0001214659-20-001318.txt : 20200213
0001214659-20-001318.hdr.sgml : 20200213
20200213142226
ACCESSION NUMBER: 0001214659-20-001318
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200213
DATE AS OF CHANGE: 20200213
EFFECTIVENESS DATE: 20200213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C.
CENTRAL INDEX KEY: 0001420473
IRS NUMBER: 943250323
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12703
FILM NUMBER: 20609180
BUSINESS ADDRESS:
STREET 1: 1050 ENTERPRISE WAY
STREET 2: 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-498-6900
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY
STREET 2: 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001420473
XXXXXXXX
12-31-2019
12-31-2019
false
Financial Engines Advisors L.L.C.
1050 ENTERPRISE WAY
3RD FL
SUNNYVALE
CA
94089
13F HOLDINGS REPORT
028-12703
N
David Carr
Director of Compliance
913-319-8198
David Carr
Overland Park
KS
02-10-2020
0
131
20669928
INFORMATION TABLE
2
infotable.xml
Abbott Laboratories
Common Stock
002824100
5612
64607
SH
SOLE
64607
0
0
ALASKA AIR GROUP INC
Common Stock
011659109
3323
49042
SH
SOLE
49042
0
0
AMAZON.COM INC
Common Stock
023135106
1235
1904
SH
SOLE
1904
0
0
Apple Inc
Common Stock
037833100
1731
5893
SH
SOLE
5893
0
0
ARCOSA INC
Common Stock
039653100
226
5067
SH
SOLE
5067
0
0
ASTEC INDUSTRIES INC
Common Stock
046224101
312
7427
SH
SOLE
7427
0
0
BANK OF NEW YORK MELLON CORP
Common Stock
064058100
11976
237959
SH
SOLE
237959
0
0
BOEING CO
Common Stock
097023105
3890
11940
SH
SOLE
11940
0
0
CARPENTER TECHNOLOGY CORP
Common Stock
144285103
735
14760
SH
SOLE
14760
0
0
Caterpillar Inc
Common Stock
149123101
411
2781
SH
SOLE
2781
0
0
CHEVRON CORP
Common Stock
166764100
1201
9968
SH
SOLE
9968
0
0
CRANE CO
Common Stock
224399105
2471
28605
SH
SOLE
28605
0
0
DTE Energy Co
Common Stock
233331107
850
6498
SH
SOLE
6498
0
0
DELTA AIR LINES INC
Common Stock
247361702
618
10568
SH
SOLE
10568
0
0
EQUIFAX INC
Common Stock
294429105
991
7074
SH
SOLE
7074
0
0
HB FULLER CO
Common Stock
359694106
338
6554
SH
SOLE
6554
0
0
GRACO INC
Common Stock
384109104
766
14731
SH
SOLE
14731
0
0
iShares by Blackrock
Core U.S. Aggregate Bond ETF
464287026
7848
69838
SH
SOLE
69838
0
0
iShares iBoxx $ Investment Grade Corporate Bond ETF
Exchange Traded Fund
464287242
1064574
8319583
SH
SOLE
8319583
0
0
iShares by Blackrock
S&P Growth ETF
464287309
18008
92998
SH
SOLE
92998
0
0
iShares by Blackrock
S&P 500 Value ETF
464287408
19994
153693
SH
SOLE
153693
0
0
iShares 1-3 Year Treasury Bond
Exchange Traded Fund
464287457
710
8390
SH
SOLE
8390
0
0
iShares MSCI EAFE
Exchange Traded Fund
464287465
148308
2135770
SH
SOLE
2135770
0
0
iShares Core S&P Mid-Cap
Exchange Traded Fund
464287507
860840
4182486
SH
SOLE
4182486
0
0
iShares Cohen & Steers REIT ETF
Exchange Traded Fund
464287564
1426
12187
SH
SOLE
12187
0
0
iShares Russell 1000 Value
Exchange Traded Fund
464287598
2406109
17629756
SH
SOLE
17629756
0
0
iShares S&P Mid-Cap 400 Growth
Exchange Traded Fund
464287606
