Director of Compliance

0001214659-20-001318.txt : 20200213 0001214659-20-001318.hdr.sgml : 20200213 20200213142226 ACCESSION NUMBER: 0001214659-20-001318 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 EFFECTIVENESS DATE: 20200213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C. CENTRAL INDEX KEY: 0001420473 IRS NUMBER: 943250323 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12703 FILM NUMBER: 20609180 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY STREET 2: 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6900 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY STREET 2: 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001420473 XXXXXXXX 12-31-2019 12-31-2019 false Financial Engines Advisors L.L.C.

1050 ENTERPRISE WAY 3RD FL SUNNYVALE CA 94089

13F HOLDINGS REPORT 028-12703 N David Carr Director of Compliance 913-319-8198 David Carr Overland Park KS 02-10-2020 0 131 20669928 INFORMATION TABLE 2 infotable.xml Abbott Laboratories Common Stock 002824100 5612 64607 SH SOLE 64607 0 0 ALASKA AIR GROUP INC Common Stock 011659109 3323 49042 SH SOLE 49042 0 0 AMAZON.COM INC Common Stock 023135106 1235 1904 SH SOLE 1904 0 0 Apple Inc Common Stock 037833100 1731 5893 SH SOLE 5893 0 0 ARCOSA INC Common Stock 039653100 226 5067 SH SOLE 5067 0 0 ASTEC INDUSTRIES INC Common Stock 046224101 312 7427 SH SOLE 7427 0 0 BANK OF NEW YORK MELLON CORP Common Stock 064058100 11976 237959 SH SOLE 237959 0 0 BOEING CO Common Stock 097023105 3890 11940 SH SOLE 11940 0 0 CARPENTER TECHNOLOGY CORP Common Stock 144285103 735 14760 SH SOLE 14760 0 0 Caterpillar Inc Common Stock 149123101 411 2781 SH SOLE 2781 0 0 CHEVRON CORP Common Stock 166764100 1201 9968 SH SOLE 9968 0 0 CRANE CO Common Stock 224399105 2471 28605 SH SOLE 28605 0 0 DTE Energy Co Common Stock 233331107 850 6498 SH SOLE 6498 0 0 DELTA AIR LINES INC Common Stock 247361702 618 10568 SH SOLE 10568 0 0 EQUIFAX INC Common Stock 294429105 991 7074 SH SOLE 7074 0 0 HB FULLER CO Common Stock 359694106 338 6554 SH SOLE 6554 0 0 GRACO INC Common Stock 384109104 766 14731 SH SOLE 14731 0 0 iShares by Blackrock Core U.S. Aggregate Bond ETF 464287026 7848 69838 SH SOLE 69838 0 0 iShares iBoxx $ Investment Grade Corporate Bond ETF Exchange Traded Fund 464287242 1064574 8319583 SH SOLE 8319583 0 0 iShares by Blackrock S&P Growth ETF 464287309 18008 92998 SH SOLE 92998 0 0 iShares by Blackrock S&P 500 Value ETF 464287408 19994 153693 SH SOLE 153693 0 0 iShares 1-3 Year Treasury Bond Exchange Traded Fund 464287457 710 8390 SH SOLE 8390 0 0 iShares MSCI EAFE Exchange Traded Fund 464287465 148308 2135770 SH SOLE 2135770 0 0 iShares Core S&P Mid-Cap Exchange Traded Fund 464287507 860840 4182486 SH SOLE 4182486 0 0 iShares Cohen & Steers REIT ETF Exchange Traded Fund 464287564 1426 12187 SH SOLE 12187 0 0 iShares Russell 1000 Value Exchange Traded Fund 464287598 2406109 17629756 SH SOLE 17629756 0 0 iShares S&P Mid-Cap 400 Growth Exchange Traded Fund 464287606 