0001214659-18-006817.txt : 20181102
0001214659-18-006817.hdr.sgml : 20181102
20181102122720
ACCESSION NUMBER: 0001214659-18-006817
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181102
DATE AS OF CHANGE: 20181102
EFFECTIVENESS DATE: 20181102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C.
CENTRAL INDEX KEY: 0001420473
IRS NUMBER: 943250323
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12703
FILM NUMBER: 181156194
BUSINESS ADDRESS:
STREET 1: 1050 ENTERPRISE WAY
STREET 2: 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-498-6900
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY
STREET 2: 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001420473
XXXXXXXX
09-30-2018
09-30-2018
false
Financial Engines Advisors L.L.C.
1050 ENTERPRISE WAY
3RD FL
SUNNYVALE
CA
94089
13F HOLDINGS REPORT
028-12703
N
David Carr
Director of Compliance
913-319-8198
David Carr
Overland Park
KS
11-02-2018
0
157
5243939
INFORMATION TABLE
2
infotable.xml
ABBOTT LABORATORIES COMMON STOCK
COM
002824100
5202
71204
SH
SOLE
0
0
5202
ABBVIE COMMON STOCK
COM
00287Y109
11916
127338
SH
SOLE
0
0
11916
AES CORP
COM
00130H105
2
166
SH
SOLE
0
0
2
ALASKA AIR GROUP INC
COM
011659109
3408
49497
SH
SOLE
0
0
3408
ALCOA CORP
COM
013872106
6
149
SH
SOLE
0
0
6
ALLIANCE DATA SYSTEMS CORP
COM
018581108
272
1150
SH
SOLE
0
0
272
ALLSTATE CORP
COM
020002101
21
212
SH
SOLE
0
0
21
ALPHABET INC
CAP STK CL A
02079K305
8
7
SH
SOLE
0
0
8
ALTERYX INC
COM CL A
02156B103
5
96
SH
SOLE
0
0
5
AMAZON.COM INC
COM
023135106
51
25
SH
SOLE
0
0
51
AMC NETWORKS INC
CL A
00164V103
2
36
SH
SOLE
0
0
2
AMERICAN INTERNATIONAL GROUP INC
COM NEW
026874784
154
2890
SH
SOLE
0
0
154
AMERICAN WATER WORKS COMPANY INC
COM
030420103
9
102
SH
SOLE
0
0
9
ANAPTYSBIO INC
COM
032724106
2
19
SH
SOLE
0
0
2
AON PLC
SHS CL A
G0408V102
7841
50989
SH
SOLE
0
0
7841
APPLE INC
COM
037833100
5
22
SH
SOLE
0
0
5
ASTEC INDUSTRIES INC
COM
046224101
349
6926
SH
SOLE
0
0
349
BANK OF NEW YORK MELLON CORP
COM
064058100
8803
172636
SH
SOLE
0
0
8803
BAXTER INTL INC COM STOCK
COM
071813109
3
34
SH
SOLE
0
0
3
BEMIS COMPANY INC
COM
081437105
3885
79947
SH
SOLE
0
0
3885
BEST BUY CO INC
COM
086516101
3
36
SH
SOLE
0
0
3
BOEING CO
COM
097023105
1052
2828
SH
SOLE
0
0
1052
BP PLC
SPONSORED ADR
055622104
26
558
SH
SOLE
0
0
26
BRISTOL-MYERS SQUIBB CO
COM
110122108
7
105
SH
SOLE
0
0
7
CARPENTER TECHNOLOGY CORP
COM
144285103
612
10377
SH
SOLE
0
0
612
CHEVRON CORP
COM
166764100
790
6463
SH
SOLE
0
0
790
COCA-COLA CO
COM
191216100
7
143
SH
SOLE
0
0
7
COLGATE-PALMOLIVE CO
COM
194162103
20
302
SH
SOLE
0
0
20
CONOCOPHILLIPS
COM
20825C104
84
1085
SH
SOLE
0
0
84
CRANE CO
COM
224399105
3658
37194
SH
SOLE
0
0
3658