133416
560316
SH
SOLE
560316
0
0
iShares Russell 2000 Growth
Exchange Traded Fund
464287648
149988
700157
SH
SOLE
700157
0
0
iShares Core S&P US Value ETF
Exchange Traded Fund
464287663
474
7523
SH
SOLE
7523
0
0
iShares S&P Mid-Cap 400 Value ETF
Exchange Traded Fund
464287705
183915
1077223
SH
SOLE
1077223
0
0
iShares Core S&P Small-Cap
Exchange Traded Fund
464287804
37115
442640
SH
SOLE
442640
0
0
iShares by Blackrock
ISHARES S&P SMALLCAP 600 VALUE ETF
464287879
4880
30347
SH
SOLE
30347
0
0
iShares by Blackrock
ISHARES TR S&P SMALL CAP 600 GROWTH ETF
464287887
3255
16838
SH
SOLE
16838
0
0
iShares International Treasury Bond ETF
Exchange Traded Fund
464288117
20228
403194
SH
SOLE
403194
0
0
iShares Short-Term National Muni Bond
Exchange Traded Fund
464288158
277
2593
SH
SOLE
2593
0
0
iShares National Muni Bond ETF
Exchange Traded Fund
464288414
53009
465361
SH
SOLE
465361
0
0
ISHARES TRUST
MBS ETF
464288588
6765
62604
SH
SOLE
62604
0
0
Ishares Tr Intrm Tr Crp Etf
Exchange Traded Fund
464288638
435291
7507602
SH
SOLE
7507602
0
0
Ishares Tr Sh Tr Crport Etf
Exchange Traded Fund
464288646
434
8100
SH
SOLE
8100
0
0
iShares 3-7 Year Treasury Bond ETF
Exchange Traded Fund
464288661
256788
2042051
SH
SOLE
2042051
0
0
iShares MSCI EAFE Value
Exchange Traded Fund
464288877
861
17251
SH
SOLE
17251
0
0
KELLOGG CO
Common Stock
487836108
1417
20482
SH
SOLE
20482
0
0
MARSH & MCLENNAN COMPANIES INC
Common Stock
571748102
791
7100
SH
SOLE
7100
0
0
MICROSOFT CORP
Common Stock
594918104
1171
7428
SH
SOLE
7428
0
0
NORDSTROM INC
Common Stock
655664100
6238
152411
SH
SOLE
152411
0
0
Norfolk Southern Corp
Common Stock
655844108
317
1633
SH
SOLE
1633
0
0
OCCIDENTAL PETROLEUM CORP
Common Stock
674599105
266
6449
SH
SOLE
6449
0
0
OLD DOMINION FREIGHT LINE INC
Common Stock
679580100
10336
54463
SH
SOLE
54463
0
0
OLIN CORP
Common Stock
680665205
1854
107492
SH
SOLE
107492
0
0
POTLATCHDELTIC CORPORATION
Common Stock
737630103
222
5140
SH
SOLE
5140
0
0
Procter & Gamble Co
Common Stock
742718109
726
5811
SH
SOLE
5811
0
0
Schwab US Large-Cap Growth ETF
Exchange Traded Fund
808524300
1119478
12049053
SH
SOLE
12049053
0
0
Schwab US Large-Cap Value ETF
Exchange Traded Fund
808524409
1337744
22251215
SH
SOLE
22251215
0
0
Schwab US Mid-Cap ETF
Exchange Traded Fund
808524508
155957
2592794
SH
SOLE
2592794
0
0
Schwab US Small-Cap ETF
Exchange Traded Fund
808524607
36763
486037
SH
SOLE
486037
0
0
Schwab Emerging Markets Equity ETF
Exchange Traded Fund
808524706
559995
20460188
SH
SOLE
20460188
0
0
Schwab 1000 ETF
Exchange Traded Fund
808524722
4605
145880
SH
SOLE
145880
0
0
SCHWAB STRATEGIC TRUST
Fund EM LCI
808524730
1896
63536
SH
SOLE
63536
0
0
Schwab International Equity ETF
Exchange Traded Fund
808524805
1984741
59016965
SH
SOLE
59016965
0
0
Schwab US Aggregate Bond ETF
Exchange Traded Fund
808524839
147476
2760172
SH
SOLE
2760172
0
0
Schwab US REIT ETF
Exchange Traded Fund
808524847
465372
10125577
SH
SOLE
10125577
0
0
SCHWAB STRATEGIC TRUST
IT US Tr ETF
