0001214659-18-000825.txt : 20180202
0001214659-18-000825.hdr.sgml : 20180202
20180202091333
ACCESSION NUMBER: 0001214659-18-000825
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180202
DATE AS OF CHANGE: 20180202
EFFECTIVENESS DATE: 20180202
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C.
CENTRAL INDEX KEY: 0001420473
IRS NUMBER: 943250323
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12703
FILM NUMBER: 18568898
BUSINESS ADDRESS:
STREET 1: 1050 ENTERPRISE WAY
STREET 2: 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-498-6900
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY
STREET 2: 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001420473
XXXXXXXX
12-31-2017
12-31-2017
false
Financial Engines Advisors L.L.C.
1050 Enterprise Way
3rd Fl
Sunnyvale
CA
94089
13F HOLDINGS REPORT
028-12703
N
David Carr
Director of Compliance
913-319-8198
David Carr
Overland Park
KS
02-01-2018
0
219
3481355
INFORMATION TABLE
2
infotable.xml
ABBOTT LABORATORIES COMMON STOCK
COM
002824100
7086
124158
SH
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0
0
124158
ABBVIE COMMON STOCK
COM
00287Y109
16928
175037
SH
SOLE
0
0
175037
ADOBE SYSTEMS INC
COM
00724F101
5
31
SH
SOLE
0
0
31
AES CORP
COM
00130H105
1
107
SH
SOLE
0
0
107
AKAMAI TECHNOLOGIES INC COM
COM
00971T101
2
33
SH
SOLE
0
0
33
ALASKA AIR GROUP INC
COM
011659109
6224
84673
SH
SOLE
0
0
84673
ALEXION PHARMA INC
COM
015351109
1
9
SH
SOLE
0
0
9
ALLERGAN PLC
SHS
G0177J108
4
22
SH
SOLE
0
0
22
ALLIANCE DATA SYSTEMS CORP
COM
018581108
391
1544
SH
SOLE
0
0
1544
ALLISON TRANSMISSION
COM
01973R101
1
30
SH
SOLE
0
0
30
ALLSTATE CORPORATION
COM
020002101
22
208
SH
SOLE
0
0
208
ALPHABET INC.
CAP STK CL C
02079K107
15
14
SH
SOLE
0
0
14
ALPHABET INC.
CAP STK CL A
02079K305
15
14
SH
SOLE
0
0
14
AMAZON COM INC
COM
023135106
46
40
SH
SOLE
0
0
40
AMERICAN EXPRESS CO
COM
025816109
1
14
SH
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0
0
14
AMERICAN HOMES 4RENT
CL A
02665T306
2
108
SH
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0
0
108
AMERICAN INTL GROUP INC
COM NEW
026874784
54
910
SH
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0
0
910
AMERIPRISE FINANCIAL
COM
03076C106
2
13
SH
SOLE
0
0
13
ANADARKO PETROLEUM
COM
032511107
3
47
SH
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0
0
47
ANHEUSER-BUSCH INBEV
SPONSORED ADR
03524A108
1
12
SH
SOLE
0
0
12
AON PLC
SHS CL A
G0408V102
7372
55013
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0
0
55013
APACHE CORP
COM
037411105
2
36
SH
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0
0
36
APPLE INC
COM
037833100
75
444
SH
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0
0
444
APPLIED MATERIALS
COM
038222105
1
25
SH
SOLE
0
0
25
ASTEC INDS INC
COM
046224101
463
7918
SH
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0
0
7918
AUTODESK INC
COM
052769106
3
24
SH
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0
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24
AUTOZONE INC
COM
053332102
1
2
SH
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0
0
2
BANK OF NEW YORK MELLON CORP
COM
064058100
9486
176120
SH
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0
0
176120
BANK OF THE OZARKS
COM
063904106
1
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SH
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0
0
18
BEMIS INC
COM
081437105
3174
66410
SH
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0
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BIOGEN INC
COM
09062X103
6
19
SH
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0
