Director of Compliance

0001214659-18-003265.txt : 20180502 0001214659-18-003265.hdr.sgml : 20180502 20180502123026 ACCESSION NUMBER: 0001214659-18-003265 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180502 DATE AS OF CHANGE: 20180502 EFFECTIVENESS DATE: 20180502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C. CENTRAL INDEX KEY: 0001420473 IRS NUMBER: 943250323 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12703 FILM NUMBER: 18798546 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY STREET 2: 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6900 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY STREET 2: 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001420473 XXXXXXXX 03-31-2018 03-31-2018 false Financial Engines Advisors L.L.C.

1050 Enterprise Way 3rd Fl Sunnyvale CA 94089

13F HOLDINGS REPORT 028-12703 N David Carr Director of Compliance 913-319-8198 David Carr Overland Park KS 05-02-2018 0 128 3428448 INFORMATION TABLE 2 infotable.xml Abbott Laboratories Common Stock COM 002824100 5952 99335 SH SOLE 0 0 99335 Abbvie Common Stock COM 00287Y109 14665 154936 SH SOLE 0 0 154936 Alaska Air Group Inc COM 011659109 3161 51018 SH SOLE 0 0 51018 Alcoa Corp COM 013872106 6 143 SH SOLE 0 0 143 Alliance Data Systems Corp COM 018581108 303 1421 SH SOLE 0 0 1421 Allstate Corp COM 020002101 20 209 SH SOLE 0 0 209 American International Group Inc COM NEW 026874784 64 1179 SH SOLE 0 0 1179 Aon Plc SHS CL A G0408V102 7040 50165 SH SOLE 0 0 50165 Astec Industries Inc COM 046224101 391 7091 SH SOLE 0 0 7091 Bank Of New York Mellon Corp COM 064058100 9535 185037 SH SOLE 0 0 185037 Baxter Intl Inc Com Stock COM 071813109 3 40 SH SOLE 0 0 40 Bemis Company Inc COM 081437105 2624 60293 SH SOLE 0 0 60293 Best Buy Co Inc COM 086516101 3 42 SH SOLE 0 0 42 Boeing Co COM 097023105 66 200 SH SOLE 0 0 200 Carpenter Technology Corp COM 144285103 618 14011 SH SOLE 0 0 14011 Chevron Corp COM 166764100 837 7341 SH SOLE 0 0 7341 Coca-Cola Co COM 191216100 2 44 SH SOLE 0 0 44 Conocophillips COM 20825C104 94 1589 SH SOLE 0 0 1589 Crane Co COM 224399105 3419 36863 SH SOLE 0 0 36863 Davita Inc COM 23918K108 2327 35293 SH SOLE 0 0 35293 Delta Air Lines Inc COM NEW 247361702 609 11110 SH SOLE 0 0 11110 Dominion Energy In COM 25746U109 15693 232731 SH SOLE 0 0 232731 Duke Energy Corp COM NEW 26441C204 22 278 SH SOLE 0 0 278 Edwards Lifsci Corp Com Stock COM 28176E108 4814 34507 SH SOLE 0 0 34507 Enbridge Inc COM 29250N105 12 383 SH SOLE 0 0 383 Equifax Inc COM 294429105 1700 14429 SH SOLE 0 0 14429 Ethan Allen Interiors Inc COM 297602104 310 13489 SH SOLE 0 0 13489 Fdx Stock Fund COM 31428X106 4864 20259 SH SOLE 0 0 20259 Fifth Third Bancorp COM 316773100 3742 117846 SH SOLE 0 0 117846 First American Financial Corp COM 31847R102 2942 50131 SH SOLE 0 0 50131 Fiserv Inc COM 337738108 1 20 SH SOLE 0 0 20 Flir Systems Inc COM 302445101 178 3565 SH SOLE 0 0 3565 Ford Motor Co COM PAR $0.01 345370860 3 226 SH SOLE 0 0 226 General Electric Co COM 369604103 9 642 SH SOLE 0 0 642 Graco Inc COM 384109104 