808524854
10323
187927
SH
SOLE
187927
0
0
Schwab Short-Term US Treasury ETF
Exchange Traded Fund
808524862
45243
896258
SH
SOLE
896258
0
0
Schwab International Small-Cap Eq ETF
Exchange Traded Fund
808524888
1717
49543
SH
SOLE
49543
0
0
SONOCO PRODUCTS CO
Common Stock
835495102
1078
17465
SH
SOLE
17465
0
0
SUN LIFE FINANCIAL INC
Common Stock
866796105
1030
22613
SH
SOLE
22613
0
0
TRINITY INDUSTRIES INC
Common Stock
896522109
440
19885
SH
SOLE
19885
0
0
Vanguard Total Bond Market ETF
Exchange Traded Fund
921937835
67619
806334
SH
SOLE
806334
0
0
Vanguard REIT ETF
Exchange Traded Fund
922908553
445376
4799833
SH
SOLE
4799833
0
0
Vanguard Small-Cap Value ETF
Exchange Traded Fund
922908611
583
4251
SH
SOLE
4251
0
0
Vanguard Mid-Cap ETF
Exchange Traded Fund
922908629
360
2018
SH
SOLE
2018
0
0
Vanguard Growth ETF
Exchange Traded Fund
922908736
3014493
16547693
SH
SOLE
16547693
0
0
Vanguard Value ETF
Exchange Traded Fund
922908744
1213
10118
SH
SOLE
10118
0
0
Vanguard Small-Cap ETF
Exchange Traded Fund
922908751
349
2107
SH
SOLE
2107
0
0
Vanguard Total Stock Market ETF
Exchange Traded Fund
922908769
119720
731698
SH
SOLE
731698
0
0
WELLS FARGO & CO
Common Stock
949746101
413
7680
SH
SOLE
7680
0
0
EDWARDS LIFSCI CORP COM STOCK
Common Stock
28176E108
5607
24033
SH
SOLE
24033
0
0
NAVISTAR INTERNATIONAL CORP
Common Stock
63934E108
247
8520
SH
SOLE
8520
0
0
AT&T INC
Common Stock
00206R102
636
16278
SH
SOLE
16278
0
0
ARK Autonomous Technology&Robotics ETF
Exchange Traded Fund
00214Q203
4463
120173
SH
SOLE
120173
0
0
ARK Genomic Revolution ETF
Exchange Traded Fund
00214Q302
2087
62269
SH
SOLE
62269
0
0
AbbVie Inc
Common Stock
00287Y109
13127
148262
SH
SOLE
148262
0
0
Alphabet Inc A
Common Stock
02079K305
207
154
SH
SOLE
154
0
0
CLEARWATER PAPER CORP
Common Stock
18538R103
392
18345
SH
SOLE
18345
0
0
DAVITA INC
Common Stock
23918K108
2311
30805
SH
SOLE
30805
0
0
ETFMG Prime Cyber Security ETF
Exchange Traded Fund
26924G201
4353
104741
SH
SOLE
104741
0
0
ETFMG Prime Mobile Payments ETF
Exchange Traded Fund
26924G409
1249
25191
SH
SOLE
25191
0
0
Facebook Inc A
Common Stock
30303M102
1730
8427
SH
SOLE
8427
0
0
Fortune Brands Home & Security Inc
Common Stock
34964C106
695
10638
SH
SOLE
10638
0
0
Global X Robotics & Artfcl Intllgnc ETF
Exchange Traded Fund
37954Y715
4530
206832
SH
SOLE
206832
0
0
Invesco S&P 500 High Div Low Vol ETF
Exchange Traded Fund
46138E362
116170
2638432
SH
SOLE
2638432
0
0
Invesco Global Clean Energy ETF
Exchange Traded Fund
46138G847
885
61884
SH
SOLE
61884
0
0
iShares Edge MSCI Min Vol EAFE ETF
Exchange Traded Fund
46429B689
57691
773958
SH
SOLE
773958
0
0
iShares Core MSCI EAFE
Exchange Traded Fund
46432F842
30237
463479
SH
SOLE
463479
0
0
iShares Core MSCI Emerging Markets ETF
Exchange Traded Fund
46434G103
7433
138263
SH
SOLE
138263
0
0
iShares Exponential Technologies
Exchange Traded Fund
46434V381
1763886
41250833
SH
SOLE
41250833
0
0
iShares Core International Aggt Bd ETF
Exchange Traded Fund
46435G672