0
19
BLACKROCK INC
COM
09247X101
2
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SH
SOLE
0
0
4
BOEING CO
COM
097023105
6
19
SH
SOLE
0
0
19
BRISTOL-MYERS SQUIBB CO
COM
110122108
1
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SH
SOLE
0
0
17
BROADCOM LTD
SHS
Y09827109
3
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SH
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0
0
13
C N X RESOURCES CORP
COM
12653C108
1
48
SH
SOLE
0
0
48
C V S CAREMARK CORP
COM
126650100
1
17
SH
SOLE
0
0
17
CABOT OIL & GAS
COM
127097103
1
37
SH
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0
0
37
CARPENTER TECHNOLOGY CORP
COM
144285103
593
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SH
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0
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CATERPILLAR INC
COM
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8
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SH
SOLE
0
0
50
CBS CORP
CL B
124857202
1
17
SH
SOLE
0
0
17
CELGENE CORP
COM
151020104
13
120
SH
SOLE
0
0
120
CHARLES SCHWAB CORP
COM
808513105
2
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SH
SOLE
0
0
30
CHEVRON CORP NEW
COM
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SH
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0
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7947
CHEVRON CORPORATION
COM
166764100
13
101
SH
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0
0
101
CHIPOTLE MEXICAN GRL
COM
169656105
1
2
SH
SOLE
0
0
2
CIMAREX ENERGY CO
COM
171798101
9
72
SH
SOLE
0
0
72
CISCO SYSTEMS INC
COM
17275R102
3
81
SH
SOLE
0
0
81
CITIGROUP INC
COM NEW
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5
72
SH
SOLE
0
0
72
CITRIX SYSTEMS INC
COM
177376100
1
10
SH
SOLE
0
0
10
COCA COLA COMPANY
COM
191216100
1
19
SH
SOLE
0
0
19
COMCAST CORP NEW CL A
CL A
20030N101
6
139
SH
SOLE
0
0
139
CONOCOPHILLIPS
COM
20825C104
95
1739
SH
SOLE
0
0
1739
COSTCO WHSL CORP NEW
COM
22160K105
1
6
SH
SOLE
0
0
6
CRANE CO
COM
224399105
3356
37615
SH
SOLE
0
0
37615
CREE INC
COM
225447101
1
24
SH
SOLE
0
0
24
DAVITA INC
COM
23918K108
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SH
SOLE
0
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DELTA AIR LINES INC DEL
COM NEW
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290
5175
SH
SOLE
0
0
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DENTSPLY SIRONA INC
COM
24906P109
1
19
SH
SOLE
0
0
19
DEVON ENERGY CORP
COM
25179M103
8
194
SH
SOLE
0
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194
DISCOVER FINANCIAL SVCS
COM
254709108
1
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SH
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0
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19
DISNEY WALT CO
COM DISNEY
254687106
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SH
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115
DOLBY LABORATORIES
COM
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1
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SH
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DOLLAR GENERAL CORP
COM
256677105
9
100
SH
SOLE
0
0
100
DOMINION ENERGY IN
COM
25746U109
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237722
SH
SOLE
0
0
237722
DOWDUPONT INC
COM
26078J100
20
284
SH
SOLE
0
0
284
DUKE ENERGY CORP NEW
COM NEW
26441C204
22
260
SH
SOLE
0
0
260
EBAY INC
COM
278642103
1
30
SH
SOLE
0
0
30
ECOLAB INC
COM
278865100
1
10
SH
SOLE
0
0
10
EDWARDS LIFSCI CORP COM STOCK
COM
28176E108
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47335
SH