819 17903 SH SOLE 0 0 17903 Great Plains Energy Inc COM 391164100 2292 72095 SH SOLE 0 0 72095 Hb Fuller Co COM 359694106 215 4316 SH SOLE 0 0 4316 Huntington Bancshares Inc COM 446150104 11 696 SH SOLE 0 0 696 Interpublic Group Of Companies In COM 460690100 108 4692 SH SOLE 0 0 4692 iShares Trust Core S&P US Val 464287663 6 122 SH SOLE 0 0 122 iShares Trust MSCI Japan 46434G822 8 139 SH SOLE 0 0 139 iShares Trust Core S&P Md-Cp 464287507 6 32 SH SOLE 0 0 32 iShares Trust Core S&P 500 464287200 26 97 SH SOLE 0 0 97 iShares Trust Russ 1000 Vl ETF 464287598 17 140 SH SOLE 0 0 140 iShares Trust Core S&P Sm-Cp 464287804 6 79 SH SOLE 0 0 79 iShares Trust Russ Mid-Cap 464287499 11 54 SH SOLE 0 0 54 iShares Trust Russ MC Gr 464287481 11 93 SH SOLE 0 0 93 iShares Trust Russ MC Val 464287473 11 126 SH SOLE 0 0 126 iShares Trust MSCI EAFE ETF 464287465 71 1024 SH SOLE 0 0 1024 iShares Trust 1-3 Trs Bd ETF 464287457 0 4 SH SOLE 0 0 4 iShares Trust 7-10 Trs Bd ETF 464287440 2 24 SH SOLE 0 0 24 iShares Trust Core US Agg Bd 464287226 125 1167 SH SOLE 0 0 1167 iShares Trust iBoxx $HY Corp 464288513 1 13 SH SOLE 0 0 13 iShares Trust Core MSCI EAFE 46432F842 29 439 SH SOLE 0 0 439 iShares Trust Core MSCI EmMkts 46434G103 8 137 SH SOLE 0 0 137 Kellogg Co COM 487836108 1630 25077 SH SOLE 0 0 25077 Kinder Morgan Inc COM 49456B101 4984 330922 SH SOLE 0 0 330922 Kroger Co COM 501044101 17 703 SH SOLE 0 0 703 Kulicke And Soffa Industries Inc COM 501242101 4 151 SH SOLE 0 0 151 Ladenburg Thalmann Financial Serv COM 50575Q102 12 3754 SH SOLE 0 0 3754 Libbey Inc COM 529898108 70 14232 SH SOLE 0 0 14232 Marathon Oil Corp COM 565849106 231 14299 SH SOLE 0 0 14299 Marathon Petroleum Corp COM 56585A102 5986 81882 SH SOLE 0 0 81882 Marsh & Mclennan Companies Inc COM 571748102 689 8343 SH SOLE 0 0 8343 Microsoft Corp COM 594918104 183 2010 SH SOLE 0 0 2010 Navistar International Corp COM 63934E108 69 1964 SH SOLE 0 0 1964 Nordstrom Inc COM 655664100 4471 92360 SH SOLE 0 0 92360 Old Dominion Freight Line Inc COM 679580100 10949 74497 SH SOLE 0 0 74497 Olin Corp COM PAR $1 680665205 2199 72358 SH SOLE 0 0 72358 Oracle Corp COM 68389X105 18 401 SH SOLE 0 0 401 Perrigo Co Plc SHS G97822103 382 4584 SH SOLE 0 0 4584 Phillips 66 COM 718546104 67 695 SH SOLE 0 0 695 Pimco Etf Trust Enh SM Act ETF 72201R833 4 43 SH SOLE 0 0 43 Pimco Etf Trust Inv Gr Crp Bnd 72201R817 8 79 SH SOLE 0 0 79 Pnc Financial Services Group Inc COM 693475105 59 388 SH SOLE 0 0 388 Potlatchdeltic Corporation COM 737630103 237 4556 SH SOLE 0 0 4556 Powershares Etf Trust II Senior Loan ETF 73936Q769 47304 2053133 SH SOLE 47304 0 0 Powershares Etf Trust II Fundamental High Yield ETF 73936T557 11711 632710 SH SOLE 11711 0 0 Procter & Gamble Co COM 742718109 60 756 SH SOLE 0 0 756 Schwab Strategic Trust US Small Cap ETF 808524607 21044 304421 SH SOLE 21044 0 0 Schwab Strategic Trust Intl Eq ETF 808524805 1184145 35127434 SH SOLE 1184145 0 0 Schwab Strategic Trust US LC Gr ETF 808524300 673219 9388033 SH SOLE 673219 0 0 Schwab Strategic Trust US LC Val ETF 