6853 0 0 Boeing Co Common Stock 097023105 6709 36602 SH SOLE 36602 0 0 Alibaba Group Holding Ltd ADR Common Stock 01609W102 882 4087 SH SOLE 4087 0 0 Basanite Inc Common Stock 06975Q100 3 18013 SH SOLE 18013 0 0 BANK OF NEW YORK MELLON CORP Common Stock 064058100 7607 196818 SH SOLE 196818 0 0 Blue Diamond Ventures Inc Common Stock 09539R101 0 93599 SH SOLE 93599 0 0 Vanguard Total Bond Market ETF Exchange Traded Fund 921937835 56122 635296 SH SOLE 635296 0 0 Global X Robotics & Artfcl Intllgnc ETF Exchange Traded Fund 37954Y715 999 41743 SH SOLE 41743 0 0 Berkshire Hathaway Inc B Common Stock 084670702 3201 17932 SH SOLE 17932 0 0 Ealixir Inc Common Stock 27005B103 1 14461 SH SOLE 14461 0 0 SPDR Blmbg Barclays Intl Trs Bd ETF Exchange Traded Fund 78464A516 248 8570 SH SOLE 8570 0 0 Chubb Ltd Common Stock H1467J104 230 1819 SH SOLE 1819 0 0 Auxly Cannabis Group Inc Common Stock 05335P109 2 11474 SH SOLE 11474 0 0 Cleveland-Cliffs Inc Common Stock 185899101 62 11156 SH SOLE 11156 0 0 CLEARWATER PAPER CORP COM 18538R103 657 18177 SH SOLE 18177 0 0 Comcast Corp Class A Common Stock 20030N101 360 9194 SH SOLE 9194 0 0 Computerized Thermal Imaging Inc Common Stock 20557C108 0 30966 SH SOLE 30966 0 0 PIMCO Investment Grade Corporate Bd ETF INV GR CRP BND 72201R817 4725 41347 SH SOLE 41347 0 0 CRANE CO COM 224399105 1904 32019 SH SOLE 32019 0 0 CARPENTER TECHNOLOGY CORP COM 144285103 441 18146 SH SOLE 18146 0 0 Cisco Systems Inc Common Stock 17275R102 339 7263 SH SOLE 7263 0 0 Connectyx Technologies Holdings Group Inc Common Stock 20786Q209 0 55000 SH SOLE 55000 0 0 Chevron Corp Common Stock 166764100 587 6580 SH SOLE 6580 0 0 SPDR MSCI ACWI ex-US ETF Exchange Traded Fund 78463X848 4047 178581 SH SOLE 178581 0 0 Cyclone Power Technologies Inc Common Stock 23254W104 0 268145 SH SOLE 268145 0 0 Delta Air Lines Inc Common Stock 247361702 313 11154 SH SOLE 11154 0 0 ProShares Ultra Dow30 Exchange Traded Fund 74347R305 261 6474 SH SOLE 6474 0 0 SPDR Dow Jones Industrial Average ETF Exchange Traded Fund 78467X109 305 1179 SH SOLE 1179 0 0 Walt Disney Co Common Stock 254687106 244 2188 SH SOLE 2188 0 0 Dakshidin Corp Common Stock 234263101 0 300000 SH SOLE 300000 0 0 Dominovas Energy Corp Common Stock 25754X102 0 22631 SH SOLE 22631 0 0 DTE Energy Co Common Stock 233331107 894 8246 SH SOLE 8246 0 0 Duke Energy Corp Common Stock 26441C204 601 7521 SH SOLE 7521 0 0 DaVita Inc COM 23918K108 2038 25752 SH SOLE 25752 0 0 iShares MSCI Emerging Markets Exchange Traded Fund 464287234 260 6503 SH SOLE 6503 0 0 iShares MSCI EAFE Exchange Traded Fund 464287465 100168 1645598 SH SOLE 1645598 0 0 iShares Edge MSCI Min Vol EAFE ETF Exchange Traded Fund 46429B689 90042 1363039 SH SOLE 1363039 0 0 iShares MSCI EAFE Value Exchange Traded Fund 464288877 1059 26500 SH SOLE 26500 0 0 EQUIFAX INC COM 294429105 1273 7404 SH SOLE 7404 0 0 Edwards Lifesciences Corp COM 28176E108 1334 19298 SH SOLE 19298 0 0 Exelon Corp Common Stock 30161N101 