SOLE
0
0
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ENBRIDGE INC
COM
29250N105
15
384
SH
SOLE
0
0
384
EQUIFAX INC
COM
294429105
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16062
SH
SOLE
0
0
16062
ETHAN ALLEN INTERIORS INC
COM
297602104
294
10275
SH
SOLE
0
0
10275
EXELON CORPORATION
COM
30161N101
2
54
SH
SOLE
0
0
54
FACEBOOK INC
CL A
30303M102
60
343
SH
SOLE
0
0
343
FAIRFAX FINANCIAL HL
SUB VTG
303901102
1
2
SH
SOLE
0
0
2
FEDEX CORPORATION
COM
31428X106
25
100
SH
SOLE
0
0
100
FIFTH THIRD BANCORP
COM
316773100
3726
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SH
SOLE
0
0
122821
FIRST AMERICAN FINANCIAL CORP
COM
31847R102
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27793
SH
SOLE
0
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FLIR SYS INC
COM
302445101
192
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SH
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0
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FLUOR CORPORATION
COM
343412102
1
17
SH
SOLE
0
0
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FORD MOTOR COMPANY NEW
COM PAR $0.01
345370860
49
3918
SH
SOLE
0
0
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FREEPORT MCMORAN COPPER
CL B
35671D857
27
1437
SH
SOLE
0
0
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FULLER H B CO
COM
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361
6693
SH
SOLE
0
0
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GATX CORP
COM
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1
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SH
SOLE
0
0
11
GENERAL ELECTRIC CO
COM
369604103
13
771
SH
SOLE
0
0
771
GENTEX CORP
COM
371901109
1
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SH
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0
0
60
GOLDMAN SACHS GROUP
COM
38141G104
26
101
SH
SOLE
0
0
101
GRACO INC
COM
384109104
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41676
SH
SOLE
0
0
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GREAT PLAINS ENERGY INC
COM
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49266
SH
SOLE
0
0
49266
HALLIBURTON CO HLDG CO
COM
406216101
32
661
SH
SOLE
0
0
661
HANESBRANDS INC
COM
410345102
1
62
SH
SOLE
0
0
62
HOME DEPOT INC
COM
437076102
2
12
SH
SOLE
0
0
12
HONEYWELL INTERNATIONAL
COM
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4
23
SH
SOLE
0
0
23
IBM CORP
COM
459200101
77
504
SH
SOLE
0
0
504
INTERPUBLIC GROUP COS INC
COM
460690100
104
5157
SH
SOLE
0
0
5157
INVESCO LTD
SHS
G491BT108
2
42
SH
SOLE
0
0
42
IONIS PHARMACEUTICAL
COM
462222100
1
14
SH
SOLE
0
0
14
iSHARES Trust
EUROPE ETF
464287861
32
680
SH
SOLE
32
0
0
iSHARES Trust
CORE MSCI EUROPE ETF
46434V738
30
600
SH
SOLE
30
0
0
iSHARES Trust
RUSSELL 3000 ETF
464287689
6
40
SH
SOLE
6
0
0
JETBLUE AIRWAYS CORP
COM
477143101
23
1009
SH
SOLE
0
0
1009
JOHNSON & JOHNSON
COM
478160104
19
136
SH
SOLE
0
0
136
JOHNSON CTLS INTL
SHS
G51502105
3
75
SH
SOLE
0
0
75
K L A TENCOR CORP
COM
482480100
1
12
SH
SOLE
0
0
12
KELLOGG CO
COM
487836108
1881
27665
SH
SOLE
0
0
27665
KEYCORP INC
COM
493267108
3
139
SH
SOLE
0
0
139
KINDER MORGAN INC
COM
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SH
SOLE
0
0
297407
KINDER MORGAN INC
COM
49456B101
51
2842
SH
SOLE
0
0
2842
KROGER COMPANY
COM
501044101
21
766
SH
SOLE
0
0
766
KULICKE & SOFFA INDS INC
COM
501242101
5
212
SH
SOLE
0
0
212
L-3 COMMUNICATIONS HLDGS
COM
502413107
3
14
SH
SOLE
0
0
14
LIBBEY INC
COM
529898108
137
18168
SH
SOLE
0
0
18168
LIBERTY INTERACTV
QVC GP COM SER
53071M104
1
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SH