808524409 694394 13141426 SH SOLE 694394 0 0 Schwab Strategic Trust Emerging Markets ETF 808524706 116504 4059379 SH SOLE 116504 0 0 Schwab Strategic Trust Str:IT US Tr ETF 808524854 571 10852 SH SOLE 0 0 10852 Schwab Strategic Trust US Mid Cap ETF 808524508 30426 575384 SH SOLE 30426 0 0 Schwab Strategic Trust US REIT ETF 808524847 222547 4943204 SH SOLE 222547 0 0 Schwab Strategic Trust Short Term Tre ETF 808524862 26948 540696 SH SOLE 26948 0 0 Schwab Strategic Trust US Agg Bond ETF 808524839 76848 1506234 SH SOLE 76848 0 0 Select Sector Spdr Trust Matrls SPDR 81369Y100 17 293 SH SOLE 0 0 293 Select Sector Spdr Trust C Stp SPDR 81369Y308 16 305 SH SOLE 0 0 305 Select Sector Spdr Trust H Care SPDR 81369Y209 17 208 SH SOLE 0 0 208 Select Sector Spdr Trust Finl S SPDR 81369Y605 17 625 SH SOLE 0 0 625 Select Sector Spdr Trust Indust SPDR 81369Y704 17 233 SH SOLE 0 0 233 Select Sector Spdr Trust Util SPDR 81369Y886 16 313 SH SOLE 0 0 313 Select Sector Spdr Trust Energy SPDR 81369Y506 17 250 SH SOLE 0 0 250 Sonoco Products Co COM 835495102 783 16152 SH SOLE 0 0 16152 Spdr Series Trust S&P 600 SmCapGr ETF 78464A201 68153 293029 SH SOLE 68153 0 0 Spdr Series Trust S&P 600 SmCap Val ETF 78464A300 93314 755648 SH SOLE 93314 0 0 Spdr Series Trust S&P 500 ETF 78462F103 17 65 SH SOLE 0 0 65 Spdr Series Trust S&P 400 Mid Cap Val 78464A839 47 475 SH SOLE 0 0 475 Spdr Series Trust S&P 400 Mid Cap Gro 78464A821 35 224 SH SOLE 0 0 224 Spdr Series Trust PTF LT Treasury 78464A664 3989 113640 SH SOLE 0 0 113640 Spdr Series Trust Nuveen Muni Bond ETF 78468R721 24267 505255 SH SOLE 24267 0 0 Spdr Series Trust Nuv Bbg Barc ST Mun 78468R739 3543 74090 SH SOLE 0 0 74090 Spdr Series Trust PTF ST Corp Bond 78464A474 2 69 SH SOLE 0 0 69 Starbucks Corp COM 855244109 1 16 SH SOLE 0 0 16 Sun Life Financial Inc COM 866796105 685 16662 SH SOLE 0 0 16662 Tailored Brands Inc COM 87403A107 92 3677 SH SOLE 0 0 3677 Titan International Inc COM 88830M102 387 30691 SH SOLE 0 0 30691 Titan Medical Inc COM 88830X108 8 37000 SH SOLE 0 0 37000 Torchmark Corp COM 891027104 24 280 SH SOLE 0 0 280 Trinity Industries Inc COM 896522109 938 28738 SH SOLE 0 0 28738 Vanguard Index Funds TSM Idx;ETF 922908769 21 151 SH SOLE 0 0 151 Vanguard Index Funds Gro Idx;ETF 922908736 2 17 SH SOLE 0 0 17 Vanguard Index Funds Value Idx;ETF 922908744 4 41 SH SOLE 0 0 41 Vanguard Index Funds FTSE Em Mkt ETF 922042858 18 376 SH SOLE 0 0 376 Vanguard Index Funds FTSE xUS;ETF 922042775 11 202 SH SOLE 0 0 202 Vanguard Index Funds ST Corp Bd;ETF 92206C409 0 5 SH SOLE 0 0 5 Vanguard Index Funds Int Crp Bd;ETF 92206C870 10 112 SH SOLE 0 0 112 Verizon Communications Inc COM 92343V104 2 43 SH SOLE 0 0 43 Viacom Inc CL B 92553P201 577 18572 SH SOLE 0 0 18572 Viacom Inc CL A 92553P102 13 325 SH SOLE 0 0 325 Viasat Inc COM 92552V100 1683 25605 SH SOLE 0 0 25605 Walmart Inc COM 931142103 5 53 SH SOLE 0 0 53 Walt Disney Co COM DISNEY 254687106 2 21 SH SOLE 0 0 21 Wells Fargo & Co COM 949746101 15 283 SH SOLE 0 0 283 Wgl Holdings Inc COM 92924F106 1881 22486 SH SOLE 0 0 22486