211 5806 SH SOLE 5806 0 0 Energytec Inc Common Stock 29275M108 0 20000 SH SOLE 20000 0 0 Ford Motor Co Common Stock 345370860 137 22524 SH SOLE 22524 0 0 Facebook Inc A Common Stock 30303M102 352 1550 SH SOLE 1550 0 0 Fortune Brands Home & Security Inc Common Stock 34964C106 581 9085 SH SOLE 9085 0 0 Schwab Fundamental US Small Company ETF Exchange Traded Fund 808524763 225 7099 SH SOLE 7099 0 0 Fidelity MSCI Real Estate ETF Exchange Traded Fund 316092857 3908 167172 SH SOLE 167172 0 0 FS Energy and Power Fund Limited Partnership 30264D109 174 48380 SH SOLE 48380 0 0 Fidelity MSCI Information Tech ETF Exchange Traded Fund 316092808 252 3059 SH SOLE 3059 0 0 HB FULLER CO Common Stock 359694106 238 5347 SH SOLE 5347 0 0 General Electric Co Common Stock 369604103 120 17542 SH SOLE 17542 0 0 GRACO INC COM 384109104 532 11079 SH SOLE 11079 0 0 Gilead Sciences Inc Common Stock 375558103 239 3109 SH SOLE 3109 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 230 1374 SH SOLE 1374 0 0 SPDR SERIES TRUST Exchange Traded Fund 78463X509 217 6498 SH SOLE 6498 0 0 Alphabet Inc C Common Stock 02079K107 222 157 SH SOLE 157 0 0 Alphabet Inc A Common Stock 02079K305 430 303 SH SOLE 303 0 0 Gold Standard Ventures Corp Common Stock 380738104 8 10000 SH SOLE 10000 0 0 GSX Techedu Inc Common Stock 36257Y109 600 10000 SH SOLE 10000 0 0 ETFMG Prime Cyber Security ETF Exchange Traded Fund 26924G201 1134 25502 SH SOLE 25502 0 0 The Home Depot Inc Common Stock 437076102 475 1898 SH SOLE 1898 0 0 Hemp Inc Com New Common Stock 423703206 0 21666 SH SOLE 21666 0 0 Hines Global REIT Inc Limited Partnership 433240108 109 17629 SH SOLE 17629 0 0 Honeywell International Inc Common Stock 438516106 261 1802 SH SOLE 1802 0 0 International Business Machines Corp Common Stock 459200101 418 3461 SH SOLE 3461 0 0 iShares Core MSCI EAFE Exchange Traded Fund 46432F842 20064 351009 SH SOLE 351009 0 0 iShares 3-7 Year Treasury Bond ETF Exchange Traded Fund 464288661 673920 5041669 SH SOLE 5041669 0 0 iShares Core MSCI Emerging Markets ETF Exchange Traded Fund 46434G103 8980 188666 SH SOLE 188666 0 0 Ishares Tr Intrm Tr Crp Etf Exchange Traded Fund 464288638 812763 13460791 SH SOLE 13460791 0 0 iShares International Treasury Bond ETF Exchange Traded Fund 464288117 130011 2554243 SH SOLE 2554243 0 0 iShares Core S&P Mid-Cap Exchange Traded Fund 464287507 710656 3996489 SH SOLE 3996489 0 0 iShares S&P Mid-Cap 400 Value ETF Exchange Traded Fund 464287705 115462 868529 SH SOLE 868529 0 0 iShares S&P Mid-Cap 400 Growth Exchange Traded Fund 464287606 167266 746657 SH SOLE 746657 0 0 iShares Core S&P Small-Cap Exchange Traded Fund 464287804 234339 3431530 SH SOLE 3431530 0 0 iShares S&P Small-Cap 600 Value ETF Exchange Traded Fund 464287879 1181 9815 SH SOLE 9815 0 0 iShares S&P Small-Cap 600 Growth ETF Exchange Traded Fund 464287887 1468 8644 SH SOLE 8644 0 0 ETFMG Prime Mobile Payments ETF Exchange Traded Fund 26924G409 912 18590 SH SOLE 18590 0 