133416 560316 SH SOLE 560316 0 0 iShares Russell 2000 Growth Exchange Traded Fund 464287648 149988 700157 SH SOLE 700157 0 0 iShares Core S&P US Value ETF Exchange Traded Fund 464287663 474 7523 SH SOLE 7523 0 0 iShares S&P Mid-Cap 400 Value ETF Exchange Traded Fund 464287705 183915 1077223 SH SOLE 1077223 0 0 iShares Core S&P Small-Cap Exchange Traded Fund 464287804 37115 442640 SH SOLE 442640 0 0 iShares by Blackrock ISHARES S&P SMALLCAP 600 VALUE ETF 464287879 4880 30347 SH SOLE 30347 0 0 iShares by Blackrock ISHARES TR S&P SMALL CAP 600 GROWTH ETF 464287887 3255 16838 SH SOLE 16838 0 0 iShares International Treasury Bond ETF Exchange Traded Fund 464288117 20228 403194 SH SOLE 403194 0 0 iShares Short-Term National Muni Bond Exchange Traded Fund 464288158 277 2593 SH SOLE 2593 0 0 iShares National Muni Bond ETF Exchange Traded Fund 464288414 53009 465361 SH SOLE 465361 0 0 ISHARES TRUST MBS ETF 464288588 6765 62604 SH SOLE 62604 0 0 Ishares Tr Intrm Tr Crp Etf Exchange Traded Fund 464288638 435291 7507602 SH SOLE 7507602 0 0 Ishares Tr Sh Tr Crport Etf Exchange Traded Fund 464288646 434 8100 SH SOLE 8100 0 0 iShares 3-7 Year Treasury Bond ETF Exchange Traded Fund 464288661 256788 2042051 SH SOLE 2042051 0 0 iShares MSCI EAFE Value Exchange Traded Fund 464288877 861 17251 SH SOLE 17251 0 0 KELLOGG CO Common Stock 487836108 1417 20482 SH SOLE 20482 0 0 MARSH & MCLENNAN COMPANIES INC Common Stock 571748102 791 7100 SH SOLE 7100 0 0 MICROSOFT CORP Common Stock 594918104 1171 7428 SH SOLE 7428 0 0 NORDSTROM INC Common Stock 655664100 6238 152411 SH SOLE 152411 0 0 Norfolk Southern Corp Common Stock 655844108 317 1633 SH SOLE 1633 0 0 OCCIDENTAL PETROLEUM CORP Common Stock 674599105 266 6449 SH SOLE 6449 0 0 OLD DOMINION FREIGHT LINE INC Common Stock 679580100 10336 54463 SH SOLE 54463 0 0 OLIN CORP Common Stock 680665205 1854 107492 SH SOLE 107492 0 0 POTLATCHDELTIC CORPORATION Common Stock 737630103 222 5140 SH SOLE 5140 0 0 Procter & Gamble Co Common Stock 742718109 726 5811 SH SOLE 5811 0 0 Schwab US Large-Cap Growth ETF Exchange Traded Fund 808524300 1119478 12049053 SH SOLE 12049053 0 0 Schwab US Large-Cap Value ETF Exchange Traded Fund 808524409 1337744 22251215 SH SOLE 22251215 0 0 Schwab US Mid-Cap ETF Exchange Traded Fund 808524508 155957 2592794 SH SOLE 2592794 0 0 Schwab US Small-Cap ETF Exchange Traded Fund 808524607 36763 486037 SH SOLE 486037 0 0 Schwab Emerging Markets Equity ETF Exchange Traded Fund 808524706 559995 20460188 SH SOLE 20460188 0 0 Schwab 1000 ETF Exchange Traded Fund 808524722 4605 145880 SH SOLE 145880 0 0 SCHWAB STRATEGIC TRUST Fund EM LCI 808524730 1896 63536 SH SOLE 63536 0 0 Schwab International Equity ETF Exchange Traded Fund 808524805 1984741 59016965 SH SOLE 59016965 0 0 Schwab US Aggregate Bond ETF Exchange Traded Fund 808524839 147476 2760172 SH SOLE 2760172 0 0 Schwab US REIT ETF Exchange Traded Fund 808524847 465372 10125577 SH SOLE 10125577 0 0 SCHWAB STRATEGIC TRUST IT US Tr ETF 