SOLE
0
0
30
M G I C INVESTMENT
COM
552848103
2
139
SH
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0
0
139
MARATHON OIL CORP
COM
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SH
SOLE
0
0
31428
MARATHON PETROLEUM CORP
COM
56585A102
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SH
SOLE
0
0
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MASTERCARD INC
CL A
57636Q104
15
100
SH
SOLE
0
0
100
MC CORMICK & CO INC N-VT
COM NON VTG
579780206
1
7
SH
SOLE
0
0
7
MC DONALDS CORP
COM
580135101
35
202
SH
SOLE
0
0
202
MEDTRONIC PLC
SHS
G5960L103
1
9
SH
SOLE
0
0
9
MERCK & CO INC
COM
58933Y105
2
44
SH
SOLE
0
0
44
METLIFE INC
COM
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2
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SH
SOLE
0
0
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MICROSOFT CORP
COM
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SH
SOLE
0
0
10773
MONSANTO CO
COM
61166W101
13
109
SH
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0
0
109
MURPHY USA INC
COM
626755102
2
21
SH
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0
0
21
MYLAN NV
SHS EURO
N59465109
2
47
SH
SOLE
0
0
47
NAVISTAR INTL CORP NEW
COM
63934E108
79
1849
SH
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0
0
1849
NORDSTROM INC
COM
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SH
SOLE
0
0
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NUCOR CORP
COM
670346105
3
46
SH
SOLE
0
0
46
OLD DOMINION FGHT LINES INC
COM
679580100
9730
73966
SH
SOLE
0
0
73966
OLIN CORP
COM PAR $1
680665205
2517
70741
SH
SOLE
0
0
70741
ONEMAIN HOLDINGS INC
COM
68268W103
2
59
SH
SOLE
0
0
59
ONEOK INC
COM
682680103
138
2581
SH
SOLE
0
0
2581
ORACLE CORPORATION
COM
68389X105
24
510
SH
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0
0
510
PALO ALTO NETWORKS
COM
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1
8
SH
SOLE
0
0
8
PAYPAL HOLDINGS INCO
COM
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1
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SH
SOLE
0
0
20
PEBBLEBROOK HOTEL TR
COM
70509V100
1
29
SH
SOLE
0
0
29
PENTAIR PLC
SHS
G7S00T104
1
8
SH
SOLE
0
0
8
PERRIGO CO PLC
SHS
G97822103
384
4405
SH
SOLE
0
0
4405
PFIZER INCORPORATED
COM
717081103
13
356
SH
SOLE
0
0
356
PHILIP MORRIS INTL
COM
718172109
21
200
SH
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0
0
200
PHILLIPS 66
COM
718546104
90
886
SH
SOLE
0
0
886
PIONEER NATURAL RES
COM
723787107
3
16
SH
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0
0
16
PNC FINL SERVICES GP INC
COM
693475105
56
390
SH
SOLE
0
0
390
POTLATCH CORP
COM
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85
1696
SH
SOLE
0
0
1696
Powershares ETF Trust II
Senior Loan ETF
73936Q769
47306
2053231
SH
SOLE
47306
0
0
Powershares ETF Trust II
Fundamental High Yield ETF
73936T557
11275
601368
SH
SOLE
11275
0
0
PRAXAIR INC
COM
74005P104
1
5
SH
SOLE
0
0
5
PROCTER & GAMBLE
COM
742718109
209
2271
SH
SOLE
0
0
2271
QUALCOMM INC
COM
747525103
3
40
SH
SOLE
0
0
40
REALOGY HOLDINGS CO
COM
75605Y106
2
86
SH
SOLE
0
0
86
REDHAT INC
COM
756577102
2
15
SH
SOLE
0
0
15
REGENERON PHARMS INC
COM
75886F107
1
2
SH
SOLE
0
0
2
REGIONS FINANCIAL CO
COM
7591EP100
2
115
SH
SOLE
0
0
115
ROCKWELL COLLINS INC
COM
774341101
1
7
SH
SOLE
0
0
7
SCHLUMBERGER LTD
COM
806857108
25
369
SH
SOLE
0
0
369
Schwab Strategic Trust
US LC Gr ETF
808524300
651313
9210328
SH
SOLE
651313
0
0
Schwab Strategic Trust
Intl Eq ETF
808524805
1158801
34012350
SH
SOLE
1158801
0
0
Schwab Strategic Trust
US LC Val ETF
808524409
683797
12507617
SH
SOLE
683797
0
0
Schwab Strategic Trust