0 ImagineAR Inc Common Stock 45250P106 7 31500 SH SOLE 31500 0 0 Illinois Tool Works Inc Common Stock 452308109 386 2193 SH SOLE 2193 0 0 iShares Core S&P US Value ETF Exchange Traded Fund 464287663 1606 30756 SH SOLE 30756 0 0 iShares S&P 500 Value Exchange Traded Fund 464287408 28978 267790 SH SOLE 267790 0 0 iShares S&P 500 Growth Exchange Traded Fund 464287309 27117 130691 SH SOLE 130691 0 0 iShares Russell 1000 Exchange Traded Fund 464287622 832 4845 SH SOLE 4845 0 0 iShares Russell 1000 Value Exchange Traded Fund 464287598 1791797 15910113 SH SOLE 15910113 0 0 iShares Russell 1000 Growth Exchange Traded Fund 464287614 1125 5860 SH SOLE 5860 0 0 iShares Russell 2000 Exchange Traded Fund 464287655 656 4580 SH SOLE 4580 0 0 iShares Russell 2000 Growth Exchange Traded Fund 464287648 110729 535259 SH SOLE 535259 0 0 iShares Russell Mid-Cap Growth ETF Exchange Traded Fund 464287481 870 5505 SH SOLE 5505 0 0 John Marshall Bancorp Inc Common Stock 47805L101 167 15136 SH SOLE 15136 0 0 Johnson & Johnson Common Stock 478160104 459 3265 SH SOLE 3265 0 0 JPMorgan Chase & Co Common Stock 46625H100 249 2645 SH SOLE 2645 0 0 NORDSTROM INC Common Stock 655664100 2099 135526 SH SOLE 135526 0 0 Kellogg Co Common Stock 487836108 1238 18740 SH SOLE 18740 0 0 Keysight Technologies Inc Common Stock 49338L103 223 2215 SH SOLE 2215 0 0 Kinder Morgan Inc P Common Stock 49456B101 4417 291166 SH SOLE 291166 0 0 SPDR S&P Kensho New Economies Comps ETF Exchange Traded Fund 78468R648 838680 22526995 SH SOLE 22526995 0 0 Lancaster Colony Corp Common Stock 513847103 372 2402 SH SOLE 2402 0 0 LIBBEY INC Common Stock 529898108 2 21226 SH SOLE 21226 0 0 Linde plc Common Stock G5494J103 257 1210 SH SOLE 1210 0 0 iShares iBoxx Investment Grade Corporate Bond ETF Exchange Traded Fund 464287242 870781 6474211 SH SOLE 6474211 0 0 Legg Mason Low Volatility High Div ETF Exchange Traded Fund 52468L406 87326 3034467 SH SOLE 3034467 0 0 Mastercard Inc A Common Stock 57636Q104 240 811 SH SOLE 811 0 0 iShares MBS MBS ETF 464288588 7538 68097 SH SOLE 68097 0 0 SPDR S&P MidCap 400 ETF Exchange Traded Fund 78467Y107 242 745 SH SOLE 745 0 0 SPDR S&P 400 Mid Cap Growth ETF Exchange Traded Fund 78464A821 290402 5398807 SH SOLE 5398807 0 0 SPDR S&P 400 Mid Cap Value ETF Exchange Traded Fund 78464A839 72535 1701493 SH SOLE 1701493 0 0 Mercator Minerals Ltd Common Stock 587582107 0 15000 SH SOLE 15000 0 0 3M Co Common Stock 88579Y101 207 1329 SH SOLE 1329 0 0 Altria Group Inc Common Stock 02209S103 244 6101 SH SOLE 6101 0 0 Merck & Co Inc Common Stock 58933Y105 472 6052 SH SOLE 6052 0 0 Microsoft Corp Common Stock 594918104 4051 19906 SH SOLE 19906 0 0 iShares National Muni Bond ETF Exchange Traded Fund 464288414 189603 1643004 SH SOLE 1643004 0 0 SPDR S&P North American Natural Res ETF Exchange Traded Fund 78463X152 460123 15822677 SH SOLE 15822677 0 0 NAVISTAR INTERNATIONAL CORP COM 63934E108 361 12794 SH SOLE 12794 0 0 NextEra Energy Inc Common Stock 