808524854 10323 187927 SH SOLE 187927 0 0 Schwab Short-Term US Treasury ETF Exchange Traded Fund 808524862 45243 896258 SH SOLE 896258 0 0 Schwab International Small-Cap Eq ETF Exchange Traded Fund 808524888 1717 49543 SH SOLE 49543 0 0 SONOCO PRODUCTS CO Common Stock 835495102 1078 17465 SH SOLE 17465 0 0 SUN LIFE FINANCIAL INC Common Stock 866796105 1030 22613 SH SOLE 22613 0 0 TRINITY INDUSTRIES INC Common Stock 896522109 440 19885 SH SOLE 19885 0 0 Vanguard Total Bond Market ETF Exchange Traded Fund 921937835 67619 806334 SH SOLE 806334 0 0 Vanguard REIT ETF Exchange Traded Fund 922908553 445376 4799833 SH SOLE 4799833 0 0 Vanguard Small-Cap Value ETF Exchange Traded Fund 922908611 583 4251 SH SOLE 4251 0 0 Vanguard Mid-Cap ETF Exchange Traded Fund 922908629 360 2018 SH SOLE 2018 0 0 Vanguard Growth ETF Exchange Traded Fund 922908736 3014493 16547693 SH SOLE 16547693 0 0 Vanguard Value ETF Exchange Traded Fund 922908744 1213 10118 SH SOLE 10118 0 0 Vanguard Small-Cap ETF Exchange Traded Fund 922908751 349 2107 SH SOLE 2107 0 0 Vanguard Total Stock Market ETF Exchange Traded Fund 922908769 119720 731698 SH SOLE 731698 0 0 WELLS FARGO & CO Common Stock 949746101 413 7680 SH SOLE 7680 0 0 EDWARDS LIFSCI CORP COM STOCK Common Stock 28176E108 5607 24033 SH SOLE 24033 0 0 NAVISTAR INTERNATIONAL CORP Common Stock 63934E108 247 8520 SH SOLE 8520 0 0 AT&T INC Common Stock 00206R102 636 16278 SH SOLE 16278 0 0 ARK Autonomous Technology&Robotics ETF Exchange Traded Fund 00214Q203 4463 120173 SH SOLE 120173 0 0 ARK Genomic Revolution ETF Exchange Traded Fund 00214Q302 2087 62269 SH SOLE 62269 0 0 AbbVie Inc Common Stock 00287Y109 13127 148262 SH SOLE 148262 0 0 Alphabet Inc A Common Stock 02079K305 207 154 SH SOLE 154 0 0 CLEARWATER PAPER CORP Common Stock 18538R103 392 18345 SH SOLE 18345 0 0 DAVITA INC Common Stock 23918K108 2311 30805 SH SOLE 30805 0 0 ETFMG Prime Cyber Security ETF Exchange Traded Fund 26924G201 4353 104741 SH SOLE 104741 0 0 ETFMG Prime Mobile Payments ETF Exchange Traded Fund 26924G409 1249 25191 SH SOLE 25191 0 0 Facebook Inc A Common Stock 30303M102 1730 8427 SH SOLE 8427 0 0 Fortune Brands Home & Security Inc Common Stock 34964C106 695 10638 SH SOLE 10638 0 0 Global X Robotics & Artfcl Intllgnc ETF Exchange Traded Fund 37954Y715 4530 206832 SH SOLE 206832 0 0 Invesco S&P 500 High Div Low Vol ETF Exchange Traded Fund 46138E362 116170 2638432 SH SOLE 2638432 0 0 Invesco Global Clean Energy ETF Exchange Traded Fund 46138G847 885 61884 SH SOLE 61884 0 0 iShares Edge MSCI Min Vol EAFE ETF Exchange Traded Fund 46429B689 57691 773958 SH SOLE 773958 0 0 iShares Core MSCI EAFE Exchange Traded Fund 46432F842 30237 463479 SH SOLE 463479 0 0 iShares Core MSCI Emerging Markets ETF Exchange Traded Fund 46434G103 7433 138263 SH SOLE 138263 0 0 iShares Exponential Technologies Exchange Traded Fund 46434V381 1763886 41250833 SH SOLE 41250833 0 0 iShares Core International Aggt Bd ETF Exchange Traded Fund 46435G672 