DAVITA INC
COM
23918K108
2500
34908
SH
SOLE
0
0
2500
DELTA AIR LINES INC
COM NEW
247361702
254
4384
SH
SOLE
0
0
254
DOMINION ENERGY IN
COM
25746U109
24903
354347
SH
SOLE
0
0
24903
DOWDUPONT INC
COM
26078J100
47
731
SH
SOLE
0
0
47
DUKE ENERGY CORP
COM NEW
26441C204
1
14
SH
SOLE
0
0
1
EDWARDS LIFSCI CORP COM STOCK
COM
28176E108
5138
29512
SH
SOLE
0
0
5138
EQUIFAX INC
COM
294429105
2194
16805
SH
SOLE
0
0
2194
ETHAN ALLEN INTERIORS INC
COM
297602104
218
10493
SH
SOLE
0
0
218
EXXON MOBIL CORPORATION
COM
30231G102
32
381
SH
SOLE
0
0
32
FIFTH THIRD BANCORP
COM
316773100
2712
97147
SH
SOLE
0
0
2712
FIRST AMERICAN FINANCIAL CORP
COM
31847R102
1324
25656
SH
SOLE
0
0
1324
FLIR SYSTEMS INC
COM
302445101
243
3956
SH
SOLE
0
0
243
FORD MOTOR CO
COM PAR $0.01
345370860
3
281
SH
SOLE
0
0
3
FORTUNE BRANDS HOME AND SECURITY
COM
34964C106
1955
37345
SH
SOLE
0
0
1955
GENERAL ELECTRIC CO
COM
369604103
6
573
SH
SOLE
0
0
6
GOLDMAN SACHS ETF TRUST
AB EM MKTS EQ
381430206
2
51
SH
SOLE
0
0
2
GOLDMAN SACHS ETF TRUST
AB US LG CAP EQ
381430503
5
82
SH
SOLE
0
0
5
GRACO INC
COM
384109104
550
11859
SH
SOLE
0
0
550
HARLEY DAVIDSON INC
COM
412822108
14
302
SH
SOLE
0
0
14
HB FULLER CO
COM
359694106
528
10227
SH
SOLE
0
0
528
INTEL CORP
COM
458140100
14
304
SH
SOLE
0
0
14
INTERPUBLIC GROUP OF COMPANIES IN
COM
460690100
107
4692
SH
SOLE
0
0
107
IROBOT CORP
COM
462726100
11
103
SH
SOLE
0
0
11
ISHARES TRUST
CORE S&P 500
464287200
19
63
SH
SOLE
0
0
19
ISHARES TRUST
IBOXX $IG CORP
464287242
13
114
SH
SOLE
0
0
13
ISHARES TRUST
GLBL HEALTHCARE
464287325
4
71
SH
SOLE
0
0
4
ISHARES TRUST
S&P MC 400 GRO
464287606
2
10
SH
SOLE
0
0
2
ISHARES TRUST
CORE S&P SM-CP
464287804
3
37
SH
SOLE
0
0
3
ISHARES TRUST
S&P SC 600 GRO
464287887
4
19
SH
SOLE
0
0
4
ISHARES TRUST
JPM USD EM BD
464288281
9
81
SH
SOLE
0
0
9
ISHARES TRUST
MBS ETF
464288588
2
21
SH
SOLE
0
0
2
ISHARES TRUST
INT-TRM CORP BD
464288638
20
369
SH
SOLE
0
0
20
ISHARES TRUST
SHT-TRM CORP BD
464288646
1
15
SH
SOLE
0
0
1
ISHARES TRUST
US TREASURY BOND
46429B267
5
219
SH
SOLE
0
0
5
ISHARES TRUST
EDGE MSCI MV USA
46429B697
5
81
SH
SOLE
0
0
5
ISHARES TRUST
SHORT MAT BD
46431W507
6
129
SH
SOLE
0
0
6
ISHARES TRUST
EDGE MSCI USA MF
46432F396
9
78
SH
SOLE
0
0
9
ISHARES TRUST
MSCI JAPAN
46434G822
8
139
SH
SOLE
0
0
8
ISHARES TRUST
EDGE MSCI MF ITL
46434V274
2
79
SH
SOLE
0
0
2
ISHARES TRUST
GLOBAL REIT ETF
46434V647
1
36
SH
SOLE
0
0
1
JOHNSON & JOHNSON
COM
478160104
17
123
SH
SOLE
0
0
17
KELLOGG CO
COM
487836108
1497
21379
SH
SOLE
0
0
1497
KINDER MORGAN INC
COM
49456B101
5554
313267
SH
SOLE
0
0
5554
KULICKE AND SOFFA INDUSTRIES INC
COM
501242101
4
149
SH
SOLE
0
0
4
LIBBEY INC
COM
529898108
149
16985
SH
SOLE
0
0
149