65339F101 354 1472 SH SOLE 1472 0 0 Netflix Inc Common Stock 64110L106 553 1216 SH SOLE 1216 0 0 NorthStar Healthcare Income Inc Limited Partnership 66705T105 82 13153 SH SOLE 13153 0 0 Old Dominion Freight Lines Inc COM 679580100 10496 61890 SH SOLE 61890 0 0 OLIN CORP COM PAR $1 680665205 1367 118973 SH SOLE 118973 0 0 O'Reilly Automotive Inc Common Stock 67103H107 1270 3012 SH SOLE 3012 0 0 Invesco Global Clean Energy ETF Exchange Traded Fund 46138G847 856 53986 SH SOLE 53986 0 0 POTLATCHDELTIC CORPORATION Common Stock 737630103 221 5806 SH SOLE 5806 0 0 Parsley Energy Inc Common Stock 701877102 355 33195 SH SOLE 33195 0 0 PepsiCo Inc Common Stock 713448108 211 1593 SH SOLE 1593 0 0 Pfizer Inc Common Stock 717081103 219 6708 SH SOLE 6708 0 0 iShares Preferred&Income Securities ETF Exchange Traded Fund 464288687 526 15172 SH SOLE 15172 0 0 Procter & Gamble Co Common Stock 742718109 534 4466 SH SOLE 4466 0 0 Precigen Inc Common Stock 74017N105 50 10000 SH SOLE 10000 0 0 Pilgrim Petroleum Corp Common Stock 72147P107 0 15450 SH SOLE 15450 0 0 Pinterest Inc Common Stock 72352L106 689 31100 SH SOLE 31100 0 0 Prologis Inc Common Stock 74340W103 309 3306 SH SOLE 3306 0 0 Philip Morris International Inc Common Stock 718172109 239 3351 SH SOLE 3351 0 0 PERRIGO CO PLC SHS G97822103 234 4242 SH SOLE 4242 0 0 Parsons Corp Common Stock 70202L102 804 22183 SH SOLE 22183 0 0 ProShares Ultra QQQ Exchange Traded Fund 74347R206 1339 9067 SH SOLE 9067 0 0 Invesco QQQ Trust Exchange Traded Fund 46090E103 2633 10616 SH SOLE 10616 0 0 Regeneron Pharmaceuticals Inc Common Stock 75886F107 596 955 SH SOLE 955 0 0 Starbucks Corp Common Stock 855244109 213 2888 SH SOLE 2888 0 0 Schwab US Small-Cap ETF Exchange Traded Fund 808524607 119018 1821511 SH SOLE 1821511 0 0 Schwab US Broad Market ETF Exchange Traded Fund 808524102 273 3716 SH SOLE 3716 0 0 Schwab International Small-Cap Eq ETF Exchange Traded Fund 808524888 1049 35487 SH SOLE 35487 0 0 Schwab Emerging Markets Equity ETF Exchange Traded Fund 808524706 632640 25981129 SH SOLE 25981129 0 0 Schwab International Equity ETF Exchange Traded Fund 808524805 1630119 54793900 SH SOLE 54793900 0 0 Schwab US Large-Cap Growth ETF Exchange Traded Fund 808524300 1579808 15558479 SH SOLE 15558479 0 0 Schwab US REIT ETF Exchange Traded Fund 808524847 359512 10207616 SH SOLE 10207616 0 0 Schwab 1000 ETF Exchange Traded Fund 808524722 110763 3649535 SH SOLE 3649535 0 0 Schwab US Mid-Cap ETF Exchange Traded Fund 808524508 204247 3881542 SH SOLE 3881542 0 0 Schwab Short-Term US Treasury ETF Exchange Traded Fund 808524862 6047 117127 SH SOLE 117127 0 0 Schwab Intermediate-Term US Trs ETF Exchange Traded Fund 808524854 25935 441230 SH SOLE 441230 0 0 Schwab US Large-Cap Value ETF Exchange Traded Fund 808524409 1707646 34077947 SH SOLE 34077947 0 0 Schwab US Large-Cap ETF Exchange Traded Fund 808524201 1593 21502 SH SOLE 21502 0 0 Schwab US Aggregate Bond ETF Exchange Traded Fund 808524839 