1494 27271 SH SOLE 27271 0 0 Kinder Morgan Inc P Common Stock 49456B101 6764 319488 SH SOLE 319488 0 0 Legg Mason Low Volatility High Div ETF Exchange Traded Fund 52468L406 150807 4400995 SH SOLE 4400995 0 0 NETFLIX INC Common Stock 64110L106 3906 12072 SH SOLE 12072 0 0 PIMCO ETF TRUST Inv Gr Crp Bnd 72201R817 1321 12011 SH SOLE 12011 0 0 Powershares ETF Trust II Senior Loan ETF 73936Q769 825 36172 SH SOLE 36172 0 0 Powershares ETF Trust II Fundamental High Yield ETF 73936T557 340 17665 SH SOLE 17665 0 0 SPDR S&P North American Natural Res ETF Exchange Traded Fund 78463X152 732761 21717858 SH SOLE 21717858 0 0 SPDR S&P Emerging Markets ETF Exchange Traded Fund 78463X509 3520 93655 SH SOLE 93655 0 0 SPDR Portfolio Developed Wld ex-US ETF Exchange Traded Fund 78463X889 9471 302102 SH SOLE 302102 0 0 SPDR S&P 600 Small Cap Growth ETF Exchange Traded Fund 78464A201 111698 1731219 SH SOLE 1731219 0 0 SPDR S&P 600 Small Cap Value ETF Exchange Traded Fund 78464A300 347172 5283394 SH SOLE 5283394 0 0 SPDR Portfolio Mortgage Backed Bond ETF Exchange Traded Fund 78464A383 366464 14035388 SH SOLE 14035388 0 0 SPDR S&P 500 Growth Exchange Traded Fund 78464A409 8662 206677 SH SOLE 206677 0 0 SPDR Portfolio S&P 500 Value ETF Exchange Traded Fund 78464A508 82437 2361417 SH SOLE 2361417 0 0 SPDR Portfolio Long Term Treasury ETF Exchange Traded Fund 78464A664 49732 1279432 SH SOLE 1279432 0 0 SPDR Portfolio Intmdt Term Trs ETF Exchange Traded Fund 78464A672 12064 390049 SH SOLE 390049 0 0 SPDR S&P 400 Mid Cap Growth ETF Exchange Traded Fund 78464A821 22582 439810 SH SOLE 439810 0 0 SPDR S&P 400 Mid Cap Value ETF Exchange Traded Fund 78464A839 636813 11156557 SH SOLE 11156557 0 0 SPDR Portfolio Large Cap ETF Exchange Traded Fund 78464A854 8846 233906 SH SOLE 233906 0 0 SPDR S&P Kensho New Economies Comps ETF Exchange Traded Fund 78468R648 28078 777074 SH SOLE 777074 0 0 SPDR S&P Kensho Future Security ETF Exchange Traded Fund 78468R671 2054 52670 SH SOLE 52670 0 0 SPDR S&P Kensho Smart Mobility ETF Exchange Traded Fund 78468R689 2254 74819 SH SOLE 74819 0 0 SPDR S&P Kensho Intelligent Strctr ETF Exchange Traded Fund 78468R697 2162 66147 SH SOLE 66147 0 0 Spdr Series Trust Nuveen Muni Bond ETF 78468R721 623603 11408817 SH SOLE 11408817 0 0 SPDR Nuveen Blmbg Barclays ST MunBd ETF Exchange Traded Fund 78468R739 18714 381073 SH SOLE 381073 0 0 SPDR Portfolio Small Cap ETF Exchange Traded Fund 78468R853 3355 102826 SH SOLE 102826 0 0 Materials Select Sector SPDR ETF Exchange Traded Fund 81369Y100 619 10084 SH SOLE 10084 0 0 VERIZON COMMUNICATIONS INC Common Stock 92343V104 479 7793 SH SOLE 7793 0 0 VIASAT INC Common Stock 92552V100 2305 31496 SH SOLE 31496 0 0 AMCOR PLC ORD G0250X107 2732 252015 SH SOLE 252015 0 0 Aon PLC Common Stock G0408V102 8686 41704 SH SOLE 41704 0 0 PERRIGO CO PLC SHS G97822103 211 4077 SH SOLE 4077 0 0 CHUBB LTD Common Stock H1467J104 306 1968 SH SOLE 1968 0 0 ZTE Corp Common Stock Y0004F105 234 77500 SH SOLE 77500 0 0