0001214659-19-005118.txt : 20190809 0001214659-19-005118.hdr.sgml : 20190809 20190809142957 ACCESSION NUMBER: 0001214659-19-005118 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190809 DATE AS OF CHANGE: 20190809 EFFECTIVENESS DATE: 20190809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C. CENTRAL INDEX KEY: 0001420473 IRS NUMBER: 943250323 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12703 FILM NUMBER: 191012560 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY STREET 2: 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6900 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY STREET 2: 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001420473 XXXXXXXX 06-30-2019 06-30-2019 false Financial Engines Advisors L.L.C.

1050 ENTERPRISE WAY 3RD FL SUNNYVALE CA 94089

13F HOLDINGS REPORT 028-12703 N David Carr 913-319-8198 David Carr Overland Park KS 08-08-2019 0 101 17102536 INFORMATION TABLE 2 infotable.xml ABBOTT LABORATORIES COMMON STOCK COM 002824100 5219 62051 SH SOLE 0 0 62051 ALASKA AIR GROUP INC COM 011659109 2903 45427 SH SOLE 0 0 45427 ARCOSA INC COM 039653100 212 5624 SH SOLE 0 0 5624 ASTEC INDUSTRIES INC COM 046224101 252 7731 SH SOLE 0 0 7731 BANK OF NEW YORK MELLON CORP COM 064058100 9667 218956 SH SOLE 0 0 218956 BOEING CO COM 097023105 1892 5197 SH SOLE 0 0 5197 CARPENTER TECHNOLOGY CORP COM 144285103 560 11681 SH SOLE 0 0 11681 CHEVRON CORP COM 166764100 559 4494 SH SOLE 0 0 4494 CRANE CO COM 224399105 2653 31792 SH SOLE 0 0 31792 DELTA AIR LINES INC COM NEW 247361702 295 5191 SH SOLE 0 0 5191 EQUIFAX INC COM 294429105 1661 12280 SH SOLE 0 0 12280 ETHAN ALLEN INTERIORS INC COM 297602104 205 9711 SH SOLE 0 0 9711 Fidelity MSCI Real Estate Index ETF 316092857 5344 204149 SH SOLE 0 0 204149 FIFTH THIRD BANCORP COM 316773100 3054 109477 SH SOLE 0 0 109477 HB FULLER CO COM 359694106 204 4388 SH SOLE 0 0 4388 GRACO INC COM 384109104 465 9264 SH SOLE 0 0 9264 ISHARES TR Core U.S. Aggregate Bond ETF 464287026 4537 42603 SH SOLE 0 0 42603 ISHARES TR IBOXX INV CP ETF 464287242 1078817 8674250 SH SOLE 0 0 8674250 ISHARES TR S&P Growth ETF 464287309 15257 85122 SH SOLE 0 0 85122 ISHARES TR S&P 500 Value ETF 464287408 14914 127942 SH SOLE 0 0 127942 ISHARES TR MSCI EAFE ETF 464287465 138824 2112032 SH SOLE 0 0 2112032 ISHARES TR CORE S&P MCP ETF 464287507 810024 4169794 SH SOLE 0 0 4169794 ISHARES TR RUS 1000 VAL ETF 464287598 2268954 17834888 SH SOLE 0 0 17834888 ISHARES TR S&P MC 400GR ETF 464287606 127110 561766 SH SOLE 0 0 561766 ISHARES TR RUS 2000 GRW ETF 464287648 142266 708250 SH SOLE 0 0 708250 ISHARES TR S&P MC 400VL ETF 464287705 171412 1074898 SH SOLE 0 0 1074898 ISHARES TR Core S&P Small-Cap ETF 464287804 547 6995 SH SOLE 0 0 6995 Fidelity ISHARES S&P SMALLCAP 600 VALUE ETF 464287879 3811 25645 SH SOLE 0 0 25645 Fidelity ISHARES TR S&P SMALL CAP 600 GROWTH ETF 464287887 2634 14434 SH SOLE 0 0 14434 ISHARES TR NATIONAL MUN ETF 464288414 9051 80050 SH SOLE 0 0 80050 ISHARES TR High Yield Corporate Bond ETF 464288513 2183 25736 SH SOLE 0 0 25736 ISHARES TR 3 7 YR TREAS BD 464288661 251608 2000697 SH SOLE 0 0 2000697 ISHARES TR Short Treasury Bond ETF 464288679 8058 72833 SH SOLE 0 0 72833 KELLOGG CO COM 487836108 1192 22249 SH SOLE 0 0 22249 LIBBEY INC COM 529898108 29 15818 SH SOLE 0 0 15818 NORDSTROM INC COM 655664100 2493 78234 SH SOLE 0 0 78234 OLD DOMINION FREIGHT LINE INC COM 679580100 10672 71498 SH SOLE 0 0 71498 OLIN CORP COM PAR $1 680665205 2063 94174 SH SOLE 0 0 94174 SCHWAB STRATEGIC TRUST US LC Gr ETF 808524300 964851 11595284 SH SOLE 0 0 11595284 SCHWAB STRATEGIC TRUST US LC Val ETF 808524409 963768 