126453 2248454 SH SOLE 2248454 0 0 Smart Cannabis Corp Common Stock 83186E101 0 108300 SH SOLE 108300 0 0 SPDR Nuveen Blmbg Barclays ST MunBd ETF Exchange Traded Fund 78468R739 40231 806721 SH SOLE 806721 0 0 Shopify Inc Common Stock 82509L107 1704 1795 SH SOLE 1795 0 0 iShares Short Treasury Bond Exchange Traded Fund 464288679 19451 175644 SH SOLE 175644 0 0 iShares 1-3 Year Treasury Bond Exchange Traded Fund 464287457 15849 182993 SH SOLE 182993 0 0 FlexShares Credit-Scored US Corp Bd ETF Exchange Traded Fund 33939L761 680 12463 SH SOLE 12463 0 0 SKY440 Inc Common Stock 83082Y102 0 60000 SH SOLE 60000 0 0 SPDR S&P 600 Small Cap ETF Exchange Traded Fund 78464A813 363 6158 SH SOLE 6158 0 0 SPDR S&P 600 Small Cap Growth ETF Exchange Traded Fund 78464A201 69247 1219559 SH SOLE 1219559 0 0 SPDR S&P 600 Small Cap Value ETF Exchange Traded Fund 78464A300 84604 1722390 SH SOLE 1722390 0 0 SONOCO PRODUCTS CO Common Stock 835495102 712 13617 SH SOLE 13617 0 0 Virgin Galactic Holdings Inc Common Stock 92766K106 163 10003 SH SOLE 10003 0 0 SPDR Portfolio Developed Wld ex-US ETF Exchange Traded Fund 78463X889 160095 5796333 SH SOLE 5796333 0 0 SPDR S&P Emerging Markets ETF Exchange Traded Fund 78463X509 45061 1346709 SH SOLE 1346709 0 0 Invesco S&P 500 High Div Low Vol ETF Exchange Traded Fund 46138E362 93674 2845511 SH SOLE 2845511 0 0 SPDR Portfolio Interm Term Corp Bd ETF Exchange Traded Fund 78464A375 555 15199 SH SOLE 15199 0 0 SPDR Portfolio S&P 500 ETF Exchange Traded Fund 78464A854 123568 3408768 SH SOLE 3408768 0 0 SPDR Portfolio Mortgage Backed Bond ETF Exchange Traded Fund 78464A383 1373306 51261887 SH SOLE 51261887 0 0 SPDR Portfolio S&P 400 Mid Cap ETF Exchange Traded Fund 78464A847 1068 34167 SH SOLE 34167 0 0 Spongetech Delivery Systems Inc Common Stock 849109103 0 30000 SH SOLE 30000 0 0 SPDR Portfolio S&P 600 Sm Cap ETF Exchange Traded Fund 78468R853 252534 9504477 SH SOLE 9504477 0 0 SPDR Portfolio Intmdt Term Trs ETF Exchange Traded Fund 78464A672 137797 4148011 SH SOLE 4148011 0 0 SPDR Portfolio Long Term Treasury ETF Exchange Traded Fund 78464A664 214308 4568494 SH SOLE 4568494 0 0 SPDR S&P 500 ETF Exchange Traded Fund 78462F103 3705 11964 SH SOLE 11964 0 0 SPDR S&P 500 Growth Exchange Traded Fund 78464A409 140343 3124286 SH SOLE 3124286 0 0 SPDR Portfolio S&P 500 Value ETF Exchange Traded Fund 78464A508 587496 20272449 SH SOLE 20272449 0 0 Square Inc Common Stock 852234103 2198 20949 SH SOLE 20949 0 0 Constellation Brands Inc Common Stock 21036P108 400 2289 SH SOLE 2289 0 0 iShares Short-Term National Muni Bond Exchange Traded Fund 464288158 7287 67563 SH SOLE 67563 0 0 AT&T Inc Common Stock 00206R102 806 26668 SH SOLE 26668 0 0 iShares US Tech Breakthrough Mltsctr ETF Exchange Traded Fund 46436E502 301603 10357254 SH SOLE 10357254 0 0 Direxion Daily Technology Bull 3X ETF Exchange Traded Fund 25459W102 214 920 SH SOLE 920 0 0 SPDR Nuveen Blmbg Barclays Muni Bd ETF Exchange Traded Fund 78468R721 