Director of Compliance

0001214659-19-003274.txt : 20190508 0001214659-19-003274.hdr.sgml : 20190508 20190508121625 ACCESSION NUMBER: 0001214659-19-003274 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190508 DATE AS OF CHANGE: 20190508 EFFECTIVENESS DATE: 20190508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C. CENTRAL INDEX KEY: 0001420473 IRS NUMBER: 943250323 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12703 FILM NUMBER: 19805860 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY STREET 2: 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6900 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY STREET 2: 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001420473 XXXXXXXX 03-31-2019 03-31-2019 false Financial Engines Advisors L.L.C.

1050 ENTERPRISE WAY 3RD FL SUNNYVALE CA 94089

13F HOLDINGS REPORT 028-12703 N David Carr Director of Compliance 913-319-8198 /s/ David Carr Overland Park KS 05-07-2019 0 104 18326412 INFORMATION TABLE 2 infotable.xml ABBOTT LABORATORIES COMMON STOCK COM 002824100 5407 67635 SH SOLE 0 0 67635 ALASKA AIR GROUP INC COM 011659109 2601 46341 SH SOLE 0 0 46341 ALLIANCE DATA SYSTEMS CORP COM 018581108 248 1420 SH SOLE 0 0 1420 ARCOSA INC COM 039653100 211 6923 SH SOLE 0 0 6923 ASTEC INDUSTRIES INC COM 046224101 294 7777 SH SOLE 0 0 7777 BANK OF NEW YORK MELLON CORP COM 064058100 10185 201959 SH SOLE 0 0 201959 BEMIS COMPANY INC COM 081437105 2980 53717 SH SOLE 0 0 53717 BOEING CO COM 097023105 1028 2695 SH SOLE 0 0 2695 CARPENTER TECHNOLOGY CORP COM 144285103 497 10845 SH SOLE 0 0 10845 CHEVRON CORP COM 166764100 782 6350 SH SOLE 0 0 6350 CRANE CO COM 224399105 2505 29609 SH SOLE 0 0 29609 DELTA AIR LINES INC COM NEW 247361702 333 6443 SH SOLE 0 0 6443 EQUIFAX INC COM 294429105 1127 9512 SH SOLE 0 0 9512 Fidelity MSCI Real Estate Index ETF 316092857 4498 173217 SH SOLE 0 0 173217 FIFTH THIRD BANCORP COM 316773100 2248 89141 SH SOLE 0 0 89141 HB FULLER CO COM 359694106 203 4164 SH SOLE 0 0 4164 GRACO INC COM 384109104 508 10256 SH SOLE 0 0 10256 ISHARES TR Core U.S. Aggregate Bond ETF 464287026 3858 36824 SH SOLE 0 0 36824 ISHARES TR IBOXX INV CP ETF 464287242 1046391 8788766 SH SOLE 0 0 8788766 ISHARES TR S&P Growth ETF 464287309 12817 74366 SH SOLE 0 0 74366 ISHARES TR S&P 500 Value ETF 464287408 12465 110576 SH SOLE 0 0 110576 ISHARES TR MSCI EAFE ETF 464287465 136558 2105433 SH SOLE 0 0 2105433 ISHARES TR CORE S&P MCP ETF 464287507 805075 4250662 SH SOLE 0 0 4250662 ISHARES TR RUS 1000 VAL ETF 464287598 2237437 18118369 SH SOLE 0 0 18118369 ISHARES TR S&P Mid-Cap 400 Growth ETF 464287606 122229 557875 SH SOLE 0 0 557875 ISHARES TR RUS 2000 GRW ETF 464287648 139700 710365 SH SOLE 0 0 710365 ISHARES TR S&P Mid-Cap 400 Value ETF 464287705 167687 1068279 SH SOLE 0 0 1068279 ISHARES TR Core S&P Small-Cap ETF 464287804 