17167216 SH SOLE 0 0 17167216 SCHWAB STRATEGIC TRUST US Mid Cap ETF 808524508 144320 2527940 SH SOLE 0 0 2527940 SCHWAB STRATEGIC TRUST US Small Cap ETF 808524607 35737 499963 SH SOLE 0 0 499963 SCHWAB STRATEGIC TRUST Emerging Markets ETF 808524706 446960 17033575 SH SOLE 0 0 17033575 SCHWAB STRATEGIC TRUST 1000 INDEX 808524722 237 8217 SH SOLE 0 0 8217 SCHWAB STRATEGIC TRUST FUND EM LCI 808524730 1893 65883 SH SOLE 0 0 65883 SCHWAB STRATEGIC TRUST Intl Eq ETF 808524805 177243 52921271 SH SOLE 0 0 52921271 SCHWAB STRATEGIC TRUST US Agg Bond ETF 808524839 79721 1504182 SH SOLE 0 0 1504182 SCHWAB STRATEGIC TRUST US REIT ETF 808524847 397401 8942316 SH SOLE 0 0 8942316 SCHWAB STRATEGIC TRUST IT US TR ETF 808524854 3637 66167 SH SOLE 0 0 66167 SCHWAB STRATEGIC TRUST Short Term Tre ETF 808524862 853948 16879774 SH SOLE 0 0 16879774 SCHWAB STRATEGIC TRUST International Small Cap ETF 808524888 1381 42335 SH SOLE 0 0 42335 SONOCO PRODUCTS CO COM 835495102 1043 15968 SH SOLE 0 0 15968 SUN LIFE FINANCIAL INC COM 866796105 864 20891 SH SOLE 0 0 20891 TRINITY INDUSTRIES INC COM 896522109 404 19456 SH SOLE 0 0 19456 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 65751 791518 SH SOLE 0 0 791518 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 442798 5018862 SH SOLE 0 0 5018862 VANGUARD INDEX FDS MID CAP ETF 922908629 352 2097 SH SOLE 0 0 2097 VANGUARD INDEX FDS GROWTH ETF 922908736 2917954 17813865 SH SOLE 0 0 17813865 VANGUARD INDEX FDS VALUE ETF 922908744 720 6448 SH SOLE 0 0 6448 VANGUARD INDEX FDS TOTAL STK MKT 922908769 113029 753073 SH SOLE 0 0 753073 WELLS FARGO & CO COM 949746101 364 7682 SH SOLE 0 0 7682 EDWARD LIFESCIENCE CORPORATE COM 28176E108 5023 27187 SH SOLE 0 0 27187 ARK ETF TR INDL INNOVATIN 00214Q203 4058 120199 SH SOLE 0 0 120199 ARK ETF TR GEN REV MLTSCT 00214Q302 2145 62226 SH SOLE 0 0 62226 ABBVIE COMMON STOCK COM 00287Y109 8293 114040 SH SOLE 0 0 114040 DAVITA INC COM 23918K108 1897 33723 SH SOLE 0 0 33723 DOMINION ENERGY IN COM 25746U109 17215 222641 SH SOLE 0 0 222641 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 3758 94443 SH SOLE 0 0 94443 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 4111 87646 SH SOLE 0 0 87646 FORTUNE BRANDS HOME AND SECURITY COM 34964C106 528 9234 SH SOLE 0 0 9234 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 3918 187465 SH SOLE 0 0 187465 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 110313 2619647 SH SOLE 0 0 2619647 INVESCO EXCHNG TRADED FD TR GBL CLEAN ENRG 46138G847 802 63934 SH SOLE 0 0 63934 ISHARES TR Floating Rate Bond ETF 46429B655 2390 46946 SH SOLE 0 0 46946 ISHARES TR MIN VOL EAFE ETF 46429B689 55945 770164 SH SOLE 0 0 770164 ISHARES TR Core MSCI EAFE ETF 46432F842 24644 401382 SH SOLE 0 0 401382 ISHARES TR Core MSCI Emerging ETF 46434G103 5513 107206 SH SOLE 0 0 107206 ISHARES TR EXPONENTIAL TECH 46434V381 1609407 41726911 SH SOLE 0 0 41726911 KINDER MORGAN INC COM 49456B101 6506 311575 SH SOLE 0 0 311575 LEGG MASON ETF INVESTMENT TR LOW DIVI ETF 52468L406 144015 4478092 SH SOLE 0 0 4478092 PIMCO ETF TRUST INV GR CRP BND 72201R817 877 8166 SH SOLE 0 0 8166 Powershares ETF Trust II Senior Loan ETF 73936Q769 38995 1720898 SH SOLE 0 0 1720898 Powershares ETF Trust II Fundamental 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NUV BBG BARC ST MUN 78468R739 12722 260006 SH SOLE 0 0 260006 TITAN INTERNATIONAL INC COM 88830M102 231 47307 SH SOLE 0 0 47307 VIASAT INC COM 92552V100 3650 45157 SH SOLE 0 0 45157 VIACOM INC CL B 92553P201 538 18003 SH SOLE 0 0 18003 AMCOR PLC ORD G0250X107 3071 267310 SH SOLE 0 0 267310 AON PLC SHS CL A G0408V102 8513 44114 SH SOLE 0 0 44114