39637 767259 SH SOLE 767259 0 0 TRINITY INDUSTRIES INC COM 896522109 346 16264 SH SOLE 16264 0 0 Terra Tech Corp Common Stock 88102J209 4 36094 SH SOLE 36094 0 0 Tesla Motors Inc Common Stock 88160R101 1179 1092 SH SOLE 1092 0 0 Tuffnell Ltd Common Stock 89904P104 0 33600 SH SOLE 33600 0 0 United Bancorp Inc Common Stock 909911109 131 11355 SH SOLE 11355 0 0 UnitedHealth Group Inc Common Stock 91324P102 599 2030 SH SOLE 2030 0 0 Union Pacific Corp Common Stock 907818108 255 1509 SH SOLE 1509 0 0 UnionTown Energy, Inc Common Stock 909089203 0 15600 SH SOLE 15600 0 0 Visa Inc Class A Common Stock 92826C839 435 2251 SH SOLE 2251 0 0 Vanguard Small-Cap ETF Exchange Traded Fund 922908751 1290 8850 SH SOLE 8850 0 0 Vanguard Small-Cap Growth ETF Exchange Traded Fund 922908595 1182 5923 SH SOLE 5923 0 0 Vanguard Small-Cap Value ETF Exchange Traded Fund 922908611 786 7350 SH SOLE 7350 0 0 Vanguard Energy ETF Exchange Traded Fund 92204A306 317 6306 SH SOLE 6306 0 0 Vanguard FTSE Developed Markets ETF Exchange Traded Fund 921943858 781 20125 SH SOLE 20125 0 0 Vanguard Dividend Appreciation ETF Exchange Traded Fund 921908844 268 2274 SH SOLE 2274 0 0 Vanguard REIT ETF Exchange Traded Fund 922908553 326440 4156887 SH SOLE 4156887 0 0 Vanguard Mid-Cap ETF Exchange Traded Fund 922908629 648 3953 SH SOLE 3953 0 0 Vanguard Mid-Cap Value ETF Exchange Traded Fund 922908512 761 7951 SH SOLE 7951 0 0 Vanguard 500 ETF Exchange Traded Fund 922908363 566 1987 SH SOLE 1987 0 0 Vanguard Mid-Cap Growth ETF Exchange Traded Fund 922908538 1204 7296 SH SOLE 7296 0 0 Vertex Pharmaceuticals Inc Common Stock 92532F100 240 827 SH SOLE 827 0 0 VIASAT INC COM 92552V100 3211 83688 SH SOLE 83688 0 0 Verastem Inc Common Stock 92337C104 172 100000 SH SOLE 100000 0 0 Vanguard Total Stock Market ETF Exchange Traded Fund 922908769 85667 547288 SH SOLE 547288 0 0 Vanguard Value ETF Exchange Traded Fund 922908744 2996 30082 SH SOLE 30082 0 0 Vanguard Growth ETF Exchange Traded Fund 922908736 2756841 13641648 SH SOLE 13641648 0 0 Vanguard FTSE Emerging Markets ETF Exchange Traded Fund 922042858 1261 31840 SH SOLE 31840 0 0 Verizon Communications Inc Common Stock 92343V104 477 8646 SH SOLE 8646 0 0 Wells Fargo & Co Common Stock 949746101 224 8761 SH SOLE 8761 0 0 Wal-Mart Stores Inc Common Stock 931142103 228 1900 SH SOLE 1900 0 0 Western Sierra Resource Corp Common Stock 95952L200 0 12800 SH SOLE 12800 0 0 Materials Select Sector SPDR ETF Exchange Traded Fund 81369Y100 595 10565 SH SOLE 10565 0 0 Select Sector Spdr Trust Shs Ben Int Energy Exchange Traded Fund 81369Y506 297 7839 SH SOLE 7839 0 0 Technology Select Sector SPDR ETF Exchange Traded Fund 81369Y803 577 5523 SH SOLE 5523 0 0 Exxon Mobil Corp Common Stock 30231G102 510 11413 SH SOLE 11413 0 0 iShares Exponential Technologies Exchange Traded Fund 46434V381 1400596 31454736 SH SOLE 31454736 0 0 GRIFFIN CAPITAL ESSENTIAL ASSET II T Limited Partnership 39818P203 203 21969 SH SOLE 21969 0 0