1494
27271
SH
SOLE
27271
0
0
Kinder Morgan Inc P
Common Stock
49456B101
6764
319488
SH
SOLE
319488
0
0
Legg Mason Low Volatility High Div ETF
Exchange Traded Fund
52468L406
150807
4400995
SH
SOLE
4400995
0
0
NETFLIX INC
Common Stock
64110L106
3906
12072
SH
SOLE
12072
0
0
PIMCO ETF TRUST
Inv Gr Crp Bnd
72201R817
1321
12011
SH
SOLE
12011
0
0
Powershares ETF Trust II
Senior Loan ETF
73936Q769
825
36172
SH
SOLE
36172
0
0
Powershares ETF Trust II
Fundamental High Yield ETF
73936T557
340
17665
SH
SOLE
17665
0
0
SPDR S&P North American Natural Res ETF
Exchange Traded Fund
78463X152
732761
21717858
SH
SOLE
21717858
0
0
SPDR S&P Emerging Markets ETF
Exchange Traded Fund
78463X509
3520
93655
SH
SOLE
93655
0
0
SPDR Portfolio Developed Wld ex-US ETF
Exchange Traded Fund
78463X889
9471
302102
SH
SOLE
302102
0
0
SPDR S&P 600 Small Cap Growth ETF
Exchange Traded Fund
78464A201
111698
1731219
SH
SOLE
1731219
0
0
SPDR S&P 600 Small Cap Value ETF
Exchange Traded Fund
78464A300
347172
5283394
SH
SOLE
5283394
0
0
SPDR Portfolio Mortgage Backed Bond ETF
Exchange Traded Fund
78464A383
366464
14035388
SH
SOLE
14035388
0
0
SPDR S&P 500 Growth
Exchange Traded Fund
78464A409
8662
206677
SH
SOLE
206677
0
0
SPDR Portfolio S&P 500 Value ETF
Exchange Traded Fund
78464A508
82437
2361417
SH
SOLE
2361417
0
0
SPDR Portfolio Long Term Treasury ETF
Exchange Traded Fund
78464A664
49732
1279432
SH
SOLE
1279432
0
0
SPDR Portfolio Intmdt Term Trs ETF
Exchange Traded Fund
78464A672
12064
390049
SH
SOLE
390049
0
0
SPDR S&P 400 Mid Cap Growth ETF
Exchange Traded Fund
78464A821
22582
439810
SH
SOLE
439810
0
0
SPDR S&P 400 Mid Cap Value ETF
Exchange Traded Fund
78464A839
636813
11156557
SH
SOLE
11156557
0
0
SPDR Portfolio Large Cap ETF
Exchange Traded Fund
78464A854
8846
233906
SH
SOLE
233906
0
0
SPDR S&P Kensho New Economies Comps ETF
Exchange Traded Fund
78468R648
28078
777074
SH
SOLE
777074
0
0
SPDR S&P Kensho Future Security ETF
Exchange Traded Fund
78468R671
2054
52670
SH
SOLE
52670
0
0
SPDR S&P Kensho Smart Mobility ETF
Exchange Traded Fund
78468R689
2254
74819
SH
SOLE
74819
0
0
SPDR S&P Kensho Intelligent Strctr ETF
Exchange Traded Fund
78468R697
2162
66147
SH
SOLE
66147
0
0
Spdr Series Trust
Nuveen Muni Bond ETF
78468R721
623603
11408817
SH
SOLE
11408817
0
0
SPDR Nuveen Blmbg Barclays ST MunBd ETF
Exchange Traded Fund
78468R739
18714
381073
SH
SOLE
381073
0
0
SPDR Portfolio Small Cap ETF
Exchange Traded Fund
78468R853
3355
102826
SH
SOLE
102826
0
0
Materials Select Sector SPDR ETF
Exchange Traded Fund
81369Y100
619
10084
SH
SOLE
10084
0
0
VERIZON COMMUNICATIONS INC
Common Stock
92343V104
479
7793
SH
SOLE
7793
0
0
VIASAT INC
Common Stock
92552V100
2305
31496
SH
SOLE
31496
0
0
AMCOR PLC
ORD
G0250X107
2732
252015
SH
SOLE
252015
0
0
Aon PLC
Common Stock
G0408V102
8686
41704
SH
SOLE
41704
0
0
PERRIGO CO PLC
SHS
G97822103
211
4077
SH
SOLE
4077
0
0
CHUBB LTD
Common Stock
H1467J104
306
1968
SH
SOLE
1968
0
0
ZTE Corp
Common Stock
Y0004F105
234
77500
SH
SOLE
77500
0
0