434 5646 SH SOLE 0 0 5646 ISHARES TR ISHARES S&P SMALLCAP 600 VALUE ETF 464287879 3250 22033 SH SOLE 0 0 22033 ISHARES TR ISHARES TR S&P SMALL CAP 600 GROWTH ETF 464287887 2323 13022 SH SOLE 0 0 13022 ISHARES TR National Muni Bond ETF 464288414 7563 68027 SH SOLE 0 0 68027 ISHARES TR High Yield Corporate Bond ETF 464288513 1942 22467 SH SOLE 0 0 22467 ISHARES TR 3 7 YR TREAS BD 464288661 246309 1999265 SH SOLE 0 0 1999265 ISHARES TR Short Treasury Bond ETF 464288679 6654 60183 SH SOLE 0 0 60183 KELLOGG CO COM 487836108 1819 31702 SH SOLE 0 0 31702 LIBBEY INC COM 529898108 42 14741 SH SOLE 0 0 14741 MARATHON OIL CORP COM 565849106 169 10137 SH SOLE 0 0 10137 MARSH & MCLENNAN COMPANIES INC COM 571748102 651 6933 SH SOLE 0 0 6933 NORDSTROM INC COM 655664100 3610 81342 SH SOLE 0 0 81342 OLD DOMINION FREIGHT LINE INC COM 679580100 9338 64675 SH SOLE 0 0 64675 OLIN CORP COM PAR $1 680665205 1883 81395 SH SOLE 0 0 81395 Schwab Strategic Trust US LC GRO ETF 808524300 922596 11614721 SH SOLE 0 0 11614721 Schwab Strategic Trust US LC Val ETF 808524409 937023 17117591 SH SOLE 0 0 17117591 Schwab Strategic Trust US Mid Cap ETF 808524508 137083 2474878 SH SOLE 0 0 2474878 Schwab Strategic Trust US Small Cap ETF 808524607 37378 534506 SH SOLE 0 0 534506 Schwab Strategic Trust Emerging Markets ETF 808524706 434763 16715219 SH SOLE 0 0 16715219 Schwab Strategic Trust FUND EM LCI 808524730 1927 69486 SH SOLE 0 0 69486 Schwab Strategic Trust INTL EQTY ETF 808524805 1670770 53362199 SH SOLE 0 0 53362199 Schwab Strategic Trust US Agg Bond ETF 808524839 74071 1427744 SH SOLE 0 0 1427744 Schwab Strategic Trust US REIT ETF 808524847 400679 9018438 SH SOLE 0 0 9018438 Schwab Strategic Trust IT US TR ETF 808524854 3027 56276 SH SOLE 0 0 56276 Schwab Strategic Trust Short Term Tre ETF 808524862 841583 16767951 SH SOLE 0 0 16767951 Schwab Strategic Trust International Small Cap ETF 808524888 1736 53571 SH SOLE 0 0 53571 SONOCO PRODUCTS CO COM 835495102 927 15073 SH SOLE 0 0 15073 SUN LIFE FINANCIAL INC COM 866796105 879 22893 SH SOLE 0 0 22893 TRINITY INDUSTRIES INC COM 896522109 474 21807 SH SOLE 0 0 21807 VANGUARD INDEX FUNDS TOTAL BND MRKT 921937835 64083 789399 SH SOLE 0 0 789399 VANGUARD INDEX FUNDS REAL ESTATE ETF 922908553 448085 5155740 SH SOLE 0 0 5155740 VANGUARD INDEX FUNDS MID CAP ETF 922908629 386 2404 SH SOLE 0 0 2404 VANGUARD INDEX FUNDS GROWTH ETF 922908736 2871637 18358503 SH SOLE 0 0 18358503 VANGUARD INDEX FUNDS VALUE ETF 922908744 753 6996 SH SOLE 0 0 6996 VANGUARD INDEX FUNDS TOTAL STK MKT 922908769 110216 761632 SH SOLE 0 0 761632 WELLS FARGO & CO COM 949746101 370 7662 SH SOLE 0 0 7662 Edwards Lifsci Corp Com Stock COM 28176E108 5528 28891 SH SOLE 0 0 28891 ARK ETF TR INDL INNOVATIN 00214Q203 4349 127750 SH SOLE 0 0 127750 ARK ETF TR GEN REV MLTSCT 00214Q302 2141 65101 SH