LILLY ELI & CO
COM
532457108
6
59
SH
SOLE
0
0
6
MANPOWERGROUP INC
COM
56418H100
5
52
SH
SOLE
0
0
5
MARATHON OIL CORP
COM
565849106
636
27318
SH
SOLE
0
0
636
MARATHON PETROLEUM CORP
COM
56585A102
5704
71331
SH
SOLE
0
0
5704
MERCK & CO INC
COM
58933Y105
18
253
SH
SOLE
0
0
18
MICROSOFT CORP
COM
594918104
32
277
SH
SOLE
0
0
32
NAVISTAR INTERNATIONAL CORP
COM
63934E108
136
3544
SH
SOLE
0
0
136
NORDSTROM INC
COM
655664100
6043
101033
SH
SOLE
0
0
6043
OLD DOMINION FREIGHT LINE INC
COM
679580100
10969
68023
SH
SOLE
0
0
10969
OLIN CORP
COM PAR $1
680665205
2301
89613
SH
SOLE
0
0
2301
OPPENHEIMER REVENUE WEIGHTED ETF TRUST
S&P MC 400 R
68386C203
5
72
SH
SOLE
0
0
5
ORACLE CORP
COM
68389X105
12
223
SH
SOLE
0
0
12
PERRIGO CO PLC
SHS
G97822103
339
4781
SH
SOLE
0
0
339
PHILLIPS 66
COM
718546104
52
458
SH
SOLE
0
0
52
PIMCO ETF TRUST
INV GR CRP BND
72201R817
9
87
SH
SOLE
0
0
9
PIMCO ETF TRUST
ENH SM ACT ETF
72201R833
8
76
SH
SOLE
0
0
8
POTLATCHDELTIC CORPORATION
COM
737630103
173
4229
SH
SOLE
0
0
173
POWERSHARES ETF TRUST II
QQQ TRUST 1
46090E103
4
22
SH
SOLE
0
0
4
POWERSHARES ETF TRUST II
S&P INTL DLV
46138E230
5
157
SH
SOLE
0
0
5
POWERSHARES ETF TRUST II
FD HY CORP
46138E719
0
1
SH
SOLE
0
0
0
POWERSHARES ETF TRUST II
SENIOR LOAN
46138G508
18
797
SH
SOLE
0
0
18
POWERSHARES ETF TRUST II
SENIOR LOAN ETF
73936Q769
77231
3333237
SH
SOLE
77231
0
0
POWERSHARES ETF TRUST II
FUNDAMENTAL HIGH YIELD ETF
73936T557
17814
966039
SH
SOLE
17814
0
0
PROCTER & GAMBLE CO
COM
742718109
6
77
SH
SOLE
0
0
6
RAYTHEON CO
COM NEW
755111507
11
54
SH
SOLE
0
0
11
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
9
70
SH
SOLE
0
0
9
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
14
203
SH
SOLE
0
0
14
SALESFORCE.COM INC
COM
79466L302
1
7
SH
SOLE
0
0
1
SCHWAB STRATEGIC TRUST
US LG CAP ETF
808524201
22
313
SH
SOLE
0
0
22
SCHWAB STRATEGIC TRUST
US LC GR ETF
808524300
894897
10911049
SH
SOLE
861866
0
33031
SCHWAB STRATEGIC TRUST
US LC VAL ETF
808524409
847445
15111367
SH
SOLE
820284
0
27161
SCHWAB STRATEGIC TRUST
US MID CAP ETF
808524508
60474
1045559
SH
SOLE
39243
0
21231
SCHWAB STRATEGIC TRUST
US SMALL CAP ETF
808524607
15399
202162
SH
SOLE
15264
0
135
SCHWAB STRATEGIC TRUST
EMERGING MARKETS ETF
808524706
147624
5741880
SH
SOLE
128225
0
19399
SCHWAB STRATEGIC TRUST
FUND US SCI
808524763
3
68
SH
SOLE
0
0
3
SCHWAB STRATEGIC TRUST
US DIV EQ ETF
808524797
6
113
SH
SOLE
0
0
6
SCHWAB STRATEGIC TRUST
INTL EQ ETF
808524805
1423675
42459819
SH
SOLE
1412624
0
11051
SCHWAB STRATEGIC TRUST
US AGG BOND ETF
808524839
109078
2170716
SH
SOLE
109068
0
10
SCHWAB STRATEGIC TRUST
US REIT ETF
808524847
362826
8695689
SH
SOLE
361602
0
1224
SCHWAB STRATEGIC TRUST