US REIT ETF
808524847
205397
4935717
SH
SOLE
205397
0
0
Schwab Strategic Trust
Short Term Tre ETF
808524862
23488
469480
SH
SOLE
23488
0
0
Schwab Strategic Trust
US Agg Bond ETF
808524839
66819
1283989
SH
SOLE
66819
0
0
Schwab Strategic Trust
Emerging Markets ETF
808524706
100965
3613660
SH
SOLE
100965
0
0
Schwab Strategic Trust
US Small Cap ETF
808524607
21110
302706
SH
SOLE
21110
0
0
Schwab Strategic Trust
US Mid Cap ETF
808524508
198767
464242
SH
SOLE
198767
0
0
Schwab Strategic Trust
STR:IT US TR ETF
808524854
454
8516
SH
SOLE
454
0
0
SEAGATE TECHNOLOGY
SHS
G7945M107
2
39
SH
SOLE
0
0
39
SERVICE CORP INTL
COM
817565104
2
41
SH
SOLE
0
0
41
SIGNET JEWLERS LTD
SHS
G81276100
1
11
SH
SOLE
0
0
11
SKYWORKS SOLUTIONS
COM
83088M102
19
204
SH
SOLE
0
0
204
SONOCO PRODS CO
COM
835495102
1140
21451
SH
SOLE
0
0
21451
SOUTHERN COMPANY
COM
842587107
12
251
SH
SOLE
0
0
251
Spdr Series Trust
S&P 600 SmCap Val ETF
78464A300
90640
720907
SH
SOLE
90640
0
0
Spdr Series Trust
S&P 600 SmCapGr ETF
78464A201
62248
273752
SH
SOLE
62248
0
0
Spdr Series Trust
Nuveen Muni Bond ETF
78468R721
17721
361877
SH
SOLE
17721
0
0
Spdr Series Trust
NUV BBG BARC ST MUN ETF
78468R739
1919
40056
SH
SOLE
1919
0
0
Spdr Series Trust
S&P 400 MID CAP GRO ETF
78464A821
123
793
SH
SOLE
123
0
0
Spdr Series Trust
S&P 400 MID CAP VAL ETF
78464A839
155
1505
SH
SOLE
155
0
0
Spdr Series Trust
BBG BARCLAYS ITL TR ETF
78464A516
1
50
SH
SOLE
1
0
0
Spdr Series Trust
PTF LT TREASURY ETF
78464A664
2945
80475
SH
SOLE
2945
0
0
SPLUNK INC
COM
848637104
1
14
SH
SOLE
0
0
14
SPROUTS FARMERS MARK
COM
85208M102
2
64
SH
SOLE
0
0
64
STANLEY BLACK & DECK
COM
854502101
2
9
SH
SOLE
0
0
9
STERICYCLE INC
COM
858912108
1
20
SH
SOLE
0
0
20
SUN LIFE FINL INC
COM
866796105
742
17980
SH
SOLE
0
0
17980
SUNCOR ENERGY INC
COM
867224107
3
70
SH
SOLE
0
0
70
SYNCHRONY FINANCIAL
COM
87165B103
5
118
SH
SOLE
0
0
118
TAILORED BRANDS INC
COM
87403A107
178
8142
SH
SOLE
0
0
8142
TE CONNECTIVITY LTD
REG SHS
H84989104
3
30
SH
SOLE
0
0
30
TENNECO INC
COM
880349105
583
9966
SH
SOLE
0
0
9966
TERADYNE INCORPORATE
COM
880770102
2
50
SH
SOLE
0
0
50
TEXAS INSTRUMENTS
COM
882508104
1
13
SH
SOLE
0
0
13
THERMO FISHER SCNTFC
COM
883556102
2
8
SH
SOLE
0
0
8
TITAN INTL INC ILL
COM
88830M102
421
32725
SH
SOLE
0
0
32725
TITAN MEDICAL INC
COM
88830X108
11
36383
SH
SOLE
0
0
36383
TORCHMARK CORP
COM
891027104
26
281
SH
SOLE
0
0
281
TRANSDIGM GROUP INC
COM
893641100
1
5
SH
SOLE
0
0
5
TRINITY INDS INC
COM
896522109
1121
29926
SH
SOLE
0
0
29926
TWITTER INC
COM
90184L102
2
92
SH
SOLE
0
0
92
UNILEVER PLC
SPON ADR NEW
904767704
2
44
SH
SOLE
0
0
44
UNITED PARCEL SRVC
CL B
911312106
1
12
SH
SOLE
0
0
12
UNITEDHEALTH GROUP INC
COM
91324P102
6
28
SH
SOLE
0
0
28
VERIZON COMMUNICATN
COM
92343V104
8
151
SH
SOLE
0
0
151
VERTEX PHARMACEUTICA
COM
92532F100
2
12
SH
SOLE
0
0
12
VIACOM INC NEW (A)
CL A
92553P102
11
323
SH
SOLE
0
0
323
VIACOM INC NEW (B)
CL B
92553P201
638
20702
SH
SOLE
0
0
20702
VIASAT INC
COM
92552V100
1926
25737
SH
SOLE
0
0
25737
VISA INC
COM CL A
92826C839
3
22
SH
SOLE
0
0
22
VMWARE INC CL A
CL A COM
928563402
1
10
SH
SOLE
0
0
10
VOYA FINANCIAL INC
COM
929089100
1
28
SH
SOLE
0
0
28
WEATHERFORD INTL
ORD SHS
G48833100
1
247
SH
SOLE
0
0
247
WELLS FARGO & CO NEW
COM
949746101
48
798
SH
SOLE
0
0
798
WESTERN DIGITAL CORP
COM
958102105
2
23
SH
SOLE
0
0
23
WEYERHAEUSER CO
COM
962166104
1
39
SH
SOLE
0
0
39
WGL HLDGS INC
COM
92924F106
2030
23644
SH
SOLE
0
0
23644
WW GRAINGER INC
COM
384802104
1
5
SH
SOLE
0
0
5
YUM CHINA HOLDINGS I
COM
98850P109
1
35
SH
SOLE
0
0
35
ZOETIS INC
CL A
98978V103
2
23
SH
SOLE
0
0
23