SOLE 0 0 65101 ABBVIE COMMON STOCK COM 00287Y109 10405 129111 SH SOLE 0 0 129111 DAVITA INC COM 23918K108 1852 34109 SH SOLE 0 0 34109 DOMINION ENERGY IN COM 25746U109 19564 255204 SH SOLE 0 0 255204 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 3341 83513 SH SOLE 0 0 83513 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 3492 81278 SH SOLE 0 0 81278 FDX Stock Fund COM 31428X106 3507 19331 SH SOLE 0 0 19331 FORTUNE BRANDS HOME AND SECURITY COM 34964C106 565 11859 SH SOLE 0 0 11859 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 3556 177080 SH SOLE 0 0 177080 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 114071 2686544 SH SOLE 0 0 2686544 INVESCO EXCHNG TRADED FD TR GBL CLEAN ENRG 46138G847 783 65418 SH SOLE 0 0 65418 ISHARES TR Floating Rate Bond ETF 46429B655 2182 42879 SH SOLE 0 0 42879 ISHARES TR MIN VOL EAFE ETF 46429B689 56542 785310 SH SOLE 0 0 785310 ISHARES TR Core MSCI EAFE ETF 46432F842 20835 342875 SH SOLE 0 0 342875 ISHARES TR Core MSCI Emerging ETF 46434G103 4673 90395 SH SOLE 0 0 90395 ISHARES TR EXPONENTIAL TECH 46434V381 1614738 42504287 SH SOLE 0 0 42504287 KINDER MORGAN INC COM 49456B101 6312 315449 SH SOLE 0 0 315449 LEGG MASON ETF INVESTMENT TR LOW DIVI ETF 52468L406 146225 4596811 SH SOLE 0 0 4596811 PIMCO ETF TRUST INV GR CRP BND 72201R817 740 7134 SH SOLE 0 0 7134 POWERSHARES ETF TRUST II Senior Loan ETF 73936Q769 37399 1651940 SH SOLE 0 0 1651940 POWERSHARES ETF TRUST II Fundamental High Yield ETF 73936T557 32872 1762579 SH SOLE 0 0 1762579 SPDR SERIES TRUST S&P NORTH AMER 78463X152 671807 20613892 SH SOLE 0 0 20613892 SPDR SERIES TRUST PTF DEV WORLD EX-US 78463X889 1438 49222 SH SOLE 0 0 49222 SPDR SERIES TRUST S&P 600 SmCapGr ETF 78464A201 95078 1592607 SH SOLE 0 0 1592607 SPDR SERIES TRUST S&P 600 SmCap Val ETF 78464A300 298895 4956726 SH SOLE 0 0 4956726 SPDR SERIES TRUST PTF LT TREASURY 78464A664 14618 401713 SH SOLE 0 0 401713 SPDR SERIES TRUST S&P 400 Mid Cap Growth ETF 78464A821 43192 876366 SH SOLE 0 0 876366 SPDR SERIES TRUST S&P 400 Mid Cap Value ETF 78464A839 571533 10876045 SH SOLE 0 0 10876045 SPDR SERIES TRUST KENSHO NEW ECO 78468R648 269 8573 SH SOLE 0 0 8573 SPDR SERIES TRUST KENSHO FUTURE 78468R671 2078 59203 SH SOLE 0 0 59203 SPDR SERIES TRUST KENSHO SMART 78468R689 2049 74819 SH SOLE 0 0 74819 SPDR SERIES TRUST KENSHO INTELGN 78468R697 2033 72766 SH SOLE 0 0 72766 SPDR SERIES TRUST Nuveen Muni Bond ETF 78468R721 539625 10716649 SH SOLE 0 0 10716649 SPDR SERIES TRUST NUV BBG BARC ST MUN 78468R739 11226 231556 SH SOLE 0 0 231556 TITAN INTERNATIONAL INC COM 88830M102 227 38009 SH SOLE 0 0 38009 VIASAT INC COM 92552V100 1984 25596 SH SOLE 0 0 25596 VIACOM INC CL B 92553P201 483 17194 SH SOLE 0 0 17194 AON PLC SHS CL A G0408V102 7535 44143 SH SOLE 0 0 44143 PERRIGO CO PLC SHS G97822103 365 7580 SH SOLE 0 0 7580