IT US TR ETF
808524854
1322
25521
SH
SOLE
0
0
1322
SCHWAB STRATEGIC TRUST
SHORT TERM TRE ETF
808524862
43187
871245
SH
SOLE
43185
0
2
SCHWAB STRATEGIC TRUST
INTL SCEQ ETF
808524888
47
1317
SH
SOLE
0
0
47
SEATTLE GENETICS INC
COM
812578102
8
105
SH
SOLE
0
0
8
SEMPRA ENERGY
COM
816851109
25
223
SH
SOLE
0
0
25
SONOCO PRODUCTS CO
COM
835495102
1228
22120
SH
SOLE
0
0
1228
SPDR SERIES TRUST
S&P 600 SMCAPGR ETF
78464A201
96807
1434193
SH
SOLE
96792
0
15
SPDR SERIES TRUST
S&P 600 SMCAP VAL ETF
78464A300
242738
3555559
SH
SOLE
242707
0
31
SPDR SERIES TRUST
PTF ST CORP BOND
78464A474
4
148
SH
SOLE
0
0
4
SPDR SERIES TRUST
PTF LT TREASURY
78464A664
8203
242688
SH
SOLE
0
0
8203
SPDR SERIES TRUST
S&P 400 MID CAP GROWTH ETF
78464A821
30085
633578
SH
SOLE
30064
0
21
SPDR SERIES TRUST
S&P 400 MID CAP VALUE ETF
78464A839
349420
6245244
SH
SOLE
349390
0
30
SPDR SERIES TRUST
S&P MIDCAP 400 ETF
78467Y107
18
49
SH
SOLE
0
0
18
SPDR SERIES TRUST
NUVEEN MUNI BOND ETF
78468R721
375558
7010501
SH
SOLE
367076
0
8482
SPDR SERIES TRUST
NUV BBG BARC ST MUN
78468R739
8551
179299
SH
SOLE
0
0
8551
SPDR SERIES TRUST
FINL S SPDR
81369Y605
4
156
SH
SOLE
0
0
4
STARBUCKS CORP
COM
855244109
1
16
SH
SOLE
0
0
1
SUN LIFE FINANCIAL INC
COM
866796105
970
24390
SH
SOLE
0
0
970
TAILORED BRANDS INC
COM
87403A107
89
3514
SH
SOLE
0
0
89
TESLA INC
COM
88160R101
15
57
SH
SOLE
0
0
15
TITAN INTERNATIONAL INC
COM
88830M102
258
34810
SH
SOLE
0
0
258
TITAN MEDICAL INC
COM NEW
88830X819
3
1192
SH
SOLE
0
0
3
TREX COMPANY INC
COM
89531P105
2
23
SH
SOLE
0
0
2
TRINITY INDUSTRIES INC
COM
896522109
973
26562
SH
SOLE
0
0
973
UNION PACIFIC CORP
COM
907818108
23
139
SH
SOLE
0
0
23
VANECK VECTORS ETF TRUST
MS WIDE MOAT
92189F643
7
153
SH
SOLE
0
0
7
VANGUARD INDEX FUNDS
FTSE XUS;ETF
922042775
11
205
SH
SOLE
0
0
11
VANGUARD INDEX FUNDS
LG-CP IDX;ETF
922908637
4
29
SH
SOLE
0
0
4
VANGUARD INDEX FUNDS
GRO IDX;ETF
922908736
4
23
SH
SOLE
0
0
4
VANGUARD INDEX FUNDS
TSM IDX;ETF
922908769
23
152
SH
SOLE
0
0
23
VERIZON COMMUNICATIONS INC
COM
92343V104
2
40
SH
SOLE
0
0
2
VIACOM INC
CL A
92553P102
12
326
SH
SOLE
0
0
12
VIACOM INC
CL B
92553P201
618
18313
SH
SOLE
0
0
618
VIASAT INC
COM
92552V100
1974
30863
SH
SOLE
0
0
1974
WALMART INC
COM
931142103
10
106
SH
SOLE
0
0
10
WALT DISNEY CO
COM DISNEY
254687106
2
18
SH
SOLE
0
0
2
WELLS FARGO & CO
COM
949746101
404
7695
SH
SOLE
0
0
404
WEYERHAEUSER CO
COM
962166104
4
117
SH
SOLE
0
0
4
WISDOMTREE TRUST
US SMCP EARN
97717W562
2
46
SH
SOLE
0
0
2
WISDOMTREE TRUST
YLD ENH US AB
97717X511
5
94
SH
SOLE
0
0
5
WISDOMTREE TRUST
US SC QUAL DG
97717X651
3
76
SH
SOLE
0
0
3
YELP INC
CL A
985817105
6
126
SH
SOLE
0
0
6
ZILLOW GROUP INC
CL A
98954M101
1
32
SH
SOLE
0
0
1